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Deutsche Lufthansa AG
13.10.2021 / 11:51
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
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Name:
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Deutsche Lufthansa AG
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Street:
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Venloer Str. 151-153
|
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Postal code:
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50672
|
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City:
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Cologne
Germany
|
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Legal Entity Identifier (LEI):
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529900PH63HYJ86ASW55
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2. Reason for notification
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X
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Acquisition/disposal of shares with voting rights
|
|
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Acquisition/disposal of instruments
|
|
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Change of breakdown of voting rights
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X
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Other reason:
Subscription of new shares from a rights offering
Non-applying of trading book exemption according to sec. 36 para. 1 WpHG
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3. Details of person subject to the notification obligation
Legal entity:
Bank of America Corporation
City of registered office, country:
Wilmington, DE
,
United States of America (USA)
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4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
BofA Securities Europe SA
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5. Date on which threshold was crossed or reached:
6. Total positions
|
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% of voting rights attached to shares
(total of 7.a.)
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% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
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Total of both in %
(7.a. + 7.b.)
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Total number of voting rights pursuant to Sec. 41 WpHG
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New
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6.33 %
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1.52 %
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7.85 %
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1,195,485,644
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Previous notification
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0.02 %
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0.17 %
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0.19 %
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/
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7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
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ISIN
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Absolute
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In %
|
|
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
|
|
DE0008232125
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0
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75,575,284
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0.00 %
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6.32 %
|
|
US2515613048
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0
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48,678
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0.00 %
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0.00 %
|
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Total
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75,623,962
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6.33 %
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b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Voting rights absolute
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Voting rights in %
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Right to Recall
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N/A
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N/A
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7,998,476
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0.67 %
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Rights of Use
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N/A
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N/A
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154,708
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0.01 %
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Call Options
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17/12/2021 – 16/12/2022
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N/A
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560,475
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0.05 %
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|
|
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Total
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8,713,659
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0.73 %
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b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Cash or physical settlement
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Voting rights absolute
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Voting rights in %
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Put Options
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17/12/2021
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N/A
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Physical
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4,778,612
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0.40 %
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Swaps
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31/01/2022 – 05/05/2025
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N/A
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Cash
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4,593,047
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0.38 %
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Futures
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19/11/2021
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N/A
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Cash
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139,427
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0.01 %
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|
|
|
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Total
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9,511,086
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0.80 %
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8. Information in relation to the person subject to the notification obligation
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Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
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X
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Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
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Name
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% of voting rights (if at least 3% or more)
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% of voting rights through instruments (if at least 5% or more)
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Total of both (if at least 5% or more)
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Bank of America Corporation
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%
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%
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%
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NB Holdings Corporation
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%
|
%
|
%
|
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BofA Securities, Inc
|
%
|
%
|
%
|
|
–
|
%
|
%
|
%
|
|
Bank of America Corporation
|
%
|
%
|
%
|
|
NB Holdings Corporation
|
%
|
%
|
%
|
|
Merrill Lynch International, LLC
|
%
|
%
|
%
|
|
Merrill Lynch Group Holdings I, L.L.C.
|
%
|
%
|
%
|
|
BofA Securities Europe SA
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6.25 %
|
%
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6.57 %
|
|
–
|
%
|
%
|
%
|
|
Bank of America Corporation
|
%
|
%
|
%
|
|
NB Holdings Corporation
|
%
|
%
|
%
|
|
BAC North America Holding Company
|
%
|
%
|
%
|
|
Bank of America, National Association
|
%
|
%
|
%
|
|
–
|
%
|
%
|
%
|
|
Bank of America Corporation
|
%
|
%
|
%
|
|
NB Holdings Corporation
|
%
|
%
|
%
|
|
BAC North America Holding Company
|
%
|
%
|
%
|
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|
%
|
%
|
%
|
|
Managed Account Advisors LLC
|
%
|
%
|
%
|
|
–
|
%
|
%
|
%
|
|
Bank of America Corporation
|
%
|
%
|
%
|
|
NB Holdings Corporation
|
%
|
%
|
%
|
|
BofAML Jersey Holdings Limited
|
%
|
%
|
%
|
|
BofAML EMEA Holdings 2 Limited
|
%
|
%
|
%
|
|
ML UK Capital Holdings Limited
|
%
|
%
|
%
|
|
Merrill Lynch International
|
%
|
%
|
%
|
|
–
|
%
|
%
|
%
|
|
Bank of America Corporation
|
%
|
%
|
%
|
|
NB Holdings Corporation
|
%
|
%
|
%
|
|
BofA Securities, Inc.
|
%
|
%
|
%
|
|
Merrill Lynch Professional Clearing Corp.
|
%
|
%
|
%
|
|
–
|
%
|
%
|
%
|
|
Bank of America Corporation
|
%
|
%
|
%
|
|
NB Holdings Corporation
|
%
|
%
|
%
|
|
BAC North America Holding Company
|
%
|
%
|
%
|
|
Bank of America, National Association
|
%
|
%
|
%
|
|
U.S Trust Company of Delaware
|
%
|
%
|
%
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9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
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Proportion of voting rights
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Proportion of instruments
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Total of both
|
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%
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%
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%
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10. Other explanatory remarks:
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Notification is as a result of the subscription of new shares legally owned by the Bank which have be registered in Germany on the 6th of October 2021.
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Date
13.10.2021 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
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