RNS Number : 5330M
Northern Trust Corporation
22 December 2025
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Full name of discloser:

Northern Trust Corporation

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.


(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Qualcomm Incorporated.

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:


(e) Date position held/dealing undertaken:

     For an opening position disclosure, state the latest practicable date prior to the disclosure

19th  December 2025

(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes - Alphawave IP Group plc

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

                                                                                                                                                                                          

Class of relevant security:

 

Common Stock

 

 

Interests

Short positions

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

12,932,114.00

1.18

 

 

(2) Cash-settled derivatives:

 

 

 

 

 

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

 

 

 

 

     TOTAL:

12,932,114.00

1.18

 

 

 

Note: The difference in holdings from yesterday and today not explained by transactions, can be explained by stock transfers of 14,042 securities in to relevant account & 24,573securities out of relevant account.

 

All interests and all short positions should be disclosed.  

 

                                                  

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

 Common Stock

SELL

308

175.2528

 Common Stock

BUY

517

175.25

 Common Stock

BUY

7

175.25

 Common Stock

SELL

17473

175.2528

 Common Stock

SELL

50

175.2528

 Common Stock

SELL

636

175.2528

 Common Stock

BUY

8372

175.25

 Common Stock

SELL

947

175.251

 Common Stock

SELL

149

175.25

 Common Stock

BUY

590

175.25

 Common Stock

SELL

6

175.25

 Common Stock

SELL

24

175.2528

 Common Stock

SELL

109

175.2528

 Common Stock

BUY

5

175.25

 Common Stock

SELL

7269

175.2528

 Common Stock

BUY

4

175.25

 Common Stock

BUY

2

176.3297

 Common Stock

BUY

54

175.25

 Common Stock

BUY

12

176.3297

 Common Stock

SELL

733

175.251

 Common Stock

BUY

8

176.3297

 Common Stock

SELL

1756

175.2528

 Common Stock

SELL

28

175.2528

 Common Stock

BUY

276

175.25

 Common Stock

SELL

1826

175.2528

 Common Stock

BUY

108

175.25

 Common Stock

SELL

5

175.2528

 Common Stock

SELL

114

175.25

 Common Stock

BUY

28

175.25

 Common Stock

BUY

100

176.3297

 Common Stock

SELL

111

175.2528

 Common Stock

BUY

755

175.25

 Common Stock

BUY

9

176.3297

 Common Stock

BUY

154

175.25

 Common Stock

BUY

25

175.25

 Common Stock

BUY

1

175.25

 Common Stock

SELL

10

175.2528

 Common Stock

SELL

330

175.2528

 Common Stock

BUY

14

175.25

 Common Stock

SELL

112

175.2528

 Common Stock

SELL

20

175.2528

 Common Stock

BUY

29

175.25

 Common Stock

SELL

770

175.25

 Common Stock

SELL

1593

175.25

 Common Stock

BUY

186

175.25

 Common Stock

BUY

1

176.3297

 Common Stock

SELL

119

175.2528

 Common Stock

BUY

347

175.25

 Common Stock

BUY

27

175.25

 Common Stock

BUY

24404

175.2495

 Common Stock

BUY

1

176.3297

 Common Stock

SELL

78

175.2528

 Common Stock

BUY

4

175.25

 Common Stock

SELL

4

175.2528

 Common Stock

SELL

62

175.2528

 Common Stock

SELL

28

175.2528

 Common Stock

BUY

32

176.3297

 Common Stock

SELL

216

175.25

 Common Stock

SELL

503

175.2528

 Common Stock

BUY

290

175.25

 Common Stock

SELL

437

175.2528

 Common Stock

BUY

64

175.25

 Common Stock

BUY

25

175.25

 Common Stock

BUY

1032

175.249

 Common Stock

SELL

2766

175.2528

 Common Stock

BUY

737

175.25

 Common Stock

SELL

1068

175.25

 Common Stock

SELL

205

175.2528

 Common Stock

SELL

11

175.2528

 Common Stock

BUY

40

175.25

 Common Stock

BUY

224

175.25

 Common Stock

BUY

8

176.3297

 Common Stock

BUY

96

175.25

 Common Stock

SELL

8065

175.25

 Common Stock

BUY

3703

175.25

 Common Stock

SELL

59

175.2528

 Common Stock

SELL

23

175.2528

 Common Stock

BUY

293

175.25

 Common Stock

SELL

35

175.2528

 Common Stock

BUY

42

175.25

 Common Stock

BUY

9

175.25

 Common Stock

SELL

77

175.2528

 Common Stock

BUY

583

175.25

 Common Stock

BUY

18

175.25

 Common Stock

SELL

148

176.3298

 Common Stock

BUY

26

175.25

 Common Stock

BUY

4

175.25

 Common Stock

SELL

4076

175.25

 Common Stock

SELL

8

175.2528

 Common Stock

BUY

4

175.25

 Common Stock

SELL

1534

175.2528

 Common Stock

BUY

132

175.25

 Common Stock

SELL

98

176.1

 Common Stock

SELL

263

175.2528

 Common Stock

BUY

1969

175.25

 Common Stock

SELL

12

175.2528

 Common Stock

SELL

1

175.25

 Common Stock

SELL

8

176.3298

 Common Stock

BUY

4

175.25

 Common Stock

BUY

45

175.25

 Common Stock

SELL

1079

175.25

 Common Stock

SELL

2462

175.2528

 Common Stock

SELL

253

175.2528

 Common Stock

SELL

80

175.25

 Common Stock

BUY

312

175.25

 Common Stock

SELL

1414

175.2528

 Common Stock

BUY

181

175.25

 Common Stock

SELL

140

175.2528

 Common Stock

BUY

1

176.3297

 Common Stock

BUY

185

175.25

 Common Stock

BUY

5

175.25

 Common Stock

SELL

625

175.2528

 Common Stock

BUY

145

175.25

 Common Stock

SELL

213

176.1

 Common Stock

SELL

33

175.2528

 Common Stock

BUY

2990

175.25

 Common Stock

SELL

5

175.942

 Common Stock

SELL

1

176.33

 Common Stock

SELL

8

176.15

 Common Stock

BUY

9

176.375

 Common Stock

BUY

9

176.375

 Common Stock

SELL

1

176.675

 Common Stock

SELL

81

176.13

 Common Stock

SELL

81

175.25

 Common Stock

SELL

28

175.25

 Common Stock

SELL

119

175.253

 Common Stock

SELL

28

175.253

 Common Stock

BUY

1568

175.25

 Common Stock

BUY

452

175.25

 Common Stock

BUY

1

176.33

 Common Stock

BUY

32

176.33

 Common Stock

SELL

1

175.25

 Common Stock

BUY

12

176.33

 Common Stock

BUY

2

176.33

 Common Stock

BUY

64

175.25

 Common Stock

BUY

9

176.33

 Common Stock

BUY

8

176.33

 Common Stock

BUY

25

175.25

 Common Stock

BUY

5

175.25

 Common Stock

BUY

1

176.33

 Common Stock

BUY

1

176.33

 Common Stock

SELL

148

176.33

 Common Stock

SELL

8

176.33

 Common Stock

BUY

5

175.25

 Common Stock

BUY

8

176.33

 Common Stock

BUY

4

175.25

 Common Stock

BUY

27

175.25

 Common Stock

BUY

4

175.25

 Common Stock

BUY

4

175.25

 Common Stock

BUY

100

176.33

 Common Stock

SELL

6

175.25

 Common Stock

SELL

5

175.253

 Common Stock

BUY

7

175.25

 Common Stock

SELL

11

175.253

 Common Stock

SELL

8

175.253

 Common Stock

SELL

50

175.253

 Common Stock

BUY

8372

175.25

 Common Stock

BUY

9

175.25

 Common Stock

BUY

40

175.25

 Common Stock

SELL

20

175.253

 Common Stock

SELL

24

175.253

 Common Stock

SELL

28

175.253

 Common Stock

BUY

13421

175.25

 Common Stock

SELL

311

175.25

 Common Stock

SELL

371

175.25

 Common Stock

SELL

1526

175.366

 Common Stock

SELL

23

175.25

 Common Stock

SELL

1826

175.253

 Common Stock

SELL

1

176.33

 Common Stock

SELL

1

176.68

 Common Stock

BUY

9

176.375556

 Common Stock

SELL

5

175.942

 Common Stock

SELL

176

175.942216

 Common Stock

BUY

9

176.375556

 Common Stock

SELL

8

176.15

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit


 

 




 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

             

Date of disclosure:

22nd  December 2025

Contact name:

London Compliance Team

Telephone number*:

+44777 105 6578 or +44207 982 3386

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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