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v3.26.1

SEGMENT INFORMATION (Tables) | 9 Months Ended
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Jun. 30, 2026
Segment Reporting [Abstract] |
Schedule of Information by Segment | The following tables present information concerning operations in these segments.
$ in millions |  | Private Client Group |  | Capital Markets |  | Asset Management |  | Bank |  | Other and intersegment eliminations |  | Total
Three months ended June 30, 2026 |  |  |  |  |  |  |  |  |  |  |  |
Revenues: |  |  |  |  |  |  |  |  |  |  |  |
Non-interest revenues (1) |  | $ | 2,746 |  |  | $ | 475 |  |  | $ | 360 |  |  | $ | 16 |  |  | $ | (229) |  |  | $ | 3,368 |
Net interest income |  | 95 |  |  | 2 |  |  | 2 |  |  | 472 |  |  | (11) |  |  | 560 |
Net revenues |  | 2,841 |  |  | 477 |  |  | 362 |  |  | 488 |  |  | (240) |  |  | 3,928 |
Non-interest expenses: |  |  |  |  |  |  |  |  |  |  |  |
Compensation, commissions and benefits |  | 2,124 |  |  | 300 |  |  | 76 |  |  | 47 |  |  | 32 |  |  | 2,579 |
Bank loan benefit for credit losses |  | — |  |  | — |  |  | — |  |  | (26) |  |  | — |  |  | (26) |
All other (1) |  | 294 |  |  | 129 |  |  | 143 |  |  | 261 |  |  | (202) |  |  | 625 |
Total non-interest expense |  | 2,418 |  |  | 429 |  |  | 219 |  |  | 282 |  |  | (170) |  |  | 3,178 |
Total pre-tax income/(loss) |  | $ | 423 |  |  | $ | 48 |  |  | $ | 143 |  |  | $ | 206 |  |  | $ | (70) |  |  | $ | 750 |
Three months ended June 30, 2025 |  |  |  |  |  |  |  |  |  |  |  |
Revenues: |  |  |  |  |  |  |  |  |  |  |  |
Non-interest revenues (1) |  | $ | 2,397 |  |  | $ | 378 |  |  | $ | 288 |  |  | $ | 18 |  |  | $ | (229) |  |  | $ | 2,852 |
Net interest income |  | 91 |  |  | 3 |  |  | 3 |  |  | 440 |  |  | 9 |  |  | 546 |
Net revenues |  | 2,488 |  |  | 381 |  |  | 291 |  |  | 458 |  |  | (220) |  |  | 3,398 |
Non-interest expenses: |  |  |  |  |  |  |  |  |  |  |  |
Compensation, commissions and benefits |  | 1,803 |  |  | 262 |  |  | 54 |  |  | 47 |  |  | 36 |  |  | 2,202 |
Bank loan provision for credit losses |  | — |  |  | — |  |  | — |  |  | 15 |  |  | — |  |  | 15 |
All other (1) |  | 274 |  |  | 173 |  |  | 112 |  |  | 273 |  |  | (214) |  |  | 618 |
Total non-interest expense |  | 2,077 |  |  | 435 |  |  | 166 |  |  | 335 |  |  | (178) |  |  | 2,835 |
Total pre-tax income/(loss) |  | $ | 411 |  |  | $ | (54) |  |  | $ | 125 |  |  | $ | 123 |  |  | $ | (42) |  |  | $ | 563 |
(1)“Non-interest revenues” for the PCG segment and “All other” non-interest expenses for the Bank segment included $185 million and $193 million of RJBDP fees paid to PCG for the three months ended June 30, 2026 and 2025, respectively. Such fees were eliminated in consolidation.
$ in millions |  | Private Client Group |  | Capital Markets |  | Asset Management |  | Bank |  | Other and intersegment eliminations |  | Total
Nine months ended June 30, 2026 |  |  |  |  |  |  |  |  |  |  |  |
Revenues: |  |  |  |  |  |  |  |  |  |  |  |
Non-interest revenues (1) |  | $ | 8,143 |  |  | $ | 1,313 |  |  | $ | 1,007 |  |  | $ | 47 |  |  | $ | (671) |  |  | $ | 9,839 |
Net interest income |  | 276 |  |  | 8 |  |  | 8 |  |  | 1,414 |  |  | (23) |  |  | 1,683 |
Net revenues |  | 8,419 |  |  | 1,321 |  |  | 1,015 |  |  | 1,461 |  |  | (694) |  |  | 11,522 |
Non-interest expenses: |  |  |  |  |  |  |  |  |  |  |  |
Compensation, commissions and benefits |  | 6,283 |  |  | 854 |  |  | 200 |  |  | 142 |  |  | 91 |  |  | 7,570 |
Bank loan benefit for credit losses |  | — |  |  | — |  |  | — |  |  | (24) |  |  | — |  |  | (24) |
All other (1) |  | 858 |  |  | 359 |  |  | 392 |  |  | 798 |  |  | (644) |  |  | 1,763 |
Total non-interest expense |  | 7,141 |  |  | 1,213 |  |  | 592 |  |  | 916 |  |  | (553) |  |  | 9,309 |
Total pre-tax income/(loss) |  | $ | 1,278 |  |  | $ | 108 |  |  | $ | 423 |  |  | $ | 545 |  |  | $ | (141) |  |  | $ | 2,213 |
Nine months ended June 30, 2025 |  |  |  |  |  |  |  |  |  |  |  |
Revenues: |  |  |  |  |  |  |  |  |  |  |  |
Non-interest revenues (1) |  | $ | 7,246 |  |  | $ | 1,247 |  |  | $ | 864 |  |  | $ | 44 |  |  | $ | (659) |  |  | $ | 8,742 |
Net interest income |  | 276 |  |  | 10 |  |  | 10 |  |  | 1,273 |  |  | 27 |  |  | 1,596 |
Net revenues |  | 7,522 |  |  | 1,257 |  |  | 874 |  |  | 1,317 |  |  | (632) |  |  | 10,338 |
Non-interest expenses: |  |  |  |  |  |  |  |  |  |  |  |
Compensation, commissions and benefits |  | 5,433 |  |  | 825 |  |  | 169 |  |  | 138 |  |  | 113 |  |  | 6,678 |
Bank loan provision for credit losses |  | — |  |  | — |  |  | — |  |  | 31 |  |  | — |  |  | 31 |
All other (1) |  | 785 |  |  | 376 |  |  | 334 |  |  | 790 |  |  | (639) |  |  | 1,646 |
Total non-interest expense |  | 6,218 |  |  | 1,201 |  |  | 503 |  |  | 959 |  |  | (526) |  |  | 8,355 |
Total pre-tax income/(loss) |  | $ | 1,304 |  |  | $ | 56 |  |  | $ | 371 |  |  | $ | 358 |  |  | $ | (106) |  |  | $ | 1,983 |
(1)“Non-interest revenues” for the PCG segment and “All other” non-interest expenses for the Bank segment included $560 million and $563 million of RJBDP fees paid to PCG for the nine months ended June 30, 2026 and 2025, respectively. Such fees were eliminated in consolidation.
Reconciliation of Total Assets from Segment to Consolidated | The following table presents our total assets on a segment basis.
$ in millions |  | June 30, 2026 |  | September 30, 2025
Total assets: |  |  |  |
Private Client Group |  | $ | 14,975 |  |  | $ | 14,007 |
Capital Markets |  | 3,912 |  |  | 3,426 |
Asset Management |  | 1,263 |  |  | 632 |
Bank |  | 70,054 |  |  | 65,263 |
Other |  | 4,033 |  |  | 4,902 |
Total |  | $ | 94,237 |  |  | $ | 88,230 |
Revenues, Income Before Provision for Income Taxes and Excluding Noncontrolling Interests, and Total Assets, Classified by Major Geographic Areas | The following table presents our net revenues and pre-tax income/(loss) classified by major geographic area in which they were earned.
|  | Three months ended June 30, |  | Nine months ended June 30,
$ in millions |  | 2026 |  | 2025 |  | 2026 |  | 2025
Net revenues: |  |  |  |  |  |  |  |
U.S. |  | $ | 3,589 |  |  | $ | 3,107 |  |  | $ | 10,526 |  |  | $ | 9,445 |
Canada |  | 189 |  |  | 149 |  |  | 565 |  |  | 474 |
Europe |  | 150 |  |  | 142 |  |  | 431 |  |  | 419 |
Total net revenues |  | $ | 3,928 |  |  | $ | 3,398 |  |  | $ | 11,522 |  |  | $ | 10,338 |
Pre-tax income/(loss): |  |  |  |  |  |  |  |
U.S. |  | $ | 715 |  |  | $ | 546 |  |  | $ | 2,114 |  |  | $ | 1,875 |
Canada |  | 41 |  |  | 23 |  |  | 120 |  |  | 97 |
Europe |  | (6) |  |  | (6) |  |  | (21) |  |  | 11 |
Total pre-tax income |  | $ | 750 |  |  | $ | 563 |  |  | $ | 2,213 |  |  | $ | 1,983 |
The following table presents our total assets by major geographic area in which they were held.
$ in millions |  | June 30, 2026 |  | September 30, 2025
Total assets: |  |  |  |
U.S. |  | $ | 87,770 |  |  | $ | 82,289 |
Canada |  | 3,596 |  |  | 3,182 |
Europe |  | 2,871 |  |  | 2,759 |
Total |  | $ | 94,237 |  |  | $ | 88,230 |

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