RNS Number : 2837K

Worldsec Ld

09 April 2018

9 April 2018

Worldsec Limited

(the "Company")

Director/PDMR Shareholdings

NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Ernest She
2	Reason for the notification
a)	Position/status	Director of Worldsec Limited/PDMR
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Worldsec Limited
b)	LEI	213800RSLE74B1NP4X17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary shares of US$0.001 each
	Identification code	BMG9774L1019
b)	Nature of the transaction	Subscription for ordinary shares pursuant to open offer
c)	Price(s) and volumes(s)	Price(s)	Volume(s)
		US$0.15 US$0.15	103,365 80,000
d)	Aggregated information
	Aggregated volume	183,365
	Price	US$0.15
e)	Date of the transaction	5 April 2018
f)	Place of the transaction	Outside a trading venue

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Alastair Gunn-Forbes
2	Reason for the notification
a)	Position/status	Director of Worldsec Limited/PDMR.
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Worldsec Limited
b)	LEI	213800RSLE74B1NP4X17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary shares of US$0.001 each
	Identification code	BMG9774L1019
b)	Nature of the transaction	Subscription for ordinary shares pursuant to open offer
c)	Price(s) and volumes(s)	Price(s)	Volume(s)
		US$0.15	15,000
d)	Aggregated information	N/A (single transaction)
	Aggregated volume
	Price
e)	Date of the transaction	5 April 2018
f)	Place of the transaction	Outside a trading venue

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Henry Cheong
2	Reason for the notification
a)	Position/status	Director of Worldsec Limited/PDMR.
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Worldsec Limited
b)	LEI	213800RSLE74B1NP4X17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary shares of US$0.001 each
	Identification code	BMG9774L1019
b)	Nature of the transaction	Subscription for ordinary shares pursuant to open offer
c)	Price(s) and volumes(s)	Price(s)	Volume(s)
		US$0.15 US$0.15 US$0.15 US$0.15	941,594 577,436 8,406 4,721,561
d)	Aggregated information
	Aggregated volume	6,248,997
	Price	US$0.15
e)	Date of the transaction	5 April 2018
f)	Place of the transaction	Outside a trading venue

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	HC Investment Holdings Limited
2	Reason for the notification
a)	Position/status	Legal person in which Henry Cheong (Director of Worldsec Limited) holds 100 per cent. of the issued shares/PCA
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Worldsec Limited
b)	LEI	213800RSLE74B1NP4X17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary shares of US$0.001 each
	Identification code	BMG9774L1019
b)	Nature of the transaction	Subscription for ordinary shares pursuant to open offer
c)	Price(s) and volumes(s)	Price(s)	Volume(s)
		US$0.15 US$0.15	5,000,000 5,000,000
d)	Aggregated information
	Aggregated volume	10,000,000
	Price	US$0.15
e)	Date of the transaction	5 April 2018
f)	Place of the transaction	Outside a trading venue

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Grand Acumen Holdings Limited
2	Reason for the notification
a)	Position/status	Legal person in which Henry Cheong (Director of Worldsec Limited) holds 25 per cent. of the issued shares/PCA
b)	Initial notification/Amendment	Initial Notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Worldsec Limited
b)	LEI	213800RSLE74B1NP4X17
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument	Ordinary shares of US$0.001 each
	Identification code	BMG9774L1019
b)	Nature of the transaction	Purchase of ordinary shares pursuant to open offer
c)	Price(s) and volumes(s)	Price(s)	Volume(s)
		US$0.15	3,225,000
d)	Aggregated information	N/A (single transaction)
	Aggregated volume
	Price
e)	Date of the transaction	5 April 2018
f)	Place of the transaction	Outside a trading venue

This notification is made in accordance with the requirements of the Market Abuse Regulation.

This information is provided by RNS

The company news service from the London Stock Exchange

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