National Storage Mechanism | Additional information
RNS Number : 2693Y
Northern Trust Corporation
05 September 2025
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Full name of discloser:

Northern Trust Corporation

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.


(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Qualcomm Incorporated.

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:


(e) Date position held/dealing undertaken:

     For an opening position disclosure, state the latest practicable date prior to the disclosure

4th September 2025

(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes - Alphawave IP Group plc

 

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

                                                                                                                                                                                          

Class of relevant security:

 

Common Stock

 

 

Interests

Short positions

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

13,650,663.00

1.24

 

 

(2) Cash-settled derivatives:

 

 

 

 

 

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

 

 

 

 

     TOTAL:

13,650,663.00

1.24

 

 

 

Note: The difference in holdings from yesterday and today not explained by transactions, can be explained by stock transfers of 114686 securities in to the relevant account and 330 securities out of relevant account.

 

All interests and all short positions should be disclosed.  

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Common stock

BUY

1253

159.71

Common stock

BUY

52

159.6447

Common stock

SELL

1

159.475

Common stock

BUY

43

159.71

Common stock

BUY

11

159.6447

Common stock

SELL

38

159.645

Common stock

SELL

29

159.645

Common stock

BUY

10

159.6447

Common stock

BUY

13

159.71

Common stock

SELL

50

159.5765

Common stock

SELL

73

159.71

Common stock

BUY

20

159.71

Common stock

BUY

68

159.6447

Common stock

BUY

32

159.6447

Common stock

BUY

59

159.71

Common stock

BUY

122

159.6447

Common stock

SELL

26

159.645

Common stock

SELL

18

159.645

Common stock

BUY

24

159.71

Common stock

SELL

13

159.645

Common stock

SELL

24

159.81

Common stock

SELL

714

159.71

Common stock

SELL

4

159.71

Common stock

BUY

6

159.71

Common stock

BUY

49

159.6447

Common stock

SELL

13

159.645

Common stock

BUY

6

159.71

Common stock

BUY

60

159.71

Common stock

SELL

202

159.71

Common stock

SELL

16

159.71

Common stock

SELL

54

158.76

Common stock

SELL

11

156.7832

Common stock

SELL

6

159.645

Common stock

BUY

33

159.6447

Common stock

SELL

6

159.645

Common stock

BUY

69

159.71

Common stock

BUY

40

159.6447

Common stock

BUY

32

159.71

Common stock

SELL

294

159.71

Common stock

BUY

34

159.71

Common stock

SELL

10

159.0007

Common stock

SELL

19

159.645

Common stock

BUY

1

159.6447

Common Stock

SELL

4

159.71

Common Stock

SELL

6

159.35

Common Stock

SELL

3

158.66

Common Stock

SELL

8

158.66

Common Stock

SELL

2

156.735

Common Stock

SELL

33

159.62

Common Stock

SELL

2

158.66

Common Stock

SELL

4

156.225

Common Stock

BUY

1

156.375

Common Stock

BUY

1

156.375

Common Stock

BUY

1

157.395

Common Stock

BUY

20

159.71

Common Stock

BUY

68

159.645

Common Stock

SELL

6

159.645

Common Stock

BUY

33

159.645

Common Stock

BUY

32

159.645

Common Stock

SELL

13

159.645

Common Stock

SELL

29

159.645

Common Stock

BUY

34

159.71

Common Stock

BUY

24

159.71

Common Stock

BUY

43

159.71

Common Stock

SELL

10

159.001

Common Stock

SELL

16

159.71

Common Stock

BUY

1

159.645

Common Stock

BUY

11

159.645

Common Stock

SELL

38

159.645

Common Stock

BUY

59

159.71

Common Stock

BUY

60

159.71

Common Stock

BUY

122

159.645

Common Stock

SELL

202

159.71

Common Stock

BUY

40

159.645

Common Stock

SELL

11

156.783

Common Stock

SELL

50

159.577

Common Stock

BUY

13

159.71

Common Stock

SELL

1

159.475

Common Stock

SELL

13

159.645

Common Stock

SELL

19

159.645

Common Stock

SELL

26

159.645

Common Stock

BUY

10

159.645

Common Stock

SELL

18

159.645

Common Stock

SELL

6

159.645

Common Stock

BUY

6

159.71

Common Stock

BUY

32

159.71

Common Stock

BUY

6

159.71

Common Stock

SELL

24

159.81

Common Stock

BUY

49

159.645

Common Stock

BUY

52

159.645

Common Stock

SELL

73

159.71

Common Stock

SELL

92

157.23

Common Stock

SELL

701

159.51

Common Stock

BUY

1

156.38

Common Stock

SELL

4

156.225

Common Stock

SELL

2

156.735

Common Stock

SELL

8

158.66

Common Stock

SELL

3

158.66

Common Stock

BUY

1

156.38

Common Stock

BUY

1

157.4

Common Stock

SELL

2

158.66

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit


 

 




 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

             

Date of disclosure:

 5th September 2025

Contact name:

London Compliance Team

Telephone number*:

0207 982 2158 or 0207 982 3697

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk .

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