FORM 38.5(a)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(a) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS AND DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
Name of exempt principal trader
Deutsche Bank AG London
Company dealt in
Smurfit Kappa Group plc
Class of relevant security to which the dealings being disclosed relate (Note 1)
Ordinary Shares
Date of dealing
17/05/2018
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of relevant securities acquired
Highest price paid (Note 3)
Lowest price paid
(Note 3)
139,175
29.8000 GBP
29.4200 GBP
21,464
34.0800 EUR
33.7200 EUR
Total number of securities disposed
Highest price received (Note 3)
Lowest price received
97,460
29.7000 GBP
29.4000 GBP
20,576
33.9800 EUR
33.7600 EUR
(b) Derivatives transactions (other than options transactions)
Product name,
e.g. CFD
Nature of transaction
(Note 4)
Number of relevant securities
(Note 5)
Price per unit
Equity Swap
Long
85
33.8781 EUR
153
33.8320 EUR
373
33.8351 EUR
1,461
33.8165 EUR
2,377
33.8361 EUR
2,652
3
29.4985 GBP
4
29.6687 GBP
8
29.4501 GBP
57
29.7193 GBP
76
29.6415 GBP
82
29.5263 GBP
88
29.6414 GBP
90
29.5993 GBP
96
29.6793 GBP
101
134
29.6800 GBP
138
154
29.5977 GBP
281
408
29.5955 GBP
569
29.5797 GBP
625
29.6320 GBP
1,118
29.6055 GBP
1,375
29.6018 GBP
1,504
1,508
2,038
Short
2
29.7030 GBP
11
29.6812 GBP
21
29.6801 GBP
43
29.6630 GBP
129
29.6422 GBP
704
29.5757 GBP
800
29.4600 GBP
871
29.6542 GBP
946
949
1,284
1,684
29.6621 GBP
7,965
29.6657 GBP
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
e.g. call option
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 5)
Exercise price
Type, e.g. American, European etc.
Expiry date
Option money paid/received per unit (Note 3)
(ii) Exercising
Number of securities
Exercise price per unit (Note 3)
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
Date of disclosure
18/05/2018
Contact name
Jasim Baloch
Telephone number
0121 407 9093
Name of offeree/offeror with which connected
International Paper Company
Nature of connection (Note 6)
Financial Adviser and Corporate Broker