Voting Rights Announcements | 22 April 2015 19:15
AIXTRON SE
22.04.2015 19:15
Dissemination of a Voting Rights Announcement, transmitted by
DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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Notification of voting rights pursuant to Art. 25a, Sec. 1 WpHG
We received the following notification pursuant to Art. 25a, Sec. 1 WpHG on
April 17, 2015:
1. Listed company:
AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath, Germany
2. Notifier:
UBS Group AG, Zurich, Switzerland
3. Triggering event:
Exceeding Threshold
4. Threshold(s) crossed or reached:
10%
5. Date at which the threshold is crossed or reached:
14.04.2015
6. Total amount of voting rights: 10.03% (equals 11304082 voting rights)
calculated from the following total number of voting rights issued:
112701905
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.84% (equals 4322196 voting rights) thereof held
indirectly: 3.84% (equals 4322196 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 0.57% (equals 644336 voting rights) thereof held indirectly:
0.57% (equals 644336 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 5.62% (equals 6337550 voting
rights)
8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:
Chain of controlled undertakings:
UBS AG
ISIN or name/description of the financial/other instrument: Physically
Settled Put Option
Maturity:
Expiration date: 19.06.2015
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 08.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.06.2015
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 29.09.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 27.03.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017
Furthermore, we have received the following notification pursuant to Art.
25a, Sec. 1 WpHG on April 17, 2015:
1. Listed company:
AIXTRON SE, Dornkaulstraße 2, 52134 Herzogenrath, Germany
2. Notifier:
UBS AG, Zurich, Switzerland
3. Triggering event:
Exceeding Threshold
4. Threshold(s) crossed or reached:
10%
5. Date at which the threshold is crossed or reached:
14.04.2015
6. Total amount of voting rights:
10.03% (equals 11304082 voting rights) calculated from the following total
number of voting rights issued: 112701905
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG: 3.84% (equals 4322196 voting rights) thereof held
indirectly: 0.00% (equals 0 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG: 0.57% (equals 644336 voting rights) thereof held indirectly:
0.00% (equals 0 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG: 5.62% (equals 6337550 voting
rights)
8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.09.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 08.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 30.06.2015
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 29.09.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 27.03.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.07.2017
ISIN or name/description of the financial/other instrument: Physically
Settled Put Option
Maturity:
Expiration date: 19.06.2015
22.04.2015 The DGAP Distribution Services include Regulatory Announcements,
Financial/Corporate News and Press Releases.
Media archive at www.dgap-medientreff.de and www.dgap.de
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Language: English
Company: AIXTRON SE
Dornkaulstraße 2
52134 Herzogenrath
Germany
Internet: www.aixtron.com
End of Announcement DGAP News-Service
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