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Evotec SE
04.01.2021 / 14:00
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
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Name:
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Evotec SE
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Street:
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Manfred Eigen Campus / Essener Bogen 7
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Postal code:
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22419
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City:
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Hamburg
Germany
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Legal Entity Identifier (LEI):
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529900F9KI6OYITO9B12
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2. Reason for notification
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X
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Acquisition/disposal of shares with voting rights
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Acquisition/disposal of instruments
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Change of breakdown of voting rights
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X
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Other reason:
Notification is triggered by an exercise of instruments and a disposal of shares with voting rights resulting in the application of the Trading Book Exemption which is available under Sect. 36 Para. 1 WpHG
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3. Details of person subject to the notification obligation
Legal entity:
Morgan Stanley
City of registered office, country:
Wilmington, Delaware
,
United States of America (USA)
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4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
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% of voting rights attached to shares
(total of 7.a.)
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% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
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Total of both in %
(7.a. + 7.b.)
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Total number of voting rights pursuant to Sec. 41 WpHG
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New
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0.01 %
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7.71 %
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7.73 %
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163726408
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Previous notification
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0.08 %
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12.81 %
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12.89 %
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/
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7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
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ISIN
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Absolute
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In %
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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DE0005664809
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0
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22967
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0.00 %
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0.01 %
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Total
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22967
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0.01 %
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b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Voting rights absolute
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Voting rights in %
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Right of recall over securities lending agreements
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at any time
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at any time
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12009313
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7.33 %
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|
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Total
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12009313
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7.33 %
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b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Cash or physical settlement
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Voting rights absolute
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Voting rights in %
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Equity Swap
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From 07.06.2021 to 03.10.2022
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at any time
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Cash
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619981
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0.38 %
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|
|
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Total
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619981
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0.38 %
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8. Information in relation to the person subject to the notification obligation
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Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
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X
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Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
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Name
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% of voting rights (if at least 3% or more)
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% of voting rights through instruments (if at least 5% or more)
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Total of both (if at least 5% or more)
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Morgan Stanley
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%
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%
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%
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Morgan Stanley Capital Management, LLC
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%
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%
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%
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Morgan Stanley Domestic Holdings, Inc.
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%
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%
|
%
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Morgan Stanley Capital Services LLC
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%
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%
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%
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|
–
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%
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%
|
%
|
|
Morgan Stanley
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%
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%
|
%
|
|
Morgan Stanley Capital Management, LLC
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%
|
%
|
%
|
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Morgan Stanley Domestic Holdings, Inc.
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%
|
%
|
%
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Morgan Stanley & Co. LLC
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%
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6.95 %
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6.95 %
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|
–
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%
|
%
|
%
|
|
Morgan Stanley
|
%
|
%
|
%
|
|
Morgan Stanley Capital Management, LLC
|
%
|
%
|
%
|
|
Morgan Stanley Domestic Holdings, Inc.
|
%
|
%
|
%
|
|
Morgan Stanley & Co. LLC
|
%
|
%
|
%
|
|
Prime Dealer Services Corp.
|
%
|
%
|
%
|
|
–
|
%
|
%
|
%
|
|
Morgan Stanley
|
%
|
%
|
%
|
|
Morgan Stanley Capital Management, LLC
|
%
|
%
|
%
|
|
Morgan Stanley Domestic Holdings, Inc.
|
%
|
%
|
%
|
|
Morgan Stanley Smith Barney LLC
|
%
|
%
|
%
|
|
–
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%
|
%
|
%
|
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Morgan Stanley
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%
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%
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%
|
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E*TRADE Financial, LLC
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%
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%
|
%
|
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ETCM Holdings, LLC
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%
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%
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%
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E*TRADE Securities LLC
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%
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%
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%
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9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
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Proportion of voting rights
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Proportion of instruments
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Total of both
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%
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%
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%
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10. Other explanatory remarks:
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The notification was triggered as a result of an exercise of instruments and a disposal of shares with voting rights which resulted in Morgan Stanley & Co. International plc (MSIP) and Morgan Stanley Europe SE’s (MSESE) combined total holdings dropping below 5%. As a result, MSIP and MSESE have applied the trading book exemption to their remaining combined total holdings of 4.88% as of 23/12/2020
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Date
04.01.2021 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
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