<SEC-DOCUMENT>0001437749-24-032140.txt : 20241025
<SEC-HEADER>0001437749-24-032140.hdr.sgml : 20241025
<ACCEPTANCE-DATETIME>20241025161818
ACCESSION NUMBER:		0001437749-24-032140
CONFORMED SUBMISSION TYPE:	4
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20241023
FILED AS OF DATE:		20241025
DATE AS OF CHANGE:		20241025

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			CANTOR FITZGERALD, L. P.
		CENTRAL INDEX KEY:			0001024896
		ORGANIZATION NAME:           	
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-38329
		FILM NUMBER:		241397294

	BUSINESS ADDRESS:	
		STREET 1:		110 EAST 59TH STREET
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10022
		BUSINESS PHONE:		2126102000

	MAIL ADDRESS:	
		STREET 1:		110 EAST 59TH STREET
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10022

	FORMER NAME:	
		FORMER CONFORMED NAME:	CANTOR FITZGERALD L P
		DATE OF NAME CHANGE:	19961015

ISSUER:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			NEWMARK GROUP, INC.
		CENTRAL INDEX KEY:			0001690680
		STANDARD INDUSTRIAL CLASSIFICATION:	REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531]
		ORGANIZATION NAME:           	05 Real Estate & Construction
		IRS NUMBER:				814467492
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	BUSINESS ADDRESS:	
		STREET 1:		125 PARK AVENUE
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10017
		BUSINESS PHONE:		2128294775

	MAIL ADDRESS:	
		STREET 1:		125 PARK AVENUE
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10017

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	NRE DELAWARE, INC.
		DATE OF NAME CHANGE:	20161122
</SEC-HEADER>
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<TYPE>4
<SEQUENCE>1
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<DESCRIPTION>FORM 4
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    <periodOfReport>2024-10-23</periodOfReport>

    <issuer>
        <issuerCik>0001690680</issuerCik>
        <issuerName>NEWMARK GROUP, INC.</issuerName>
        <issuerTradingSymbol>NMRK</issuerTradingSymbol>
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        <reportingOwnerId>
            <rptOwnerCik>0001024896</rptOwnerCik>
            <rptOwnerName>CANTOR FITZGERALD, L. P.</rptOwnerName>
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            <rptOwnerStreet1></rptOwnerStreet1>
            <rptOwnerStreet2>499 PARK AVENUE</rptOwnerStreet2>
            <rptOwnerCity>NEW YORK</rptOwnerCity>
            <rptOwnerState>NY</rptOwnerState>
            <rptOwnerZipCode>10022</rptOwnerZipCode>
            <rptOwnerStateDescription></rptOwnerStateDescription>
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                <directOrIndirectOwnership>
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        <nonDerivativeTransaction>
            <securityTitle>
                <value>Class A Common Stock, par value $0.01 per share</value>
            </securityTitle>
            <transactionDate>
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    <derivativeTable>
        <derivativeTransaction>
            <securityTitle>
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            </securityTitle>
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                <transactionShares>
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                <transactionPricePerShare>
                    <footnoteId id="F1"/>
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                <transactionAcquiredDisposedCode>
                    <value>D</value>
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            <exerciseDate>
                <footnoteId id="F7"/>
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            <expirationDate>
                <footnoteId id="F7"/>
            </expirationDate>
            <underlyingSecurity>
                <underlyingSecurityTitle>
                    <value>Class A or Class B Common Stock, par value $0.01 per share</value>
                    <footnoteId id="F7"/>
                </underlyingSecurityTitle>
                <underlyingSecurityShares>
                    <value>12831</value>
                    <footnoteId id="F7"/>
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                <sharesOwnedFollowingTransaction>
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        </derivativeTransaction>
        <derivativeTransaction>
            <securityTitle>
                <value>Newmark Holdings Exchangeable Limited Partnership Interests</value>
            </securityTitle>
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                <transactionFormType>4</transactionFormType>
                <transactionCode>A</transactionCode>
                <equitySwapInvolved>0</equitySwapInvolved>
                <footnoteId id="F3"/>
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                <transactionShares>
                    <value>662703</value>
                    <footnoteId id="F4"/>
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                <transactionPricePerShare>
                    <footnoteId id="F4"/>
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                <transactionAcquiredDisposedCode>
                    <value>A</value>
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            <exerciseDate>
                <footnoteId id="F7"/>
            </exerciseDate>
            <expirationDate>
                <footnoteId id="F7"/>
            </expirationDate>
            <underlyingSecurity>
                <underlyingSecurityTitle>
                    <value>Class A or Class B Common Stock, par value $0.01 per share</value>
                </underlyingSecurityTitle>
                <underlyingSecurityShares>
                    <value>613464</value>
                    <footnoteId id="F7"/>
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                <sharesOwnedFollowingTransaction>
                    <value>27570090</value>
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                <directOrIndirectOwnership>
                    <value>D</value>
                </directOrIndirectOwnership>
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        </derivativeTransaction>
    </derivativeTable>

    <footnotes>
        <footnote id="F1">On October 23, 2024, Cantor Fitzgerald, L.P. (&quot;CFLP&quot;) exercised exchange rights with respect to 13,861 exchangeable limited partnership interests (&quot;Interests&quot;) in Newmark Holdings, L.P. (&quot;Newmark Holdings&quot;) at the current exchange ratio of 0.9257 shares per Interest, for 12,831 shares of Newmark Group, Inc. (&quot;Newmark Group&quot;) Class A common stock, par value $0.01 per share (&quot;Class A Common Stock&quot;) for the purpose of delivering the shares to certain current and former partners of CFLP in satisfaction of the deferred stock distribution obligations described in footnote (5) below.</footnote>
        <footnote id="F2">Also on October 23, 2024, in connection with the transaction described in footnote (1) above, CFLP authorized the distribution of the 12,831 shares of Class A Common Stock to those certain current and former partners of CFLP in satisfaction of its deferred share distribution obligations as described in footnote (5) below.</footnote>
        <footnote id="F3">Also on October 23, 2024, in a transaction unrelated to those described in footnotes (1) and (2) above, CFLP purchased from Newmark Holdings an aggregate of 662,703 Interests in a transaction exempt pursuant to Rule 16b-3 under the Securities Exchange Act of 1934, as amended, in accordance with the Amended and Restated Agreement of Limited Partnership of Newmark Holdings (as amended from time to time, the &quot;Newmark Holdings Agreement&quot;).</footnote>
        <footnote id="F4">Includes 500,617 Interests that CFLP purchased from Newmark Holdings pursuant to Sections 12.02 and 12.03 of the Newmark Holdings Agreement as a result of the redemption from partners of Newmark Holdings of 500,617 non-exchangeable founding partner units for aggregate consideration of $1,824,045, and 162,086 Interests that CFLP purchased from Newmark Holdings pursuant to Section 8.08 of the Newmark Holdings Agreement as a result of the exchange of 162,086 founding partner units for aggregate consideration of $506,022.</footnote>
        <footnote id="F5">CFLP has deferred stock distribution obligations pursuant to rights provided to certain current and former partners of CFLP which are to be satisfied by CFLP's delivery of Common Stock (as defined in footnote 7), which relate to distributions to its partners that CFLP declared on April 1, 2008 (&quot;April 2008 distribution rights shares&quot;) and February 14, 2012 (together with the April 2008 distribution rights shares, the &quot;distribution rights shares&quot;). CFLP currently intends to satisfy all distribution rights shares with shares of Common Stock acquired upon the exercise of exchange rights with respect to its Interests (however, CFLP is under no obligation to satisfy the distribution rights shares in this manner).</footnote>
        <footnote id="F6">After the distribution described in footnote (2) above and other adjustments, the aggregate number of remaining distribution rights shares is 7,221,277 shares.</footnote>
        <footnote id="F7">The exchange rights with respect to the Interests held by CFLP are exercisable at any time for shares of Newmark Group Class B common stock, par value $0.01 per share (&quot;Class B Common Stock,&quot; and together with the Class A Common Stock, &quot;Common Stock&quot;), or, at CFLP's option, Class A Common Stock, at the then-current exchange ratio, which is subject to adjustment. The shares of Class B Common Stock are convertible at any time on a one-for-one basis (subject to adjustment) into shares of Class A Common Stock.</footnote>
    </footnotes>

    <ownerSignature>
        <signatureName>/s/ Howard W. Lutnick, Chairman and Chief Executive Officer</signatureName>
        <signatureDate>2024-10-25</signatureDate>
    </ownerSignature>
</ownershipDocument>
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</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
