<SEC-DOCUMENT>0000897069-24-001264.txt : 20240531
<SEC-HEADER>0000897069-24-001264.hdr.sgml : 20240531
<ACCEPTANCE-DATETIME>20240531164329
ACCESSION NUMBER:		0000897069-24-001264
CONFORMED SUBMISSION TYPE:	SD
PUBLIC DOCUMENT COUNT:		2
<RULE>
<RULE-NAME>13p-1
<ITEM>
<ITEM-NUMBER>1.01
<ITEM-PERIOD>20230101
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<ITEM-PERIOD>20231231
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FILED AS OF DATE:		20240531
DATE AS OF CHANGE:		20240531

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			OSHKOSH CORP
		CENTRAL INDEX KEY:			0000775158
		STANDARD INDUSTRIAL CLASSIFICATION:	MOTOR VEHICLES & PASSENGER CAR BODIES [3711]
		ORGANIZATION NAME:           	04 Manufacturing
		IRS NUMBER:				390520270
		STATE OF INCORPORATION:			WI
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SD
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-31371
		FILM NUMBER:		241010440

	BUSINESS ADDRESS:	
		STREET 1:		1917 FOUR WHEEL DRIVE
		CITY:			OSHKOSH
		STATE:			WI
		ZIP:			54902
		BUSINESS PHONE:		920-502-3400

	MAIL ADDRESS:	
		STREET 1:		1917 FOUR WHEEL DRIVE
		CITY:			OSHKOSH
		STATE:			WI
		ZIP:			54902

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	OSHKOSH TRUCK CORP
		DATE OF NAME CHANGE:	19920703
</SEC-HEADER>
<DOCUMENT>
<TYPE>SD
<SEQUENCE>1
<FILENAME>sd.htm
<TEXT>
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    <div style="text-align: center; margin-left: 3.3pt; font-size: 14pt; font-weight: bold;">UNITED STATES</div>
    <div style="text-align: center; margin-left: 1.8pt; font-size: 14pt; font-weight: bold;">SECURITIES AND EXCHANGE COMMISSION</div>
    <div style="text-align: center; margin-left: 3.3pt; margin-top: 1.3pt; font-weight: bold;">Washington, D.C. 20549</div>
    <div><br>
    </div>
    <div style="margin-top: 5.15pt;"><br>
    </div>
    <div style="text-align: center; margin-left: 3.25pt; font-size: 14pt; font-weight: bold;">Form SD</div>
    <div style="margin-top: 0.45pt;"><br>
    </div>
    <div style="text-align: center; margin-left: 1.95pt; font-weight: bold;">SPECIALIZED DISCLOSURE REPORT</div>
    <div style="text-align: center; margin-left: 1.95pt; font-weight: bold;"> <br>
    </div>
    <div style="text-align: center; margin-left: 1.95pt; font-weight: bold;"> <br>
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      <div style="text-align: center; margin-right: 0.5pt; margin-top: 1.35pt; font-size: 18pt; font-weight: bold;">Oshkosh Corporation</div>
      <div style="text-align: center; margin-left: 2pt; margin-top: 1.75pt; font-size: 8pt;">(Exact Name of the Registrant as Specified in Charter)</div>
      <hr noshade="noshade" align="center" style="height: 2px; color: #000000; background-color: #000000; text-align: center; margin-left: auto; margin-right: auto; border: none;">
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                  <div>&#160;Wisconsin</div>
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                  <div>&#160;1-31371</div>
                </td>
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                  <div>&#160;<font style="font-weight: bold;">(State or Other Jurisdiction)</font></div>
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                  <div>&#160;<font style="font-weight: bold;">(Commission file number)</font></div>
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          <font style="display: inline-block; text-indent: 0px; font-size: 1px; width: 174.15pt" class="TRGRRTFtoHTMLTab">&#160;</font></div>
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                  <div>&#160;1917 Four Wheel Drive, Oshkosh, Wisconsin<font class="HorizontalTab" style="width: 9pt; font-size: 1px; display: inline-block;"> <br>
                    </font></div>
                </td>
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                  <div>&#160;54902</div>
                </td>
              </tr>
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                <td style="width: 50.00%;">
                  <div>&#160;<font style="font-weight: bold;">(Address of Principal Executive Offices)</font><font class="HorizontalTab" style="width: 9pt; font-size: 1px; display: inline-block;"><font style="font-weight: bold;"> <br>
                      </font></font></div>
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                <td style="width: 50.00%;">
                  <div>&#160;<font style="font-weight: bold;">(Zip Code)</font></div>
                </td>
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        <div style="text-align: center; margin-right: 193.5pt;"><font class="HorizontalTab" style="width: 9pt; font-size: 1px; display: inline-block;">&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160; </font><br>
          <font style="font-weight: bold;"></font></div>
        <font class="HorizontalTab" style="width: 9pt; font-size: 1px; display: inline-block;">&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;<font class="HorizontalTab" style="width: 9pt; display: inline-block;">&#160;&#160;&#160;</font>&#160; </font><font style="font-weight: bold;"><font class="HorizontalTab" style="width: 9pt; font-size: 1px; display: inline-block;">&#160;&#160;&#160;&#160;&#160; </font><br>
        </font>
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            <hr noshade="noshade" align="" style="background-color: #000000; border-bottom: medium none; border-left: medium none; border-right: medium none; border-top: medium none; color: #000000;"></div>
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          </font></div>
        <br>
        <table cellspacing="0" cellpadding="0" border="0" id="z09a8c801e02a4686b549b0146f559403" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; color: #000000; width: 100%;">

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                <div>&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160; <br>
                  <div style="margin: 0px 0.25pt 0px 72pt; font-family: 'Times New Roman',Times,serif;">Ignacio A. Cortina<font style="font-family: 'Times New Roman', Times, serif;"><font class="HorizontalTab" style="width: 9pt; font-size: 1px; display: inline-block;">&#160;&#160;&#160;&#160;&#160;</font></font><font style="font-weight: normal;"><font class="HorizontalTab" style="width: 9pt; font-size: 1px; display: inline-block;">&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160; &#160;&#160;&#160;&#160;&#160;&#160;&#160;</font></font><font style="font-family: 'Times New Roman', Times, serif;"><font class="HorizontalTab" style="width: 9pt; font-size: 1px; display: inline-block;">&#160;&#160;&#160; <br>
                      </font></font></div>
                  <div style="margin: 0px 0.25pt 0px 0px;">Executive Vice President, Chief Legal Officer and Secretary</div>
                </div>
              </td>
              <td style="width: 50.00%;">
                <div>&#160;<font style="font-family: 'Times New Roman',Times,serif; font-weight: normal;">(920) 502-3023</font><font class="HorizontalTab" style="width: 9pt; font-size: 1px; display: inline-block;"> <br>
                  </font></div>
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        <br>
        <div style="text-align: center; margin-right: 75.25pt; margin-top: 0.05pt; font-weight: bold;">(Name and telephone number, including area code, of the </div>
        <div style="text-align: center; margin-right: 75.25pt; margin-top: 0.05pt; font-weight: bold;">person to contact in connection with this report.)</div>
        <div style="text-align: center; margin-right: 75.25pt; margin-top: 0.05pt; font-weight: bold;"> <br>
        </div>
        <div style="text-align: center; margin-right: 75.25pt; margin-top: 0.05pt; font-weight: bold;">
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            </div>
            <div style="text-align: left; margin-left: 9.9pt;"> <br>
            </div>
            <div style="text-align: left; margin-left: 9.9pt;"><font style="font-family: 'Times New Roman',Times,serif; font-weight: normal;">Check the appropriate box to indicate the rule pursuant to which this form is being filed:</font></div>
            <div style="text-align: left; margin-left: 9.9pt;"><font style="font-family: 'Times New Roman',Times,serif; font-weight: normal;"> <br>
              </font></div>
            <div style="font-weight: normal;">
              <table cellspacing="0" cellpadding="0" border="0" id="z513a9d75f84241028d805d9097a1ab64" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; color: #000000; width: 100%;">

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                      <div>&#160;<font style="font-weight: normal;">&#9746;</font></div>
                    </td>
                    <td style="width: 95%;">
                      <div>&#160;<font style="font-size: 8pt; font-family: 'Times New Roman',Times,serif; font-weight: normal;"><font style="font-family: 'Times New Roman', Times, serif;">Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the
                            reporting period from January I to December 31, 2023.</font></font></div>
                    </td>
                  </tr>
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                    <td style="width: 5%;">
                      <div>&#160;<font style="font-family: 'Times New Roman',Times,serif; font-weight: normal;">&#9744;&#160; </font></div>
                    </td>
                    <td style="width: 95%;">
                      <div>&#160;<font style="font-size: 8pt; font-family: 'Times New Roman',Times,serif; font-weight: normal;">Rule 13q-l under the Securities Exchange Act (17 CFR 240.13q-l) for the fiscal year ended ______.</font><font style="font-weight: normal;"></font></div>
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              <div style="text-align: left; margin-left: 16.9pt; margin-top: 3.8pt; font-weight: bold;"><font style="font-family: 'Times New Roman',Times,serif; font-weight: bold;">Section 1 - Conflict Minerals Disclosure</font></div>
              <div style="margin-top: 7.45pt; font-weight: normal;"><br>
              </div>
              <div style="text-align: left; margin-left: 16.95pt;"><font style="font-family: 'Times New Roman',Times,serif; font-weight: normal;">&#160;<u>Items </u></font><u><font style="font-family: 'Times New Roman',Times,serif; font-weight: normal;">1.01
                    and 1.02 Conflict Minerals Disclosure and Report; <font style="font-weight: normal;">Ex</font>hibits</font></u></div>
              <div style="font-weight: normal;"><br>
              </div>
              <div style="margin-top: 2.15pt; font-weight: normal;"><br>
              </div>
              <div style="text-align: left; margin-left: 17pt; font-weight: bold;"><font style="font-family: 'Times New Roman',Times,serif; font-weight: bold;">Conflict Minerals Disclosure</font></div>
              <div style="text-align: left; text-indent: 0.2pt; margin-left: 16.85pt; margin-top: 12.75pt;"><font style="font-family: 'Times New Roman',Times,serif; font-weight: normal;">Oshkosh Corporation is providing a Conflict Minerals Report as
                  Exhibit 1.01 hereto, and it is publicly available at <a name="www.oshkoshcorp.com"><!--Anchor--></a><a href="#www.oshkoshcorp.com">www.oshkoshcorp.com</a>&#160;under the "Investors" section and within the "SEC Filings" tab.</font></div>
              <div style="text-align: left; margin-left: 16.9pt; margin-top: 11.9pt; font-weight: bold;"><font style="font-family: 'Times New Roman',Times,serif; font-weight: bold;">Section 2 - Resource Extraction Issuer Disclosure</font></div>
              <div style="margin-top: 7.45pt; font-weight: normal;"><br>
              </div>
              <div style="text-align: left; margin-right: 206.85pt; margin-left: 16.7pt;"><u><font style="font-family: 'Times New Roman',Times,serif; font-weight: normal;">Item 2.01 Resource Extraction Issuer Disclosure and Report </font></u><font style="font-family: 'Times New Roman',Times,serif; font-weight: normal;"></font></div>
              <div style="text-align: left; margin-right: 206.85pt; margin-left: 16.7pt;"><font style="font-family: 'Times New Roman',Times,serif; font-weight: normal;"><br>
                  <u>Not applicable</u>.</font></div>
              <div style="margin-top: 2.3pt; font-weight: normal;"><br>
              </div>
              <div style="text-align: left; margin-left: 16.65pt;"><font style="font-family: 'Times New Roman',Times,serif; font-weight: bold;">Section 3 - Exhibits</font></div>
              <div style="font-weight: normal;"><br>
              </div>
              <div style="font-weight: normal;"><br>
              </div>
              <div style="text-align: left; margin-left: 16.7pt;"><u><font style="font-family: 'Times New Roman',Times,serif; font-weight: normal;">Item 3.01 Exhibits</font></u></div>
              <div style="font-weight: normal;"><br>
              </div>
              <div style="margin-top: 12pt; font-weight: normal;"><br>
              </div>
              <div style="text-align: left; margin-left: 16.55pt;"><font style="font-family: 'Times New Roman',Times,serif; font-weight: normal;">Exhibit 1.01 - Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.</font></div>
              <div style="text-align: left; margin-left: 16.55pt;"><font style="font-family: 'Times New Roman',Times,serif; font-weight: normal;"> <br>
                </font></div>
              <div style="text-align: left; margin-left: 16.55pt;"><font style="font-family: 'Times New Roman',Times,serif; font-weight: normal;"> <br>
                </font></div>
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            <div><br>
            </div>
            <div style="margin-right: 4.65pt; margin-left: 11.65pt; margin-top: 3.5pt; font-weight: bold;">SIGNATURES</div>
            <div style="margin-top: 11.05pt;"><br>
            </div>
            <div style="text-align: left; text-indent: -0.15pt; margin-left: 15.7pt;"><font style="font-family: 'Times New Roman',Times,serif; font-weight: normal;">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has
                duly caused this report to be signed on its behalf by the duly authorized undersigned.</font></div>
            <div style="text-align: left; margin-left: 21.15pt; margin-top: 12.15pt; font-weight: bold;">OSHKOSH CORPORATION</div>
            <div style="text-align: left; margin-left: 21.15pt; margin-top: 12.15pt; font-weight: bold;"> <font style="font-weight: normal;">By: </font><u><font style="font-weight: normal;">/s/Ignacio A. Cortina</font></u>
              <div style="font-weight: normal;">Ignacio A. Cortina<br>
              </div>
              <div><font style="font-weight: normal;">Executive Vice President, Chief Legal Officer and Secretary&#160; <font class="HorizontalTab" style="width: 9pt; font-size: 1px; display: inline-block;">&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;</font>Date: May 31, 2024<font class="HorizontalTab" style="width: 9pt; font-size: 1px; display: inline-block;">&#160;&#160;&#160;&#160;&#160;&#160;</font></font></div>
            </div>
            <div style="text-align: left; margin-left: 21.15pt; margin-top: 12.15pt; font-weight: bold;"> <br>
            </div>
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<DOCUMENT>
<TYPE>EX-1.01
<SEQUENCE>2
<FILENAME>sd101.htm
<TEXT>
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    <!-- Licensed to: Foley and Lardner LLP
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  <div style="text-align: right; font-size: 12pt; font-weight: bold;">Exhibit 1.01</div>
  <div style="text-align: center; font-size: 12pt; font-weight: bold;">Oshkosh Corporation<br>
    Conflict Minerals Report<br>
    for the Year Ended December 31, 2023</div>
  <div style="margin-bottom: 12pt;"><br>
  </div>
  <div style="text-align: justify; font-size: 12pt;">Oshkosh Corporation (&#8220;Oshkosh&#8221;) has prepared this conflict minerals report on Form SD for the year ended December 31, 2023, to comply with Rule 13p-1 under
    the Securities Exchange Act of 1934 (the &#8220;Conflict Minerals Rule&#8221;). The Securities and Exchange Commission (&#8220;SEC&#8221;) adopted the Conflict Minerals Rule to implement reporting and disclosure requirements related to conflict minerals as directed by the
    Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the &#8220;Dodd-Frank Act&#8221;).</div>
  <div><br>
  </div>
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    <table cellspacing="0" cellpadding="0" id="ze9f360bc229b4dfd98be0a787066a84e" class="DSPFListTable" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; margin-bottom: 12pt; width: 100%; text-align: left; color: #000000;">

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            <div style="text-align: left; margin-bottom: 12pt; font-size: 12pt; font-weight: bold;">1.</div>
          </td>
          <td style="width: auto; vertical-align: top;">
            <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt; font-weight: bold;">Company Overview</div>
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  <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">Oshkosh and its subsidiaries are committed to responsible supply chain management. This means Oshkosh endeavors to procure materials and
    parts from suppliers that, among other important values, demonstrate a respect for the human rights and individual dignity of all participants within its supply chain.&#160; Starting with the 2013 reporting period, we took specific actions to fully
    implement the requirements of the Dodd-Frank Act related to the supply chain for tin, tungsten, tantalum, and gold (&#8220;3TG&#8221;).&#160; Since then, we have expanded and improved upon these actions to ensure ongoing effectiveness of our conflict minerals program.&#160;
    We continue to support the responsible mining and sourcing of 3TG within the Democratic Republic of the Congo or an adjoining country (&#8220;Covered Countries&#8221;) and do not knowingly procure materials or parts that finance or benefit armed groups within the
    Covered Countries.</div>
  <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">Oshkosh is a leading designer, manufacturer and marketer of a broad range of specialty vehicles and vehicle bodies.&#160; The Company
    maintains three reportable segments:</div>
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    <table cellspacing="0" cellpadding="0" id="ze1273e2bf457401bb9d900bf43259631" class="DSPFListTable" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; margin-bottom: 12pt; width: 100%; text-align: left; color: #000000;">

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            <div style="text-align: left; margin-left: 18pt; margin-bottom: 12pt; font-size: 12pt;">&#8226;</div>
          </td>
          <td style="width: auto; vertical-align: top;">
            <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">Access Equipment &#8211; aerial work platforms and telehandlers used in a wide variety of construction, industrial, institutional
              and general maintenance applications to position workers and materials at elevated heights, as well as carriers and wreckers. Access Equipment customers include equipment rental companies, construction contractors, manufacturing companies,
              home improvement centers and towing companies.</div>
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    <table cellspacing="0" cellpadding="0" id="z9b62625d909e49aeba09f911154fa34d" class="DSPFListTable" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; margin-bottom: 12pt; width: 100%; text-align: left; color: #000000;">

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            <div style="text-align: left; margin-left: 18pt; margin-bottom: 12pt; font-size: 12pt;">&#8226;</div>
          </td>
          <td style="width: auto; vertical-align: top;">
            <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">Defense &#8211; tactical trucks, trailers, supply parts and services sold to the U.S. military and to other militaries around the
              world, other specialty vehicles for the U.S. government, as well as, for a portion of 2023, snow removal vehicles for military and civilian airports.&#160; In addition, the Defense segment offers engineering and product development services to
              customers in the motorsports and multiple ground vehicle markets through Pratt Miller.</div>
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    <table cellspacing="0" cellpadding="0" id="z0d7d0ac353414820aaf92c51321663b0" class="DSPFListTable" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; margin-bottom: 12pt; width: 100%; text-align: left; color: #000000;">

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            <div style="text-align: left; margin-left: 18pt; margin-bottom: 12pt; font-size: 12pt;">&#8226;</div>
          </td>
          <td style="width: auto; vertical-align: top;">
            <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">Vocational &#8211; (Previously Fire &amp; Emergency and Commercial) custom and commercial firefighting vehicles and equipment,
              Aircraft Rescue and Firefighting (ARFF) vehicles, simulators, mobile command and control vehicles and other emergency vehicles primarily sold to fire departments, airports and other governmental units, as well as broadcast vehicles sold to
              broadcasters and TV stations. Refuse and recycling collection vehicles sold to commercial and municipal waste haulers, concrete mixers sold to ready-mix companies and field service vehicles and truck-mounted cranes sold to mining,
              construction and other companies.&#160; Aviation ground support products, gate equipment, and airport services provided to commercial airlines, airports, air-freight carriers, ground handling and military customers.</div>
          </td>
        </tr>

    </table>
  </div>
  <div style="margin-bottom: 12pt; font-size: 12pt;">Each of our business segments sells complex vehicles for use by a wide variety of industries and service providers around the world.&#160;
    Because of this complexity and the wide variety of functionality that our vehicles offer, the list of components needed to manufacture these products is extensive.</div>
  <div style="margin-bottom: 12pt; font-size: 12pt;">We know that 3TG are common and essential to our industry.&#160;&#160; The engines, electronic control modules, electrical harnesses, weld wire, and
    microprocessors that manufacturers in the vehicle and transportation equipment industry use as production inputs are known, in at least some cases, to contain 3TG. However, Oshkosh has not been able to specifically identify any 3TG in our products that
    was mined in the Covered Countries by persons that finance or benefit armed groups in the Covered Countries.</div>
  <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">We also know that Oshkosh does not purchase ore or unrefined 3TG from mines and is generally many steps removed in the supply chain from
    the mining and refining of 3TG. We purchase materials and parts from a wide network of suppliers and must rely on those suppliers to assist with the collection of data used to attempt to identify the ultimate source of the minerals that our suppliers
    use in their manufacturing processes.</div>
  <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">We purchase materials or parts directly from approximately 4,400 different suppliers.&#160; We refer to these direct suppliers as our Tier 1
    suppliers, and many of these suppliers have equally large and diverse supply chains that provide materials or parts in the manufacture of their products.&#160; This pattern is repeated through our supply chain. For materials or parts that are subject to
    many manufacturing steps, we estimate there may be more than 5 tiers of suppliers between us and a smelter or refiner that processes 3TG that a particular product may contain.</div>
  <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">Oshkosh expends significant effort to ensure that its direct material supply base contains the optimal number of Tier 1 suppliers. This
    is an ongoing effort to identify and engage suppliers that offer the appropriate balance of innovation and technology and competitive pricing to ensure our products continue to provide our customers with the best value in the marketplace.&#160; In addition,
    to comply with the U.S. Government&#8217;s small business procurement rules, regulations, and guidelines, our defense segment works with and supports hundreds of small businesses that have limited resources and technical knowledge with which to conduct 3TG
    supply chain investigations.</div>
  <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">Many of our suppliers, including most of these small businesses, are not directly subject to the Conflict Minerals Rule.&#160; Further, many
    do not possess the resources and/or requisite technical expertise with which to perform detailed investigations of their own 3TG supply chains.&#160; We have made significant progress toward understanding the source of the 3TG in our supply chain; however,
    working with a broad, deep and highly varied supply base is and will remain a challenge.</div>
  <div>
    <table cellspacing="0" cellpadding="0" id="zd27b8fd6195d44f8b7b18d97c5bdf123" class="DSPFListTable" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; margin-bottom: 12pt; width: 100%; text-align: left; color: #000000;">

        <tr>
          <td style="width: 36pt; vertical-align: top; text-align: right;">
            <div style="text-align: left; margin-bottom: 12pt; font-size: 12pt; font-weight: bold;">2.</div>
          </td>
          <td style="width: auto; vertical-align: top;">
            <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt; font-weight: bold;">Actions Taken in Support of Our Conflict Minerals Program</div>
          </td>
        </tr>

    </table>
  </div>
  <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">Over the course of the last several years, Oshkosh has expended significant resources to identify the source of 3TG in its products.&#160;
    While a percentage of the world&#8217;s 3TG does originate in the Covered Countries, a significant portion does not.&#160; Further, a large amount is from scrap or recycled sources.&#160; So, it is important for us to learn as much about the source of any 3TG in our
    products as is feasible. We have taken specific actions to bolster our understanding of the 3TG within our supply chain.</div>
  <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt; font-weight: bold;">Framework</div>
  <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">We designed our conflict minerals program to substantially conform to the framework outlined in The Organization for Economic
    Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (OECD Guidance) and the related Supplements for gold and for tin, tantalum, and tungsten.</div>
  <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt; font-weight: bold;">Internal Team</div>
  <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">Our cross functional team is comprised of staff level positions and experienced leaders from the finance, supply chain, legal,
    sustainability, and risk functions and continues to monitor our program status. The steering team we established at the outset of our program, as well as our senior executive management team, remain engaged on an as needed basis to ensure we continue
    to make progress toward our goals.</div>
  <div style="text-align: justify; font-size: 12pt; font-weight: bold;">Training &#8211; Internal and External</div>
  <div><br>
  </div>
  <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">As part of our program, we send to each supplier a copy of the Electronic Industry Citizenship Coalition&#174; (EICC&#174;) and the Global
    e-Sustainability Initiative (GeSI) template (the &#8220;EICC-GeSI template&#8221;).&#160; We also make training from expert resources on the template available to our suppliers to answer questions on the content, purpose, and format of the template.&#160; This template was
    developed to facilitate the disclosure and communication of information regarding smelters or refiners that provide materials or parts to a company&#8217;s supply chain.&#160; The template includes questions regarding a direct supplier&#8217;s conflict minerals policy,
    engagement with its direct suppliers, and a listing of the smelters or refiners the direct supplier and its suppliers use.&#160; In addition, the template contains questions about the origin of conflict minerals included in the direct supplier&#8217;s products.</div>
  <div style="text-align: justify; font-size: 12pt;">Our internal training program includes communications on any changes impacting the reporting and regulatory requirements relating to conflict minerals and
    refresher updates for both existing and new employees.&#160; We offer training events for our existing supply chain employees, and we include conflict minerals content in our new employee training program.</div>
  <div><br>
  </div>
  <div style="text-align: justify; font-size: 12pt; font-weight: bold;">Conflict Minerals Policy</div>
  <div><br>
  </div>
  <div style="text-align: justify; font-size: 12pt;">We review Oshkosh&#8217;s internal and external conflict minerals policies annually
      and consider potential updates.&#160; This helps to keep current the shared expectations we place on both our employees and our suppliers and ensure that they are clear and understandable.&#160; The internal policy is part of our global conflict minerals
      program, and the external policy can be found on Oshkosh&#8217;s website at: <a name="www.oshkoshcorp.com"><!--Anchor--></a><a href="#www.oshkoshcorp.com">www.oshkoshcorp.com</a>, under the &#8220;Our Story&#8221; section under the &#8220;Ethics&#8221; tab.</div>
  <div><br>
  </div>
  <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt; font-weight: bold;">Supplier Terms and Conditions and Supplier Code of Conduct</div>
  <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">We communicate our expectations of suppliers through our Oshkosh Supplier Code of Conduct as well as through our commercial terms and
    conditions for the purchase of products. We require suppliers to develop processes to understand the origin of materials in their products so that steps can be taken to confirm that their products are not produced with 3TG sourced from the Covered
    Countries that finance or benefit armed groups in the Covered Countries.</div>
  <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt; font-weight: bold;">Violation Reporting Processes</div>
  <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">Employees and suppliers can report violations of any of Oshkosh&#8217;s policies through our Hot Line process.&#160; In addition, we have
    established a process specifically for conflict minerals questions and concerns.</div>
  <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt; font-weight: bold;">Records Maintenance</div>
  <div style="margin-bottom: 12pt; font-size: 12pt;">We have retained all relevant documentation from our surveys and due diligence that we describe below.</div>
  <div>
    <table cellspacing="0" cellpadding="0" id="z3ace1d91969d4dcb8e7dfd5a35ba48fc" class="DSPFListTable" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; margin-bottom: 12pt; width: 100%; text-align: left; color: #000000;">

        <tr>
          <td style="width: 36pt; vertical-align: top; text-align: right;">
            <div style="text-align: left; margin-bottom: 12pt; font-size: 12pt; font-weight: bold;">3.</div>
          </td>
          <td style="width: auto; vertical-align: top;">
            <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt; font-weight: bold;">Reasonable Country of Origin Inquiry and Due Diligence</div>
          </td>
        </tr>

    </table>
  </div>
  <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt; font-weight: bold;">Supplier Surveys</div>
  <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">We adopted a risk-based survey process for our suppliers.&#160; Due to the complexity and depth of our supply base, we surveyed suppliers who
    together represented a significant majority of our direct material expenditures in 2023. We highlighted for follow-up any supplier whose survey response suggested a greater likelihood of manufacturing products containing 3TG from a Covered Country.&#160; We
    believe and have confirmed that this risk-based approach is consistent with the process that many of our global manufacturing peer companies follow.</div>
  <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">We sent the EICC-GeSI template to our Tier 1 suppliers. As a result of our approach, we sent surveys to suppliers representing
    approximately 93% of our 2023 expenditures for direct materials and components.</div>
  <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt; font-weight: bold;">Survey Responses and Follow-up Engagement</div>
  <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">Our protocol for the survey of Oshkosh suppliers required at least five follow-up inquiries to any supplier who did not respond to the
    initial survey.&#160;&#160; These follow-up efforts included engagement electronically, and directly from Oshkosh personnel. We reviewed all responses against defined criteria we developed to determine which required further engagement. These criteria included
    untimely or incomplete responses as well as inconsistencies in the data reported.&#160; When a supplier survey response indicated a greater likelihood of products containing 3TG from a Covered Country, we utilized a supplier risk escalation/disposition
    process that was developed for this purpose.&#160; In these instances, Oshkosh personnel interface directly with the supplier to better understand the content and the specific risks contained in the supplier&#8217;s survey response.</div>
  <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">The majority of the responses we received provided data at the company level or division/segment level, rather than at a part number
    level.&#160; That is, the supplier provided data regarding the supplier or a division or segment generally rather than as to specific materials or parts that the supplier provides to Oshkosh.</div>
  <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">Our supplier responses included names of smelters or refiners, although there was no reliable information indicating that any of the 3TG
    that suppliers may have obtained from these smelters or refiners was actually contained in materials or parts that the supplier supplied to us.&#160; Therefore, Oshkosh was unable to confirm the identity or location of all of the smelters or refiners that
    may be in our supply chain. We were able to match 352 (350 in the prior year) of the smelters or refiners that supplier responses identified to the Responsible Minerals Initiative (formerly the Conflict-Free Sourcing Initiative) (&#8220;RMI&#8221;) list.&#160;&#160; Many of
    the smelters or refiners we were able to match to the list either were certified as conflict free or were actively working toward conflict free certification.&#160; As to the remainder that we were able to identify as &#8220;active&#8221; smelters or refiners based on
    the list, no certification status was available. This does not definitively mean that these smelters or refiners are sourcing from the Covered Countries or financing or benefiting armed groups within the Covered Countries, and we have discovered no
    reliable information indicating that they are. Given the uncertainties surrounding smelters and refiners that supplier responses identified, we have elected not to present smelter and refiner names in this report.</div>
  <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">Virtually all responses to our surveys supported our conclusion that 3TG in materials or parts supplied to us were not likely sourced in
    a Covered Country.&#160; In the small number of cases where our process indicated further investigation was appropriate, we solicited additional information regarding whether the minerals reported were contained in the materials or parts supplied to us,
    whether any of the 3TG that these suppliers reported were known to have originated in a Covered Country, and whether any of the 3TG that these suppliers reported was financing or benefitting armed groups in Covered Countries.&#160; After follow-up, we were
    able to confirm either that these suppliers did not present a risk or that the additional information did not allow us to reach a determination regarding origin.</div>
  <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt; font-weight: bold;">Foreign Sourcing &amp; Sanctions Compliance</div>
  <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">The Company does not source any conflict minerals directly from smelters or refiners in Russia.&#160; The Company also suspended new orders
    and shipments into and out of Russia and Belarus following the Russian Government&#8217;s invasion of Ukraine in February 2022 to promote compliance with applicable economic sanctions laws.</div>
  <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">The Company also does not source any conflict minerals directly from smelters or refiners subject to any economic sanctions administered
    by the U.S. Department of the Treasury&#8217;s Office of Foreign Assets Control (OFAC) nor does it knowingly source indirectly from such parties.&#160; The Company maintains a robust, risk-based economic sanctions compliance program that prohibits transactions
    with such parties.</div>
  <div style="margin-bottom: 12pt;"><br>
  </div>
  <div>
    <table cellspacing="0" cellpadding="0" id="z52ec5d45175b4b63936d7b60877c7be2" class="DSPFListTable" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; margin-bottom: 12pt; width: 100%; text-align: left; color: #000000;">

        <tr>
          <td style="width: 36pt; vertical-align: top; text-align: right;">
            <div style="text-align: left; margin-bottom: 12pt; font-size: 12pt; font-weight: bold;">4.</div>
          </td>
          <td style="width: auto; vertical-align: top;">
            <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt; font-weight: bold;">Improvement Actions &#8211; Reporting Year 2022 to 2023</div>
          </td>
        </tr>

    </table>
  </div>
  <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">Our improvement initiatives for the 2023 reporting period were focused in the following areas:</div>
  <div>
    <table cellspacing="0" cellpadding="0" id="zb2d71c5350a84df9b2a68784f9253bd1" class="DSPFListTable" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; margin-bottom: 12pt; width: 100%; text-align: left; color: #000000;">

        <tr>
          <td style="width: 54pt; vertical-align: top; text-align: right;">
            <div style="text-align: left; margin-left: 36pt; margin-bottom: 12pt; font-size: 12pt;">a.</div>
          </td>
          <td style="width: auto; vertical-align: top;">
            <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">Continued partnership with Assent Inc. to further enhance our supplier survey process &#8211; we utilized Assent&#8217;s extensive
              supplier database to increase outreach efforts to historically unresponsive suppliers. We conducted a pre-campaign outreach initiative to build awareness for our suppliers on the importance of completing this request. We also used Assent&#8217;s
              expertise to help educate suppliers on conflict minerals reporting requirements. We managed a multi-tiered follow up campaign to strive for a higher supplier response rate. We also leveraged Assent&#8217;s experience to benchmark our process
              against their clientele.</div>
          </td>
        </tr>

    </table>
  </div>
  <div>
    <table cellspacing="0" cellpadding="0" id="z3b4f3de50acb4f0886d077993912f3c3" class="DSPFListTable" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; margin-bottom: 12pt; width: 100%; text-align: left; color: #000000;">

        <tr>
          <td style="width: 54pt; vertical-align: top; text-align: right;">
            <div style="text-align: left; margin-left: 36pt; margin-bottom: 12pt; font-size: 12pt;">b.</div>
          </td>
          <td style="width: auto; vertical-align: top;">
            <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">Data extraction and supplier risk assessment &#8211; we improved our ability to identify suppliers that accounted for a significant
              amount of our direct material spend.&#160; As a result, our supplier survey process was more focused, allowing us to target those specific suppliers whose survey
              responses indicated a higher risk of sourcing from a Covered Country.&#160; We engaged those suppliers directly in an attempt to determine the specific risk factors in effect and how those risks could best be addressed.</div>
          </td>
        </tr>

    </table>
  </div>
  <div>
    <table cellspacing="0" cellpadding="0" id="z4030c1403440445386229425694f928c" class="DSPFListTable" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; margin-bottom: 12pt; width: 100%; text-align: left; color: #000000;">

        <tr>
          <td style="width: 54pt; vertical-align: top; text-align: right;">
            <div style="text-align: left; margin-left: 36pt; margin-bottom: 12pt; font-size: 12pt;">c.</div>
          </td>
          <td style="width: auto; vertical-align: top;">
            <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">Supplier risk escalation/disposition &#8211; we continued to refine and utilize our supply chain conflict minerals risk
              escalation/disposition process.&#160; This step-by-step methodology guides an
              individual through the process of identifying and mitigating 3TG risk and includes a process flowchart with decision points and next steps, work instructions, and a checklist of action steps for supply chain personnel to take when a potential
              3TG supply chain risk is identified through the supplier survey process.&#160; This process is highly tailored toward one-on-one, interpersonal engagement between our personnel and the supplier to ensure any potential risk is fully understood and
              appropriate risk mitigation actions are developed.</div>
          </td>
        </tr>

    </table>
  </div>
  <div>
    <table cellspacing="0" cellpadding="0" id="za900c08d11c9449084a8bf7a9ad28c52" class="DSPFListTable" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; margin-bottom: 12pt; width: 100%; text-align: left; color: #000000;">

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          <td style="width: 54pt; vertical-align: top; text-align: right;">
            <div style="text-align: left; margin-left: 36pt; margin-bottom: 12pt; font-size: 12pt;">d.</div>
          </td>
          <td style="width: auto; vertical-align: top;">
            <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">Supplier survey responses - we continued to make improvements to our supplier survey process in an attempt to increase the
              response rate and our understanding of the 3TG in our supply chain.&#160; These improvements included specific outreach to historically non-responsive suppliers. We used historical data that suppliers provided to create a more targeted follow up
              campaign, helping increase our response rate.</div>
          </td>
        </tr>

    </table>
  </div>
  <div>
    <table cellspacing="0" cellpadding="0" id="z61f152514fad44c4955f452bece95313" class="DSPFListTable" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; margin-bottom: 12pt; width: 100%; text-align: left; color: #000000;">

        <tr>
          <td style="width: 54pt; vertical-align: top; text-align: right;">
            <div style="text-align: left; margin-left: 36pt; margin-bottom: 12pt; font-size: 12pt;">e.</div>
          </td>
          <td style="width: auto; vertical-align: top;">
            <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">Supplier inquires &#8211; enhancements were made in the supplier inquiry process where we communicated more timely responses and/or
              clarifications thereby allowing some historically non-responsive suppliers to provide insight into 3TG usage.</div>
          </td>
        </tr>

    </table>
  </div>
  <div>
    <table cellspacing="0" cellpadding="0" id="zeee5832f67a94cf98e1d20d355756709" class="DSPFListTable" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; margin-bottom: 12pt; width: 100%; text-align: left; color: #000000;">

        <tr>
          <td style="width: 54pt; vertical-align: top; text-align: right;">
            <div style="text-align: left; margin-left: 36pt; margin-bottom: 12pt; font-size: 12pt;">f.</div>
          </td>
          <td style="width: auto; vertical-align: top;">
            <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">Smelter or refiner information &#8211; through continued engagement with the Responsible Minerals Initiative, we received more
              information from our suppliers for this reporting period regarding smelters or refiners that may be in our supply chain.</div>
          </td>
        </tr>

    </table>
  </div>
  <div>
    <table cellspacing="0" cellpadding="0" id="zacab6e10dcab493e84928a0c61ed8992" class="DSPFListTable" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; margin-bottom: 12pt; width: 100%; text-align: left; color: #000000;">

        <tr>
          <td style="width: 54pt; vertical-align: top; text-align: right;">
            <div style="text-align: left; margin-left: 36pt; margin-bottom: 12pt; font-size: 12pt;">g.</div>
          </td>
          <td style="width: auto; vertical-align: top;">
            <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">Best practice benchmarking &#8211; we have maintained our participation in both formal and informal peer group discussions and
              reviews.&#160; We continued to be a participant in AIAG (Automotive Industry Action Group) and MAPI (Manufacturers Alliance for Productivity and Innovation) discussion forums and educational sessions.</div>
          </td>
        </tr>

    </table>
  </div>
  <div>
    <table cellspacing="0" cellpadding="0" id="z81e389c4f21f4a749e394b3cac03a14d" class="DSPFListTable" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; margin-bottom: 12pt; width: 100%; text-align: left; color: #000000;">

        <tr>
          <td style="width: 54pt; vertical-align: top; text-align: right;">
            <div style="text-align: left; margin-left: 36pt; margin-bottom: 12pt; font-size: 12pt;">h.</div>
          </td>
          <td style="width: auto; vertical-align: top;">
            <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">Proactive outreach &#8211; we continued to conduct an outreach initiative with Assent to target all suppliers with any previous
              connection to a Russian-affiliated smelter with the continued goal to bring awareness to our suppliers on applicable restrictions and guidelines.</div>
          </td>
        </tr>

    </table>
  </div>
  <div>
    <table cellspacing="0" cellpadding="0" id="z02437dc9ef074ed1be56410cb444214b" class="DSPFListTable" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; margin-bottom: 12pt; width: 100%; text-align: left; color: #000000;">

        <tr>
          <td style="width: 36pt; vertical-align: top; text-align: right;">
            <div style="text-align: left; margin-bottom: 12pt; font-size: 12pt; font-weight: bold;">5.</div>
          </td>
          <td style="width: auto; vertical-align: top;">
            <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt; font-weight: bold;">Future Actions to Improve Our Conflict Minerals Program</div>
          </td>
        </tr>

    </table>
  </div>
  <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">Oshkosh will continue to identify and implement improvements to better our conflict minerals program with our main areas of focus in the
    following areas:</div>
  <div>
    <table cellspacing="0" cellpadding="0" id="z44701feadd7f44e89005efa249e31c08" class="DSPFListTable" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; margin-bottom: 12pt; width: 100%; text-align: left; color: #000000;">

        <tr>
          <td style="width: 54pt; vertical-align: top; text-align: right;">
            <div style="text-align: left; margin-left: 36pt; margin-bottom: 12pt; font-size: 12pt;">a.</div>
          </td>
          <td style="width: auto; vertical-align: top;">
            <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">Evolve our supplier data management system to increase the reliability of supplier contact information, resulting in higher
              response rates.</div>
          </td>
        </tr>

    </table>
  </div>
  <div>
    <table cellspacing="0" cellpadding="0" id="zc2964fe1655c4c8bb8d61db9ff83a1d0" class="DSPFListTable" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; margin-bottom: 12pt; width: 100%; text-align: left; color: #000000;">

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          <td style="width: 54pt; vertical-align: top; text-align: right;">
            <div style="text-align: left; margin-left: 36pt; margin-bottom: 12pt; font-size: 12pt;">b.</div>
          </td>
          <td style="width: auto; vertical-align: top;">
            <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">Enhance our data mining and extraction processes to identify potential 3TG risk within our supply chain to improve our ability
              to fully disclose, evaluate, and address those risks.&#160; This includes a partnership with FRDM (frdm.co) that affords the ability to dig into our multi-tiered supply-chain that normally would not be visible.</div>
          </td>
        </tr>

    </table>
  </div>
  <div>
    <table cellspacing="0" cellpadding="0" id="zc35dac241f184db6a9d2b1449dcb78d2" class="DSPFListTable" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; margin-bottom: 12pt; width: 100%; text-align: left; color: #000000;">

        <tr>
          <td style="width: 54pt; vertical-align: top; text-align: right;">
            <div style="text-align: left; margin-left: 36pt; margin-bottom: 12pt; font-size: 12pt;">c.</div>
          </td>
          <td style="width: auto; vertical-align: top;">
            <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">Further engage suppliers with 3TG content in the products they provide to improve our understanding of their supply chains and
              develop risk mitigation steps as appropriate which may include, but is not limited to, product genome analysis software that is currently being implemented.</div>
          </td>
        </tr>

    </table>
  </div>
  <div>
    <table cellspacing="0" cellpadding="0" id="z74fcd6b53e3d4289a625ab31dd03dc12" class="DSPFListTable" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; margin-bottom: 12pt; width: 100%; text-align: left; color: #000000;">

        <tr>
          <td style="width: 54pt; vertical-align: top; text-align: right;">
            <div style="text-align: left; margin-left: 36pt; margin-bottom: 12pt; font-size: 12pt;">d.</div>
          </td>
          <td style="width: auto; vertical-align: top;">
            <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">Collaborate internally with team members who own the relationships with historically unresponsive suppliers to educate them on
              the importance of 3TG reporting.</div>
          </td>
        </tr>

    </table>
  </div>
  <div>
    <table cellspacing="0" cellpadding="0" id="ze3814f4816fc43baa5e1daa11987ddc7" class="DSPFListTable" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; margin-bottom: 12pt; width: 100%; text-align: left; color: #000000;">

        <tr>
          <td style="width: 54pt; vertical-align: top; text-align: right;">
            <div style="text-align: left; margin-left: 36pt; margin-bottom: 12pt; font-size: 12pt;">e.</div>
          </td>
          <td style="width: auto; vertical-align: top;">
            <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">Continue to exchange information and best practices within the Responsible Minerals Initiative program, AIAG, and MAPI to
              increase our understanding of conflict minerals best practices and the smelters or refiners in our supply chain to better understand the ultimate source and conflict status of the minerals in our multi-tiered and complex supply chain.</div>
          </td>
        </tr>

    </table>
  </div>
  <div>
    <table cellspacing="0" cellpadding="0" id="z5fd1c7420a384c68abb699790d334703" class="DSPFListTable" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; margin-bottom: 12pt; width: 100%; text-align: left; color: #000000;">

        <tr>
          <td style="width: 54pt; vertical-align: top; text-align: right;">
            <div style="text-align: left; margin-left: 36pt; margin-bottom: 12pt; font-size: 12pt;">f.</div>
          </td>
          <td style="width: auto; vertical-align: top;">
            <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">Work with Assent to benchmark results and best practices year over year to improve our solicitation efforts and follow up
              procedures, with a goal of continuous response improvement.</div>
          </td>
        </tr>

    </table>
  </div>
  <div>
    <table cellspacing="0" cellpadding="0" id="zf10a180aa316458b99e50a93740a1b48" class="DSPFListTable" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; margin-bottom: 12pt; width: 100%; text-align: left; color: #000000;">

        <tr>
          <td style="width: 54pt; vertical-align: top; text-align: right;">
            <div style="text-align: left; margin-left: 36pt; margin-bottom: 12pt; font-size: 12pt;">g.</div>
          </td>
          <td style="width: auto; vertical-align: top;">
            <div style="text-align: justify; margin-bottom: 12pt; font-size: 12pt;">Continue to work within industry established frameworks, our trade associations, human rights-focused organizations, and other
              groups to identify and implement best practices related to conflict minerals.</div>
          </td>
        </tr>

    </table>
  </div>
  <div style="margin-bottom: 12pt;"><br>
  </div>
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