EX-99.1 3 b330376_ex99-1.htm ADDITIONAL EXHIBITS Prepared and filed by St Ives Burrups

Exhibit 99.1

Name and Address
of Reporting
Person(1)
Designated
Reporter(1))
Statement for Month/Day/Year Deemed
Execution
Date (Month/Day/Year)
Issuer Name, Ticker or Trading Symbol Title and Amount
of Security
Title of Derivative
Securities and Title
and Amount of
Securities Underlying
Derivative Securities
Ownership
Form:
Direct (D)
or
Indirect (I)
Nature of
Indirect
Beneficial
Ownership
Disclaims Pecuniary
Interest
J.P. Morgan Partners (BHCA), L.P. c/o J.P. Morgan Partners, LLC 1221 Avenue of the Americas-40th Floor
New York, NY 10020
J.P. Morgan Partners (SBIC), LLC February 18, 2004 N/A Corgentech Inc. (“CGTK”) See Table I Row 1 See Table II Rows
1-3, 8 and 13
I See Explanatory Note 2 below No
JPMP Master Fund Manager, L.P.c/o J.P. Morgan Partners, LLC
1221 Avenue of the Americas-40th
Floor
New York, NY 10020
J.P. Morgan Partners (SBIC), LLC February 18, 2004 N/A Corgentech Inc. (“CGTK”) See Table I Row 1 See Table II Rows
1-3, 8 and 13
I See Explanatory Note 3 below No
JPMP Capital Corp. c/o J.P. Morgan Partners, LLC
1221 Avenue of the Americas-40th Floor
New York, NY 10020
J.P. Morgan Partners (SBIC), LLC February 18, 2004 N/A Corgentech Inc. (“CGTK”) See Table I See Table II I See Explanatory
Note 4 below
No
J.P. Morgan Chase & Co.
270 Park Avenue 35th Floor
New York, NY 10017
J.P. Morgan Partners (SBIC), LLC February 18, 2004 N/A Corgentech Inc. (“CGTK”) See Table I See Table II I See Explanatory
Note 5 below
No
J.P. Morgan Partners, Global Investors, L.P. c/o J.P. Morgan Partners, LLC
1221 Avenue of the Americas-40th Floor
New York, New York 10020
J.P. Morgan Partners (SBIC), LLC February 18, 2004 N/A Corgentech Inc. (“CGTK”) See Table I Row 2 See Table II Rows
4, 9 and 14
D See Explanatory Note 6 below  
J.P. Morgan Partners, Global Investors A, L.P. c/o J.P. Morgan Partners, LLC
1221 Avenue of the Americas-40th Floor
New York, New York 10020
J.P. Morgan Partners (SBIC), LLC February 18, 2004 N/A Corgentech Inc. (“CGTK”) See Table I Row 3 See Table II Rows
5, 10 and 15
D See Explanatory Note 7 below  
J.P. Morgan Partners, Investors Cayman), L.P. c/o J.P. Morgan Partners, LLC 1221 Avenue of the Americas-40th Floor
New York, New York 10020
J.P. Morgan Partners (SBIC), LLC February 18, 2004 N/A Corgentech Inc. (“CGTK”) See Table I Row 4 See Table II Rows
6, 11 and 16
D See Explanatory Note 8 below  
J.P. Morgan Partners, Global Investors, L.P. (Cayman) II, L.P. c/o J.P. Morgan Partners, LLC 1221 Avenue of the Americas-40th Floor
New York, New York 10020
J.P. Morgan Partners (SBIC), LLC February 18, 2004 N/A Corgentech Inc. (“CGTK”) See Table I Row 5 See Table II Rows
7, 12 and 17
D See Explanatory Note 9 below  
JPMP Global Investors, L.P.c/o J.P. Morgan Partners, LLC 1221
Avenue of the Americas-40th Floor
New York, New York 10020
J.P. Morgan Partners (SBIC), LLC February 18, 2004 N/A Corgentech Inc. (“CGTK”) See Table I Rows
2-5
See Table II Rows
4-7, 9-12 and
14-17
I See Explanatory Note 10 No

Explanatory Note:


 

1) The Designated Reporter is executing this report on behalf of all Reporting Persons, each of whom has authorized it to do so. Each of the Reporting Persons disclaims beneficial ownership of the Issuer’s securities to the extent it exceeds such Person’s pecuniary interest.
   
2) The amounts shown in Table I row 1 and Table II in rows 1-3, 8 and 13 represent the beneficial ownership of the Issuer’s equity securities by J.P. Morgan Partners (SBIC), LLC (“JPM SBIC”). The Reporting Person is the sole member of JPM SBIC.
   
3) The amounts shown in Table I row 1 and Table II in rows 1-3, 8 and 13 represent the beneficial ownership of the Issuer's equity securities by JPM SBIC, a portion of which may be deemed attributable to the Reporting Person because it is the sole general partner of J.P. Morgan Partners (BHCA), L.P. (“JPM BHCA”), the sole member of JPM SBIC. The actual pro rata portion of such beneficial ownership that may be deemed to be attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of returnand vesting of interests within JPM BHCA.
   
4) The amounts shown represent the beneficial ownership of the Issuer’s equity securities by (a) JPM SBIC, and (b) J.P. Morgan Partners Global Investors, L.P., J.P. Morgan Partners Global Investors A, L.P., J.P. Morgan Partners Global Investors (Cayman), L.P., and J.P. Morgan Partners Global Investors (Cayman) II, L.P. (the “JPMP Global Entities”), a portion of which may bedeemed attributable to the Reporting Person because it is (1) the general partner of JPMP Master Fund Manager, L.P. (“MF Manager”), the general partner of JPM BHCA (the sole member of JPM SBIC) and (2) the general partner of JPMP Global Investors, L.P. which is the general partner of each of the JPMP Global Entities. The actual pro rata portion of such beneficial ownership that may be deemed to be attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting of interests within JPM BHCA, MF Manager and each of the JPMP Global Entities.
   
5) The amounts shown represent the beneficial ownership of the Issuer’s equity securities by JPM SBIC and the JPMP Global Entities, a portion of which may be deemed attributable to the Reporting Person because it is the sole stockholder of JPMP Capital Corp. and of Chatham Ventures, Inc., the limited partner of JPM BHCA. In addition to the amounts shown in Table II, the Reporting Person may be deemed the beneficial owner of 109,121 shares of Common Stock owned by J.P. Morgan Securities, Inc., an indirect wholly-owned subsidiary of the Reporting Person.The actual pro rata portion of such beneficial ownership that may be attributable to the Reporting Person is not readily determinable because it is subject to several variables, including the internal rate of return and vesting of interests within JPM BHCA, MF Manager and the each of the JPMP Global Entities.
   
6) The amount shown represents the beneficial ownership of the Issuer’s equity securities by J.P. Morgan Partners Global Investors, L.P.
   
7) The amount shown represents the beneficial ownership of the Issuer’s equity securities by J.P. Morgan Partners Global Investors A, L.P.
   
8) The amount shown represents the beneficial ownership of the Issuer’s equity securities by J.P. Morgan Partners Global Investors (Cayman), L.P. (“Cayman”).
   
9) The amount shown represents the beneficial ownership of the Issuer’s equity securities by J.P. Morgan Partners Global Investors (Cayman) II, L.P. (“Cayman II”).
   
10) The amounts shown in Table I rows 2-5 and Table II in rows 4-7, 9-12 and 14-17 represent the beneficial ownership of the Issuer’s equity securities by the JPMP Global Entities. The Reporting Person is the general partner of each of the JPMP Global Entities.