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Subject:

ENCAVIS AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Details of issuer

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Name:

ENCAVIS AG

Street, Street number:

Große Elbstraße 59

Postal code, city:

22767 Hamburg

Legal Entity Identifier (LEI):

391200ECRGNL09Y2KJ67


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Reason for notification:

Acquisition/​disposal of instruments

Details of person subject to the notification obligation:

Morgan Stanley
Wilmington, Delaware
United States of America (USA)

Name(s) of shareholder(s):

Date on which threshold was crossed or reached:

2021-05-10


Total positions

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% of voting rights attached to shares
(total of details on total
positions a.)

% of voting rights through instruments
(total of details on total
positions b.1. + b.2.)

Total of both in %
(details on total
positions a. + b.)

Total number of
voting rights
pursuant to
Sec. 41 WpHG

New

0.01 %

4.95 %

4.96 %

138437234

Previous notification

0.71 %

5.76 %

6.47 %

 


Details on total positions


a. Voting rights attached to shares (Sec. 33, 34 WpHG)

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ISIN

Absolute

In %

Direct (Sec. 33 WpHG)

Indirect (Sec. 34 WpHG)

Direct (Sec. 33 WpHG)

Indirect (Sec. 34 WpHG)

DE0006095003

0

13421

0.00 %

0.01 %

Total

13421

0.01 %


b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

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Type of instrument

Expiration or maturity date

Exercise or conversion period

Voting rights absolute

Voting rights in %

Right of recall over securities lending agreements

at any time

at any time

2306732

1.67 %

Total

2306732

1.67 %


b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

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Type of instrument

Expiration or maturity date

Exercise or conversion period

Cash or physical settlement

Voting rights absolute

Voting rights in %

Retail Structured Product

From 15.04.2070 to 04.01.2071

at any time

Cash

15639

0.01 %

Convertible Bond

13.09.2023

at any time

Physical

711072

0.51 %

Equity Swap

From 25.01.2022 to 24.02.2026

at any time

Cash

3817916

2.76 %

Total

4544627

3.28 %


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Information in relation to the person subject to the notification obligation:

Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
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Name

% of voting rights
(if at least
3% or more)

% of voting rights through
instruments (if at least
5% or more)

Total of both (if at
least 5% or more)

Morgan Stanley

%

%

%

Morgan Stanley Capital Management, LLC

%

%

%

Morgan Stanley Domestic Holdings, Inc.

%

%

%

Morgan Stanley Capital Services LLC

%

%

%

-

%

%

%

Morgan Stanley

%

%

%

Morgan Stanley Capital Management, LLC

%

%

%

Morgan Stanley Domestic Holdings, Inc.

%

%

%

Morgan Stanley & Co. LLC

%

%

%

-

%

%

%

Morgan Stanley

%

%

%

Morgan Stanley International Holdings Inc.

%

%

%

Morgan Stanley International Limited

%

%

%

Morgan Stanley Investments (UK)

%

%

%

Morgan Stanley & Co. International plc

%

%

%

-

%

%

%

Morgan Stanley

%

%

%

Morgan Stanley Capital Management, LLC

%

%

%

Morgan Stanley Domestic Holdings, Inc.

%

%

%

Morgan Stanley & Co. LLC

%

%

%

Prime Dealer Services Corp.

%

%

%

-

%

%

%

Morgan Stanley

%

%

%

Morgan Stanley Capital Management, LLC

%

%

%

Morgan Stanley Domestic Holdings, Inc.

%

%

%

Morgan Stanley Investment Management Inc.

%

%

%


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In case of proxy voting according to Sec. 34 (3) WpHG:

Date of general meeting:  


Total positions after general meeting

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% of voting rights attached to shares

% of voting rights through instruments

Total of both

%

%

%


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Other useful information:

 


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Date:

2021-05-13


Information about mandatory publication:

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Obligatory publication in/​about:

DGAP/​EQS Group AG, veröffentlicht über Thomson Reuters, Bloomberg und vwd

Obligatory publication on:

13.05.2021

Language of the document:

English