| |
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached: ii | Genel Energy Plc |
2 Reason for the notification (please tick the appropriate box or boxes): |
An acquisition or disposal of voting rights | x |
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |
An event changing the breakdown of voting rights | |
Other (please specify): | | |
3. Full name of person(s) subject to the
notification obligation: iii | Morgan Stanley (Institutional Securities Group and Global Wealth Management) |
4. Full name of shareholder(s)
(if different from 3.):iv | |
5. Date of the transaction and date on
which the threshold is crossed or
reached: v | 04/01/2016 |
6. Date on which issuer notified: | 06/01/2016 |
7. Threshold(s) that is/are crossed or
reached: vi, vii | 5% |
8. Notified details: |
A: Voting rights attached to shares viii, ix |
Class/type of
shares
if possible using
the ISIN CODE
| Situation previous
to the triggering
transaction | Resulting situation after the triggering transaction |
Number
of
Shares | Number
of
Voting
Rights | Number
of shares | Number of voting
rights | % of voting rights x |
Direct | Direct xi | Indirect xii | Direct | Indirect |
| Below 5% | Below 5% | 6,013,898 | 6,013,898 | | 2.42% | |
JE00B55Q3P39 |
|
B: Qualifying Financial Instruments |
Resulting situation after the triggering transaction |
Type of financial
instrument | Expiration
date xiii | Exercise/
Conversion Period xiv | Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted. | % of voting
rights |
| | | | |
|
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
Resulting situation after the triggering transaction |
Type of financial
instrument | Exercise price | Expiration date xvii | Exercise/
Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx |
Equity Swap (Cash Settled) | N/A | 14-01-2016 | N/A | 6,800,000 | Nominal | Delta |
N/A | 2.73% |
|
Total (A+B+C) |
Number of voting rights | Percentage of voting rights |
12,813,898 | 5.15% |
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi |
Morgan Stanley & Co. International plc, 25 Cabot Square, Canary Wharf, London E14 4QA is a direct holder of 12,812,228 voting rights (5.15%) and is a subsidiary of Morgan Stanley Investments (UK) Morgan Stanley Investments (UK), 20 Bank Street, Canary Wharf, London E14 4AD is an indirect holder of 12,812,228 voting rights (5.15%) and is a subsidiary of Morgan Stanley UK Group Morgan Stanley UK Group, 25 Cabot Square, Canary Wharf, London E14 4QA is an indirect holder of 12,812,228 voting rights (5.15%) and is a subsidiary of Morgan Stanley International Limited. Morgan Stanley International Limited, 25 Cabot Square, Canary Wharf, London E14 4QA is an indirect holder of 12,812,228 voting rights (5.15%) and is a subsidiary of Morgan Stanley International Holdings Inc. Morgan Stanley International Holdings Inc., c/o The Corporation Trust Company, Corporation Trust Center, 1209 Orange Street, Wilmington, Delaware DE 19801, USA is an indirect holder of 12,812,228 voting rights (5.15%) and is a subsidiary of Morgan Stanley. |
|
Proxy Voting: |
10. Name of the proxy holder: | N/A |
11. Number of voting rights proxy holder will cease
to hold: | N/A |
12. Date on which proxy holder will cease to hold
voting rights: | N/A |
|
13. Additional information:
| Of the total voting rights attached to shares in Section 8A, 61 (0.00%) of these are the result of stock borrowing agreements |
14. Contact name: | Craig Horsley |
15. Contact telephone number: | 0141 245 7736 |
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