|
Deutsche Lufthansa AG
26.02.2021 / 14:28
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
|
Name:
|
Deutsche Lufthansa AG
|
|
Street:
|
Venloer Str. 151-153
|
|
Postal code:
|
50672
|
|
City:
|
Cologne
Germany
|
|
Legal Entity Identifier (LEI):
|
529900PH63HYJ86ASW55
|
2. Reason for notification
|
|
Acquisition/disposal of shares with voting rights
|
|
X
|
Acquisition/disposal of instruments
|
|
|
Change of breakdown of voting rights
|
|
X
|
Other reason:
non-applying of trading book exemption according to sec. 36 para. 1 WpHG
|
3. Details of person subject to the notification obligation
Legal entity:
Société Générale S.A.
City of registered office, country:
Paris
,
France
|
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
|
|
% of voting rights attached to shares
(total of 7.a.)
|
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
|
Total of both in %
(7.a. + 7.b.)
|
Total number of voting rights pursuant to Sec. 41 WpHG
|
|
New
|
0.34 %
|
4.68 %
|
5.02 %
|
597,742,822
|
|
Previous notification
|
0.00 %
|
0.00 %
|
0.00 %
|
/
|
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
|
ISIN
|
Absolute
|
In %
|
|
|
Direct
(Sec. 33 WpHG)
|
Indirect
(Sec. 34 WpHG)
|
Direct
(Sec. 33 WpHG)
|
Indirect
(Sec. 34 WpHG)
|
|
DE0008232125
|
2,009,020
|
0
|
0.34 %
|
0.00 %
|
|
Total
|
2,009,020
|
0.34 %
|
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
|
Type of instrument
|
Expiration or maturity date
|
Exercise or conversion period
|
Voting rights absolute
|
Voting rights in %
|
|
Right to recall lent securities
|
N/A
|
N/A
|
1,386,570
|
0.23 %
|
|
Convertible Bonds
|
17.11.2025
|
17.11.2025
|
1,967,593
|
0.33 %
|
|
Listed Call Options
|
18.06.2021-17.12.2021
|
Until 18.06.2021-17.12.2021
|
624,900
|
0.10 %
|
|
Certificates
|
01.03.2021-18.03.2022
|
01.03.2021-18.03.2022
|
1,303,529
|
0.22 %
|
|
|
|
Total
|
5,282,592
|
0.88 %
|
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
|
Type of instrument
|
Expiration or maturity date
|
Exercise or conversion period
|
Cash or physical settlement
|
Voting rights absolute
|
Voting rights in %
|
|
OTC Call Options on Basket
|
03.01.2025
|
03.01.2025
|
Cash
|
2,456
|
0.00 %
|
|
OTC Call Options on Basket
|
03.01.2025
|
Until 03.01.2025
|
Cash
|
250,342
|
0.04 %
|
|
Contracts For Difference
|
N/A
|
N/A
|
Cash
|
1,806,648
|
0.30 %
|
|
Certificates
|
19.03.2021-26.05.2021
|
19.03.2021-26.05.2021
|
Cash
|
479,236
|
0.08 %
|
|
Certificates
|
31.12.2030-03.01.2033
|
Until 31.12.2030-03.01.2033
|
Cash
|
103,686
|
0.02 %
|
|
OTC Call Options
|
17.03.2021-03.01.2033
|
Until 17.03.2021-03.01.2033
|
Cash
|
5,538,814
|
0.93 %
|
|
OTC Call Options
|
19.03.2021-17.12.2021
|
19.03.2021-17.12.2021
|
Cash
|
914,419
|
0.15 %
|
|
OTC Put Options
|
19.03.2021-03.01.2033
|
Until 19.03.2021-03.01.2033
|
Cash
|
1,653,795
|
0.28 %
|
|
OTC Put Options
|
19.03.2021-17.12.2021
|
19.03.2021-17.12.2021
|
Cash
|
391,174
|
0.07 %
|
|
Listed Put Options
|
19.03.2021-15.12.2023
|
Until 19.03.2021-15.12.2023
|
Physical
|
4,002,100
|
0.67 %
|
|
Listed Call Warrants
|
17.03.2021-03.01.2033
|
Until 17.03.2021-03.01.2033
|
Cash
|
4,888,184
|
0.82 %
|
|
Listed Call Warrants
|
19.03.2021-03.01.2025
|
19.03.2021-03.01.2025
|
Cash
|
636,638
|
0.11 %
|
|
Listed Put Warrants
|
19.03.2021-03.01.2033
|
Until 19.03.2021-03.01.2033
|
Cash
|
1,653,794
|
0.28 %
|
|
Listed Put Warrants
|
19.03.2021-17.12.2021
|
19.03.2021-17.12.2021
|
Cash
|
391,174
|
0.07 %
|
|
|
|
|
Total
|
22,712,460
|
3.80 %
|
8. Information in relation to the person subject to the notification obligation
|
|
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
|
|
X
|
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
|
|
Name
|
% of voting rights (if at least 3% or more)
|
% of voting rights through instruments (if at least 5% or more)
|
Total of both (if at least 5% or more)
|
|
-Société Générale S.A.
|
%
|
%
|
%
|
|
–
|
%
|
%
|
%
|
|
-Société Générale S.A.
|
%
|
%
|
%
|
|
-Société Générale Effekten GmbH
|
%
|
%
|
%
|
|
–
|
%
|
%
|
%
|
|
-Société Générale S.A.
|
%
|
%
|
%
|
|
-Généfinance S.A.
|
%
|
%
|
%
|
|
-Sogéparticipations S.A.
|
%
|
%
|
%
|
|
-Société Générale Luxembourg
|
%
|
%
|
%
|
|
-SG Issuer S.A.
|
%
|
%
|
%
|
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
|
Proportion of voting rights
|
Proportion of instruments
|
Total of both
|
|
%
|
%
|
%
|
10. Other explanatory remarks:
Date
26.02.2021 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
|