1 |
Details of the person discharging managerial responsibilities / person closely associated |
a) |
Name |
Michael Fraser |
2 |
Reason for the notification |
a) |
Position/status |
President and Chief Operating Officer Africa Region |
b) |
Initial notification/Amendment |
Initial Notification |
3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
a) |
Name |
South32 Limited |
b) |
LEI |
N/A |
4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument Identification code |
Ordinary shares AU000000S320 |
b) |
Nature of the transaction |
Vesting of rights under the South32 Equity Incentive Plan (EIP) and sale of shares, including to cover tax liability |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
0 |
1,064,412
(shares following vesting of rights under EIP) |
$1.9312 |
564,412
(shares sold including to cover tax) |
|
d) |
Aggregated information - Aggregated volume - Price |
Price Volume Total 0.00 1064412 0.00 Aggregated 0.00 1064412 0.00 Price Volume Total 1.93 564412 1089992.45 Aggregated 1.931 564412 1089992.45 |
e) |
Date of the transaction |
31 August 2016 |
f) |
Place of the transaction |
XASX |