Notification of Major Holdings
1. Details of issuer
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Name:
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Gateway Real Estate AG
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Street:
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THE SQUAIRE – Zugang N°13
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Postal code:
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60549
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City:
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Frankfurt/Main
Germany
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Legal Entity Identifier (LEI):
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529900419S8ZX9H95G64
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2. Reason for notification
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Acquisition/disposal of shares with voting rights
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Acquisition/disposal of instruments
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Change of breakdown of voting rights
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X
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Other reason:
First admission of the shares to trading on an organised market
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3. Details of person subject to the notification obligation
Natural person (first name, surname):
Norbert
Ketterer
Date of birth:
08 Dec 1965
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4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
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% of voting rights attached to shares
(total of 7.a.)
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% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
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Total of both in %
(7.a. + 7.b.)
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Total number of voting rights pursuant to Sec. 41 WpHG
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New
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62.36 %
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11.13 %
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73.49 %
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169785491
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Previous notification
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n/a %
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n/a %
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n/a %
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/
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7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
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ISIN
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Absolute
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In %
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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|
DE000A0JJTG7
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105879536
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%
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62.36 %
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Total
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105879536
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62.36 %
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b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Voting rights absolute
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Voting rights in %
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|
|
|
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%
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|
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Total
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%
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b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Cash or physical settlement
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Voting rights absolute
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Voting rights in %
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Securities lending in connection with an advance placement
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16.04.2019
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Physical
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16895939
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9.95 %
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Securities lending in connection with a greenshoe option
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17.05.2019
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Both
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2000000
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1.18 %
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|
|
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Total
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18895939
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11.13 %
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8. Information in relation to the person subject to the notification obligation
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Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
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X
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Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
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Name
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% of voting rights (if at least 3% or more)
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% of voting rights through instruments (if at least 5% or more)
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Total of both (if at least 5% or more)
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Norbert Ketterer
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%
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%
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%
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SN Beteiligungen AG
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61.03 %
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11.13 %
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72.16 %
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|
Norbert Ketterer
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%
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%
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%
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Helvetic Private Investments AG
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%
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%
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%
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9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
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Proportion of voting rights
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Proportion of instruments
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Total of both
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%
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%
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%
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10. Other explanatory remarks:
Date