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UNITED STATES SECURITIES AND EXCHANGE COMMISSION |
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| Washington, D.C. 20549 |
Pursuant
to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): April 22, 2009
| PepperBall Technologies, Inc. | |
| (Exact name of registrant as specified in charter) |
| Colorado | 001-32566 | 20-1978398 |
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| (State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
6142 Nancy Ridge Drive, Suite 101 San Diego, CA 92121
(Address of principal executive offices)
Registrant’s telephone number, including area code: (858) 638-0236
None
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant
to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to
Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
As described in the Current Report on Form 8-K of PepperBall Technologies, Inc., a Colorado corporation (the “Company”) dated April 22, 2009 (the “Initial 8-K”), on April 22, 2009 the Company entered into a Securities Purchase Agreement (the “Securities Purchase Agreement”) with investors for the private placement of Convertible Promissory Notes (the “Notes”) having a principal amount of $825,000. On June 4, 2009, the Company filed an amendment to the Initial 8-K to disclose that the Company completed a subsequent closing pursuant to the Securities Purchase Agreement with an investor for the private placement of a Note having a principal amount of $100,000.
The sole purpose of this Amendment No. 2 to the Initial 8-K is to disclose that on June 26, 2009, the Company completed an additional subsequent closing pursuant to the Securities Purchase Agreement with an investor for the private placement of a Note having a principal amount of $50,000. The terms of the Notes are described in the Initial 8-K.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| PepperBall Technologies, Inc. | |||
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| Date: June 29, 2009 | By: | /s/ Jeffrey G. McGonegal | |
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Jeffrey G. McGonegal Chief Financial Officer | |||