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ADVA Optical Networking SE
29.05.2018 / 17:46
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
ADVA Optical Networking SE
Märzenquelle 1-3
98617 Meiningen-Dreissigacker
Germany
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2. Reason for notification
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X
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Acquisition/disposal of shares with voting rights
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Acquisition/disposal of instruments
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Change of breakdown of voting rights
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Other reason:
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3. Details of person subject to the notification obligation
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Name:
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City and country of registered office:
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Morgan Stanley
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Wilmington, Delaware
United States of America (USA)
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4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
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% of voting rights attached to shares
(total of 7.a.)
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% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
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total of both in %
(7.a. + 7.b.)
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total number of voting rights of issuer
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Resulting situation
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1.86 %
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3.20 %
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5.06 %
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49,735,549
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Previous notification
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0.92 %
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3.17 %
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4.10 %
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/
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7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 33, 34 WpHG)
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ISIN
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absolute
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in %
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direct
(Sec. 33 WpHG)
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indirect
(Sec. 34 WpHG)
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direct
(Sec. 33 WpHG)
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indirect
(Sec. 34 WpHG)
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DE0005103006
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0
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925,213
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0.00 %
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1.86 %
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Total
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925,213
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1.86 %
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b.1. Instruments according to Sec. 38 para. 1 No. 1 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Voting rights absolute
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Voting rights in %
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Right of recall over securities lending agreements
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at any time
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at any time
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1,591,244
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3.20 %
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Total
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1,591,244
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3.20 %
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b.2. Instruments according to Sec. 38 para. 1 No. 2 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Cash or physical settlement
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Voting rights absolute
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Voting rights in %
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%
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Total
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0
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0.00 %
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8. Information in relation to the person subject to the notification obligation
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Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).
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X
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Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
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Name
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% of voting rights (if at least held 3% or more)
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% of voting rights through instruments (if at least held 5% or more)
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Total of both (if at least held 5% or more)
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Morgan Stanley
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%
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%
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%
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Morgan Stanley Capital Management, LLC
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%
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%
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%
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Morgan Stanley Domestic Holdings, Inc.
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%
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%
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%
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Morgan Stanley & Co. LLC
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%
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%
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%
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|
|
|
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Morgan Stanley
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%
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%
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%
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Morgan Stanley Capital Management, LLC
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%
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%
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%
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Morgan Stanley Investment Management Inc.
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%
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%
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%
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|
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Morgan Stanley
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%
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%
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%
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MSDW Offshore Equity Services Inc.
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%
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%
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%
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FUNDLOGIC SAS
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%
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%
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%
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|
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Morgan Stanley
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%
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%
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%
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Morgan Stanley Capital Management, LLC
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%
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%
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%
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Morgan Stanley Domestic Holdings, Inc.
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%
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%
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%
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Morgan Stanley Smith Barney LLC
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%
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%
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%
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9. In case of proxy voting according to Sec. 34 para. 3 WpHG
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Date of general meeting:
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Holding position after general meeting:
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% (equals voting rights)
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10. Other explanatory remarks:
29.05.2018 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
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