UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d)
OF
THE SECURITIES EXCHANGE ACT OF 1934
DATE
OF EARLIEST EVENT REPORTED – APRIL 15, 2010
4C CONTROLS
INC.
(Exact
name of Registrant as specified in its charter)
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NEVADA
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000-52074
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98-0446287
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(State
or other jurisdiction of
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(Commission
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(IRS
Employer
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incorporation)
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File
Number)
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Identification
Number)
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100
Wall Street, 21st
Floor
New York, NY
10005
(Address
of principal executive offices)
(866)
515-7069
(Registrant's
telephone number, including area code)
N/A
(Former
name or former address, if changed since last report)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
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o
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Written
communications pursuant to Rule 425 under the Securities
Act
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o
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Soliciting
material pursuant to Rule 14a-12 under the Exchange
Act
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o
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange
Act
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o
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange
Act
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4C
Controls Inc. (the “Company”) announced on April 15, 2010 that it expects all
trading of its securities to shift from the OTC Bulletin Board to the Pink OTC
Markets Inc. during the course of the next ten days. Pink OTC Markets
provides the leading inter-dealer electronic quotation and trading system in the
over-the-counter (OTC) securities market. Pink OTC Markets has reported
that over 170 FINRA-member broker-dealers actively make markets in Pink Sheets
quoted securities and that in 2008, these firms traded over $135 billion in all
market segments of Pink Sheets securities. The Pink OTC Markets Inc.
creates innovative technology and data solutions to efficiently connect market
participants, improve price discovery, increase issuer disclosure, and better
inform investors. Pink OTC Markets offers widespread access to all U.S.
broker-dealers, enabling investors to seamlessly trade these securities through
their institutional, online or full service brokers. Pink OTC Markets is
headquartered in New York City. Pink OTC Markets is a non-exclusive
Securities Information Processor (SIP) within the meaning of the Securities
Exchange Act of 1934, as amended. Pink OTC Markets is not a registered
national stock exchange, alternative trading system or broker-dealer. To
learn more about the Pink OTC Markets please visit their website at www.pinkotc.com.
The
Company also announced on April 15, 2010 that due to requirements for all
international operations of the Company, as well as domestic operations, to be
audited by an auditor approved by the Public Company Accounting Oversight Board
(PCAOB), the Company has not yet been able to complete its 2009 annual
audit. The PCAOB is a private sector, nonprofit corporation, created by
the Sarbanes-Oxley Act of 2002, to oversee the auditors of public
companies. The audited financial statements of the Company are required to
be filed with the U.S. Securities and Exchange Commission together with all
other information in the 2009 Annual Report on Form 10-K. The Company
intends to complete the 2009 audit and file the 2009 Annual Report on Form 10-K
with the U.S. Securities and Exchange Commission as soon as reasonably
possible. Pending the completion of the 2009 audit and the filing of
the 2009 Annual Report on Form 10-K, the Company expects an “e” to be appended
to its stock trading symbol indicating that it is late in the filing of its
Annual Report.
#
# #
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned, hereunto
duly authorized.
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4C
CONTROLS INC.
By: /s/ Anastasios
Angeloglou
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Name: Anastasios
Angeloglou
Title: Chief
Executive Officer
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Date: April
15, 2010