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ADVA Optical Networking SE
27.01.2021 / 17:36
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
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Name:
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ADVA Optical Networking SE
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Street:
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Märzenquelle 1-3
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Postal code:
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98617
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City:
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Meiningen-Dreissigacker
Germany
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Legal Entity Identifier (LEI):
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5299001QZNN0TKI9J120
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2. Reason for notification
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X
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Acquisition/disposal of shares with voting rights
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|
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Acquisition/disposal of instruments
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|
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Change of breakdown of voting rights
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Other reason:
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3. Details of person subject to the notification obligation
Legal entity:
Morgan Stanley
City of registered office, country:
Wilmington, Delaware
,
United States of America (USA)
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4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Morgan Stanley & Co. International plc
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5. Date on which threshold was crossed or reached:
6. Total positions
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% of voting rights attached to shares
(total of 7.a.)
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% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
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Total of both in %
(7.a. + 7.b.)
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Total number of voting rights pursuant to Sec. 41 WpHG
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New
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13.15 %
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0.27 %
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13.42 %
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50,496,692
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Previous notification
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19.38 %
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0.000238311014 %
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19.38 %
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/
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7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
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ISIN
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Absolute
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In %
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|
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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DE0005103006
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0
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6,639,564
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0.00 %
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13.15 %
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Total
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6,639,564
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13.15 %
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b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Voting rights absolute
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Voting rights in %
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Right of recall over securities lending agreements
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at any time
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at any time
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137,127
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0.27 %
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|
|
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Total
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137,127
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0.27 %
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b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Cash or physical settlement
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Voting rights absolute
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Voting rights in %
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Retail Structured Product
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From 02.02.2067 to 05.03.2069
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at any time
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Cash
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23
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0.00 %
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|
|
|
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Total
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23
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0.000045547538 %
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8. Information in relation to the person subject to the notification obligation
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Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
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X
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Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
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Name
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% of voting rights (if at least 3% or more)
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% of voting rights through instruments (if at least 5% or more)
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Total of both (if at least 5% or more)
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Morgan Stanley
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%
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%
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%
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Morgan Stanley Capital Management, LLC
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%
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%
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%
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Morgan Stanley Domestic Holdings, Inc.
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%
|
%
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%
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Morgan Stanley & Co. LLC
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%
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%
|
%
|
|
|
|
|
|
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Morgan Stanley
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%
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%
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%
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Morgan Stanley International Holdings Inc.
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%
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%
|
%
|
|
Morgan Stanley International Limited
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%
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%
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%
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Morgan Stanley Investments (UK)
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%
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%
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%
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Morgan Stanley & Co. International plc
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13.02 %
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%
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13.29 %
|
|
|
|
|
|
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Morgan Stanley
|
%
|
%
|
%
|
|
Morgan Stanley Capital Management, LLC
|
%
|
%
|
%
|
|
Morgan Stanley Domestic Holdings, Inc.
|
%
|
%
|
%
|
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Morgan Stanley & Co. LLC
|
%
|
%
|
%
|
|
Prime Dealer Services Corp.
|
%
|
%
|
%
|
|
|
|
|
|
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Morgan Stanley
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%
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%
|
%
|
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MSDW Offshore Equity Services Inc.
|
%
|
%
|
%
|
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FUNDLOGIC SAS
|
%
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%
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%
|
|
|
|
|
|
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Morgan Stanley
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%
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%
|
%
|
|
Morgan Stanley Capital Management, LLC
|
%
|
%
|
%
|
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Morgan Stanley Domestic Holdings, Inc.
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%
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%
|
%
|
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E*TRADE Financial Holdings, LLC
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%
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%
|
%
|
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ETCM Holdings, LLC
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%
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%
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%
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E*TRADE Securities LLC
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%
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%
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%
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9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
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Proportion of voting rights
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Proportion of instruments
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Total of both
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%
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%
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%
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10. Other explanatory remarks:
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The notification was triggered due to a disposal of client securities over which Morgan Stanley & Co. International
plc had a right of use.
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Date
27.01.2021 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
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