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Deutsche Lufthansa AG
08.05.2020 / 13:05
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
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Name:
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Deutsche Lufthansa AG
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Street:
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Venloer Str. 151-153
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Postal code:
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50672
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City:
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Cologne
Germany
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Legal Entity Identifier (LEI):
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529900PH63HYJ86ASW55
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2. Reason for notification
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Acquisition/disposal of shares with voting rights
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X
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Acquisition/disposal of instruments
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Change of breakdown of voting rights
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X
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Other reason:
non-applying of trading book exemption according to sec. 36 para. 1 WpHG
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3. Details of person subject to the notification obligation
Legal entity:
Société Générale S.A.
City of registered office, country:
Paris
,
France
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4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
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% of voting rights attached to shares
(total of 7.a.)
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% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
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Total of both in %
(7.a. + 7.b.)
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Total number of voting rights pursuant to Sec. 41 WpHG
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New
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0.49 %
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4.70 %
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5.19 %
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478,194,257
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Previous notification
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0 %
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0 %
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0 %
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/
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7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
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ISIN
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Absolute
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In %
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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DE0008232125
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2,340,680
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0
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0.49 %
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0 %
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Total
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2,340,680
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0.49 %
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b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Voting rights absolute
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Voting rights in %
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Right to recall lent securities
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N/A
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N/A
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4,363,375
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0.91 %
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Listed Call Options
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19.06.2020-17.12.2021
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Until 19.06.2020-17.12.2021
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2,618,300
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0.55 %
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Certificates
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05.06.2020-18.06.2021
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05.06.2020-18.06.2021
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1,052,553
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0.22 %
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OTC Call Options
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18.12.2020
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18.12.2020
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325,804
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0.07 %
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Total
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8,360,032
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1.75 %
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b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Cash or physical settlement
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Voting rights absolute
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Voting rights in %
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Equity Linked Swaps on Basket
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04.05.2020
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04.05.2020
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Cash
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10,000
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0.00 %
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OTC Call Options on Basket
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03.01.2025
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03.01.2025
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Cash
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1,218
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0.00 %
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Contracts For Difference
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N/A
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N/A
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Cash
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282,512
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0.06 %
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Equity Linked Swaps
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18.05.2020
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18.05.2020
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Cash
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590,031
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0.12 %
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OTC Call Options
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17.06.2020-03.01.2033
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Until 17.06.2020-03.01.2033
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Cash
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2,211,284
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0.46 %
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OTC Call Options
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19.06.2020-18.12.2020
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19.06.2020-18.12.2020
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Cash
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182,084
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0.04 %
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OTC Put Options
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17.06.2020-03.01.2033
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Until 17.06.2020-03.01.2033
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Cash
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1,085,956
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0.23 %
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OTC Put Options
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19.06.2020-18.12.2020
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19.06.2020-18.12.2020
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Cash
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148,605
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0.03 %
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Listed Put Options
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19.06.2020-16.12.2022
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Until 19.06.2020-16.12.2022
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Physical
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6,617,300
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1.38 %
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Listed Call Warrants
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17.06.2020-03.01.2033
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Until 17.06.2020-03.01.2033
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Cash
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1,620,597
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0.34 %
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Listed Call Warrants
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19.06.2020-03.01.2025
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19.06.2020-03.01.2025
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Cash
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144,481
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0.03 %
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Listed Put Warrants
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17.06.2020-03.01.2033
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Until 17.06.2020-03.01.2033
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Cash
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1,085,957
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0.23 %
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Listed Put Warrants
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19.06.2020-18.12.2020
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19.06.2020-18.12.2020
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Cash
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148,606
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0.03 %
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Total
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14,128,631
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2.95 %
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8. Information in relation to the person subject to the notification obligation
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Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
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X
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Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
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Name
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% of voting rights (if at least 3% or more)
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% of voting rights through instruments (if at least 5% or more)
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Total of both (if at least 5% or more)
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Société Générale S.A.
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%
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%
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%
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Société Générale Effekten GmbH
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%
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%
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%
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|
|
|
|
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Société Générale S.A.
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%
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%
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%
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Généfinance S.A.
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%
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%
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%
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Sogéparticipations S.A.
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%
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%
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%
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Société Générale Bank & Trust S.A.
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%
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%
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%
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SG Issuer S.A.
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%
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%
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%
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9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
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Proportion of voting rights
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Proportion of instruments
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Total of both
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%
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%
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%
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10. Other explanatory remarks:
Date
08.05.2020 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
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