Oberon Investments Group plc
Director Share Dealing
2 February 2023
Oberon Investments Group Plc ("Oberon"), the boutique investment management, wealth planning and corporate broking group, announces that Simon Mathisen, Executive Director and Group Head of Risk & Compliance, has purchased 120,168 ordinary shares of 0.5p in Oberon ('Ordinary Shares') at 3.5p per share on 2 February 2023.
Following the share purchase, Simon Mathisen will hold 120,168 shares in Oberon, representing 0.02% of its issued share capital.
This announcement contains inside information for the purposes of Article 7 of EU Regulation
596/2014. Which is part of the United Kingdom domestic law pursuant to the Market Abuse (Amendment) (EU Exit) Regulations (SI 2019/310)("UK MAR").
The directors of Oberon accept responsibility for this announcement.
Enquiries
| Oberon Investments Group plc Simon McGivern / John Beaumont
|
020 3179 5300 |
| Novum Securities Limited (AQSE Corporate Adviser and Broker to the Company) Richard Potts, George Duxberry
|
020 7399 9400 |
| Oberon Capital (Broker to the Company) Mike Seabrook, Nick Lovering |
020 3179 5300 |
Notes to Editors
Oberon operates in the UK wealth and fund management sector and in the corporate broking and financial advisory sectors. Since Oberon Investments Ltd was established in April 2017, Oberon group's FUMA have grown to in excess of £1 billion as at 30 September 2022. This has been achieved organically by adding new clients and new fund managers, attracted by the emerging brand and by a number of small, selective and accretive acquisitions. Oberon Capital, the corporate broking division, provides advice and raises capital for companies from seed and early-stage funding through to IPO and beyond.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
| 1. |
Details of the person discharging managerial responsibilities/person closely associated |
| a) |
Name: |
Simon Mathisen |
| 2. |
Reason for the notification |
| a) |
Position/status: |
Executive Director & Group Head of Risk and Compliance |
| b |
Initial notification/Amendment: |
Initial notification |
| 3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
| a) |
Name: |
Oberon Investments Group Plc |
| b) |
LEI: |
21380024SB7KJSJ69U67 |
| 4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
| a) |
Description of the financial instrument, type of instrument: |
Ordinary shares of 0.5 pence each |
| b) |
Nature of the transaction: |
Acquisition of Ordinary Shares |
| c) |
Price(s) and Volume (s): |
Price(s). 3.5p Volume(s): 120,168 |
| d) |
Aggregated Information: |
N/A |
| e) |
Date of the transaction: |
2 February 2023 |
| f) |
Place of the transaction |
Aquis (AQSE) |
END
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