Voting Rights Announcements | 25 June 2014 17:21


AIXTRON SE: Publication according to ยง 26 paragraph. 1 WpHG with the objective of Europe-wide distribution

AIXTRON SE 

25.06.2014 17:21

Dissemination of a Voting Rights Announcement, transmitted by
DGAP - a company of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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Notifications of voting rights pursuant to Art. 25a, Sec. 1 WpHG
We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on
June 20, 2014:

1. Listed company:
AIXTRON SE
Kaiserstr. 98, 52134 Herzogenrath, Germany
2. Notifier:
Credit Suisse AG, Zurich, Switzerland 

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
17.06.2014

6. Total amount of voting rights:
5.23% (equals 5888402 voting rights)
calculated from the following total number of voting rights issued:
112625517

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
0.50% (equals 562771 voting rights)
thereof held indirectly:
0.50% (equals 562771 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
sec. 25 WpHG:
3.02% (equals 3397913 voting rights)
thereof held indirectly:
1.83% (equals 2059791 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG:
1.71% (equals 1927718 voting rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

Chain of controlled undertakings:
Credit Suisse Investments (UK), Credit Suisse Investment Holdings (UK),
Credit Suisse Securities (Europe) Ltd.

ISIN or name/description of the financial/other instrument: Equity Swap,
cash settlement
Maturity: 
Expiration date: 05.08.2014

ISIN or name/description of the financial/other instrument: Equity swap,
cash settlement
Maturity: 
Expiration date: 03.11.2014

ISIN or name/description of the financial/other instrument: Equity swap,
cash settlement
Maturity: 
Expiration date: 04.11.2014

ISIN or name/description of the financial/other instrument: Equity swap,
cash settlement
Maturity: 
Expiration date: 05.12.2014

ISIN or name/description of the financial/other instrument: Equity swap,
cash settlement
Maturity: 
Expiration date: 08.01.2015

ISIN or name/description of the financial/other instrument: Equity swap,
cash settlement
Maturity: 
Expiration date: 12.01.2015

ISIN or name/description of the financial/other instrument: Equity swap,
cash settlement
Maturity: 
Expiration date: 14.05.2015

ISIN or name/description of the financial/other instrument: Equity swap,
cash settlement
Maturity: 
Expiration date: 15.05.2015

ISIN or name/description of the financial/other instrument: Equity swap,
cash settlement
Maturity: 
Expiration date: 03.07.2015

ISIN or name/description of the financial/other instrument: Equity swap,
cash settlement
Maturity: 
Expiration date: 15.12.2015

ISIN or name/description of the financial/other instrument: Equity swap,
cash settlement
Maturity: 
Expiration date: 02.10.2017


Furthermore, We received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on June 24, 2014:

1. Listed company:
AIXTRON SE
Kaiserstr. 98, 52134 Herzogenrath, Germany
2. Notifier:
Credit Suisse AG, Zurich, Switzerland 

3. Triggering event:
Falling Below Threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
19.06.2014

6. Total amount of voting rights:
4.99% (equals 5618603 voting rights)
calculated from the following total number of voting rights issued:
112625517

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
0.52% (equals 583767 voting rights)
thereof held indirectly:
0.52% (equals 583767 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
sec. 25 WpHG:
3.19% (equals 3596054 voting rights)
thereof held indirectly:
2.00% (equals 2257932 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG:
1.28% (equals 1438782 voting rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

Chain of controlled undertakings:
Credit Suisse Investments (UK), Credit Suisse Investment Holdings (UK),
Credit Suisse Securities (Europe) Ltd.

ISIN or name/description of the financial/other instrument: Equity Swap,
cash settlement
Maturity: 
Expiration date: 05.08.2014

ISIN or name/description of the financial/other instrument: Equity swap,
cash settlement
Maturity: 
Expiration date: 03.11.2014

ISIN or name/description of the financial/other instrument: Equity swap,
cash settlement
Maturity: 
Expiration date: 04.11.2014

ISIN or name/description of the financial/other instrument: Equity swap,
cash settlement
Maturity: 
Expiration date: 05.12.2014

ISIN or name/description of the financial/other instrument: Equity swap,
cash settlement
Maturity: 
Expiration date: 08.01.2015

ISIN or name/description of the financial/other instrument: Equity swap,
cash settlement
Maturity: 
Expiration date: 12.01.2015

ISIN or name/description of the financial/other instrument: Equity swap,
cash settlement
Maturity: 
Expiration date: 14.05.2015

ISIN or name/description of the financial/other instrument: Equity swap,
cash settlement
Maturity: 
Expiration date: 15.05.2015

ISIN or name/description of the financial/other instrument: Equity swap,
cash settlement
Maturity: 
Expiration date: 03.07.2015

ISIN or name/description of the financial/other instrument: Equity swap,
cash settlement
Maturity: 
Expiration date: 15.12.2015

ISIN or name/description of the financial/other instrument: Equity swap,
cash settlement
Maturity: 
Expiration date: 02.10.2017


Furthermore, we received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on June 23, 2014:

1. Listed company:
AIXTRON SE
Kaiserstr. 98, 52134 Herzogenrath, Germany

2. Notifier:
Credit Suisse Group AG, Zurich, Switzerland 

3. Triggering event:
Exceeding Threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
17.06.2014

6. Total amount of voting rights:
5.23% (equals 5888402 voting rights)
calculated from the following total number of voting rights issued:
112625517

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
0.50% (equals 562771 voting rights)
thereof held indirectly:
0.50% (equals 562771 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
sec. 25 WpHG:
3.02% (equals 3397913 voting rights)
thereof held indirectly:
3.02% (equals 3397913 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG:
1.71% (equals 1927718 voting rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

Chain of controlled undertakings:
Credit Suisse AG, Credit Suisse Investments (UK), Credit Suisse Investment
Holdings (UK), Credit Suisse Securities (Europe) Ltd.

ISIN or name/description of the financial/other instrument: Equity Swap,
cash settlement
Maturity: 
Expiration date: 05.08.2014

ISIN or name/description of the financial/other instrument: Equity Swap,
cash settlement
Maturity: 
Expiration date: 03.11.2014

ISIN or name/description of the financial/other instrument: Equity Swap,
cash settlement
Maturity: 
Expiration date: 04.11.2014

ISIN or name/description of the financial/other instrument: Equity Swap,
cash settlement
Maturity: 
Expiration date: 05.12.2014

ISIN or name/description of the financial/other instrument: Equity Swap,
cash settlement
Maturity: 
Expiration date: 08.01.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
cash settlement
Maturity: 
Expiration date: 12.01.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
cash settlement
Maturity: 
Expiration date: 14.05.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
cash settlement
Maturity: 
Expiration date: 15.05.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
cash settlement
Maturity: 
Expiration date: 03.07.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
cash settlement
Maturity: 
Expiration date: 15.12.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
cash settlement
Maturity: 
Expiration date: 02.10.2017


Furthermore, We received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on June 24, 2014:

1. Listed company:
AIXTRON SE
Kaiserstr. 98, 52134 Herzogenrath, Germany

2. Notifier:
Credit Suisse Group AG, Zurich, Switzerland 

3. Triggering event:
Falling Below Threshold

4. Threshold(s) crossed or reached:
5%

5. Date at which the threshold is crossed or reached:
19.06.2014

6. Total amount of voting rights:
4.99% (equals 5618603 voting rights)
calculated from the following total number of voting rights issued:
112625517

7. Detailed information on the voting rights proportion:

Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
0.52% (equals 583767 voting rights)
thereof held indirectly:
0.52% (equals 583767 voting rights)

Voting rights proportion based on financial/other instruments pursuant to
sec. 25 WpHG:
3.19% (equals 3596054 voting rights)
thereof held indirectly:
3.19% (equals 3596054 voting rights)

Voting rights pursuant to sec. 21, 22 WpHG:
1.28% (equals 1438782 voting rights)

8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:

Chain of controlled undertakings:
Credit Suisse AG, Credit Suisse Investments (UK), Credit Suisse Investment
Holdings (UK), Credit Suisse Securities (Europe) Ltd.

ISIN or name/description of the financial/other instrument: Equity Swap,
cash settlement
Maturity: 
Expiration date: 05.08.2014

ISIN or name/description of the financial/other instrument: Equity Swap,
cash settlement
Maturity: 
Expiration date: 03.11.2014

ISIN or name/description of the financial/other instrument: Equity Swap,
cash settlement
Maturity: 
Expiration date: 04.11.2014

ISIN or name/description of the financial/other instrument: Equity Swap,
cash settlement
Maturity: 
Expiration date: 05.12.2014

ISIN or name/description of the financial/other instrument: Equity Swap,
cash settlement
Maturity: 
Expiration date: 08.01.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
cash settlement
Maturity: 
Expiration date: 12.01.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
cash settlement
Maturity: 
Expiration date: 14.05.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
cash settlement
Maturity: 
Expiration date: 15.05.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
cash settlement
Maturity: 
Expiration date: 03.07.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
cash settlement
Maturity: 
Expiration date: 15.12.2015

ISIN or name/description of the financial/other instrument: Equity Swap,
cash settlement
Maturity: 
Expiration date: 02.10.2017



25.06.2014 DGAP's Distribution Services include Regulatory Announcements,
Financial/Corporate News and Press Releases.
Media archive at www.dgap-medientreff.de and www.dgap.de

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Language:     English
Company:      AIXTRON SE
              Kaiserstr. 98
              52134 Herzogenrath
              Germany
Internet:     www.aixtron.com
 
End of Announcement                             DGAP News-Service
 
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