National Storage Mechanism | Additional information
RNS Number : 2881A
Northern Trust Corporation
22 September 2025
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Full name of discloser:

Northern Trust Corporation

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.


(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Qualcomm Incorporated.

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:


(e) Date position held/dealing undertaken:

     For an opening position disclosure, state the latest practicable date prior to the disclosure

19th September 2025

(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes - Alphawave IP Group plc

 

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

                                                                                                                                                                                          

Class of relevant security:

 

Common Stock

 

 

Interests

Short positions

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

13,291,734.00

1.21

 

 

(2) Cash-settled derivatives:

 

 

 

 

 

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

 

 

 

 

     TOTAL:

13,291,734.00

1.21

 

 

 

Note: The difference in holdings from yesterday and today not explained by transactions, can be explained by stock transfers of 10,397 securities into the relevant account and 13 securities out of relevant account.

 

All interests and all short positions should be disclosed.  

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Common Stock

SELL

1287

166.8505

Common Stock

SELL

6

166.8505

Common Stock

SELL

398

166.85

Common Stock

BUY

6

166.85

Common Stock

BUY

16

167.435

Common Stock

BUY

207

166.85

Common Stock

SELL

13

166.85

Common Stock

SELL

395

166.8531

Common Stock

BUY

394

166.85

Common Stock

SELL

20

166.8531

Common Stock

BUY

29

168.15

Common Stock

SELL

840

166.8531

Common Stock

SELL

229

166.8505

Common Stock

SELL

239

166.8505

Common Stock

BUY

13

166.85

Common Stock

SELL

59

166.8531

Common Stock

SELL

987

166.85

Common Stock

SELL

1729

166.8505

Common Stock

SELL

886

166.85

Common Stock

BUY

30

167.881

Common Stock

SELL

25

166.8505

Common Stock

SELL

354

166.8505

Common Stock

SELL

587

166.8505

Common Stock

BUY

27085

166.8495

Common Stock

SELL

450

166.85

Common Stock

SELL

6

166.8505

Common Stock

SELL

6262

166.8531

Common Stock

SELL

1226

166.8531

Common Stock

SELL

1213

166.8531

Common Stock

SELL

7

167.915

Common Stock

SELL

128

166.8531

Common Stock

SELL

274

166.8531

Common Stock

SELL

238

166.8531

Common Stock

SELL

450

166.8531

Common Stock

SELL

659

166.85

Common Stock

SELL

6188

166.8505

Common Stock

BUY

4

167.435

Common Stock

BUY

7

167.435

Common Stock

BUY

18

166.8495

Common Stock

SELL

3284

166.8531

Common Stock

SELL

284

166.85

Common Stock

BUY

57

166.8469

Common Stock

SELL

71

166.8505

Common Stock

SELL

2676

166.8531

Common Stock

SELL

7

166.8505

Common Stock

SELL

657

166.8531

Common Stock

BUY

1

167.435

Common Stock

BUY

232

166.85

Common Stock

BUY

1948

166.8495

Common Stock

SELL

439

166.8531

Common Stock

BUY

123

166.8469

Common Stock

BUY

12

166.85

Common Stock

BUY

1262

166.85

Common Stock

SELL

1384

166.85

Common Stock

SELL

138

166.85

Common Stock

SELL

4559

166.8505

Common Stock

SELL

260

166.8531

Common Stock

SELL

33

166.8505

Common Stock

SELL

71

166.8531

Common Stock

BUY

20

166.85

Common Stock

SELL

100

166.85

Common Stock

SELL

5362

166.8531

Common Stock

SELL

3659

166.8531

Common Stock

SELL

1088

166.8505

Common Stock

SELL

68

166.8531

Common Stock

SELL

89

166.85

Common Stock

SELL

1317

166.85

Common Stock

BUY

4

166.85

Common Stock

BUY

1438

166.8469

Common Stock

BUY

64

167.435

Common Stock

SELL

132

166.8531

Common Stock

BUY

131

166.8495

Common Stock

SELL

1355

166.8505

Common Stock

SELL

251

166.8531

Common Stock

SELL

2139

166.8505

Common Stock

SELL

1158

166.8505

Common Stock

SELL

1554

166.8531

Common Stock

SELL

12

167.915

Common Stock

SELL

48210

166.8531

Common Stock

BUY

62

167.435

Common Stock

SELL

72

166.8505

Common Stock

SELL

124

166.85

Common Stock

SELL

19

166.8505

Common Stock

SELL

47

166.8531

Common Stock

SELL

821

166.8505

Common Stock

SELL

235

166.85

Common Stock

BUY

641

166.8495

Common Stock

SELL

2

167.915

Common Stock

SELL

42

166.8505

Common Stock

SELL

230

166.8505

Common Stock

BUY

69

166.8495

Common Stock

BUY

38

167.435

Common Stock

SELL

163

166.8531

Common Stock

BUY

420

166.85

Common Stock

SELL

289

166.85

Common Stock

SELL

506

166.8531

Common Stock

SELL

149

166.8505

Common Stock

BUY

8

166.85

Common Stock

SELL

3

167.915

Common Stock

BUY

5

167.435

Common Stock

BUY

770

166.8469

Common Stock

BUY

8

166.85

Common Stock

BUY

6

166.85

Common Stock

SELL

9

167.915

Common Stock

SELL

45

166.8531

Common Stock

SELL

195

166.85

Common Stock

SELL

22

166.8531

Common Stock

SELL

1283

166.8505

Common Stock

BUY

7

167.881

Common Stock

SELL

21

166.8531

Common Stock

SELL

22796

166.8531

Common Stock

BUY

8

167.881

Common Stock

SELL

12

166.8505

Common Stock

BUY

57

166.85

Common Stock

SELL

1560

166.8531

Common Stock

SELL

42

166.8531

Common Stock

SELL

91

166.8505

Common Stock

BUY

3

166.8495

Common Stock

SELL

397

166.8531

Common Stock

SELL

1332

166.8531

Common Stock

SELL

156

166.8531

Common Stock

BUY

861

166.85

Common Stock

SELL

52

166.8531

Common Stock

SELL

65

166.8505

Common Stock

SELL

118

166.85

Common Stock

SELL

662

166.8531

Common Stock

BUY

121

166.8495

Common Stock

SELL

830

166.8531

Common Stock

SELL

127

166.85

Common Stock

SELL

292

166.85

Common Stock

SELL

392

166.8505

Common Stock

SELL

1

167.2

Common Stock

SELL

16

167.77

Common Stock

SELL

27

167.77

Common Stock

SELL

5

167.385

Common Stock

BUY

17

167.516

Common Stock

BUY

26

167.345

Common Stock

SELL

91

166.851

Common Stock

BUY

38

166.85

Common Stock

BUY

12

166.85

Common Stock

SELL

506

166.853

Common Stock

SELL

128

166.853

Common Stock

SELL

468

166.85

Common Stock

SELL

136

166.85

Common Stock

BUY

57

166.85

Common Stock

BUY

861

166.85

Common Stock

BUY

1262

166.85

Common Stock

BUY

5

167.435

Common Stock

BUY

64

167.435

Common Stock

SELL

7

167.915

Common Stock

SELL

138

166.85

Common Stock

BUY

7

167.881

Common Stock

SELL

3

167.915

Common Stock

SELL

2

167.915

Common Stock

BUY

8

166.85

Common Stock

SELL

292

166.85

Common Stock

BUY

394

166.85

Common Stock

BUY

20

166.85

Common Stock

BUY

16

167.435

Common Stock

BUY

8

167.881

Common Stock

SELL

9

167.915

Common Stock

BUY

6

166.85

Common Stock

BUY

1

167.435

Common Stock

BUY

29

168.15

Common Stock

BUY

4

167.435

Common Stock

BUY

7

167.435

Common Stock

BUY

38

167.435

Common Stock

SELL

12

167.915

Common Stock

BUY

62

167.435

Common Stock

BUY

8

166.85

Common Stock

BUY

12

166.85

Common Stock

BUY

4

166.85

Common Stock

BUY

30

167.881

Common Stock

SELL

20

166.853

Common Stock

SELL

25

166.851

Common Stock

SELL

47

166.853

Common Stock

SELL

45

166.853

Common Stock

SELL

238

166.853

Common Stock

BUY

13

166.85

Common Stock

BUY

6

166.85

Common Stock

SELL

42

166.851

Common Stock

SELL

149

166.851

Common Stock

SELL

52

166.853

Common Stock

SELL

68

166.853

Common Stock

SELL

71

166.853

Common Stock

SELL

4946

166.85

Common Stock

SELL

989

166.85

Common Stock

SELL

1300

166.85

Common Stock

BUY

465

166.85

Common Stock

SELL

98

166.85

Common Stock

BUY

770

166.847

Common Stock

SELL

27

167.77

Common Stock

BUY

17

167.515882

Common Stock

BUY

6

168.13

Common Stock

BUY

26

167.345

Common Stock

SELL

16

167.77

Common Stock

SELL

5

167.386

Common Stock

SELL

1

167.2

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit


 

 




 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

             

Date of disclosure:

 22nd September 2025

Contact name:

London Compliance Team

Telephone number*:

0207 982 2158 or 0207 982 3697

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk .

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