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DGAP Voting Rights Announcement: Deutsche Pfandbriefbank AG
2015-12-03 / 14:50
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
on 02.12.2015
1. Details of issuer
Deutsche Pfandbriefbank AG
Freisinger Strasse 5
85716 Unterschleissheim
Germany
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2. Reason for notification
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Acquisition/disposal of shares with voting rights
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Acquisition/disposal of instruments
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Change of breakdown of voting rights
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X
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Other reason: Baseline disclosure pursuant to section 41 para. 4f WpHG
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3. Details of person subject to the notification obligation
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Name:
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City and country of registered office:
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Morgan Stanley
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Wilmington
United States of America (USA)
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4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached
6. Total positions
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% of voting rights attached to shares
(total of 7.a.)
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% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
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total of both in %
(7.a. + 7.b.)
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total number of voting rights of issuer
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Resulting situation
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2,58 %
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6,18 %
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8,76 %
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134475308
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Previous notification
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2,68 %
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%
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0 %
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/
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7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
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ISIN
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absolute
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in %
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direct
(Sec. 21 WpHG)
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indirect
(Sec. 22 WpHG)
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direct
(Sec. 21 WpHG)
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indirect
(Sec. 22 WpHG)
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DE0008019001
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0
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3465555
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0 %
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2,58 %
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Total
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3465555
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2,58 %
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b.1. Instruments according to Sec. 25 Abs. 1 Nr. 1 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Voting rights absolute
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Voting rights in %
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Right of recall over securities lending agreements
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n/a
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n/a
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8314563
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6,18 %
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Total
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8314563
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6,18 %
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b.2. Instruments according to Sec. 25 Abs. 1 Nr. 2 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Cash or physical settlement
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Voting rights absolute
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Voting rights in %
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Equity Swap
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29.06.2018
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n/a
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Cash
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2325
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0,002 %
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Total
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2325
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0,002 %
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8. Information in relation to the person subject to the notification obligation
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Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).
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X
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Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
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Name
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% of voting rights (if at least held 3% or more)
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% of voting rights through instruments (if at least held 5% or more)
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Total of both (if at least held 5% or more)
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Morgan Stanley
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%
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%
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%
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Morgan Stanley International Holdings Inc.
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%
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%
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%
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Morgan Stanley International Limited
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%
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%
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%
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Morgan Stanley UK Group
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%
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%
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%
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Morgan Stanley Investments (UK)
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%
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%
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%
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Morgan Stanley & Co. International plc
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4,51 %
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%
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5,11 %
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—
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—
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—
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—
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Morgan Stanley
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%
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%
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%
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Morgan Stanley Investment Management Inc.
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%
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%
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%
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—
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—
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—
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—
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Morgan Stanley
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%
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%
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%
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Morgan Stanley Capital Management, LLC
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%
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%
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%
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Morgan Stanley Domestic Holdings, Inc.
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%
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%
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%
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Morgan Stanley & Co. LLC
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%
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%
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%
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—
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—
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—
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—
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Morgan Stanley
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%
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%
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%
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Morgan Stanley Capital Management, LLC
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%
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%
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%
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Morgan Stanley Domestic Holdings, Inc.
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%
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%
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%
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Morgan Stanley Capital Services LLC
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%
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%
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%
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9. In case of proxy voting according to § 22 Abs. 3 WpHG
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Date of general meeting:
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Holding position after general meeting:
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% (equals voting rights)
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2015-12-03 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Media archive at www.dgap-medientreff.de and www.dgap.de
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