Voting Rights Announcements | 15 October 2015 17:07
AIXTRON SE
15.10.2015 17:07
Dissemination of a Voting Rights Announcement, transmitted by
DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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Notification of voting rights pursuant to Art. 25a WpHG
We received the following notification pursuant to Art. 25a WpHG on October
12, 2015:
1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany
2. Notifier:
UBS Group AG, Zurich, Switzerland
3. Triggering event:
Exceeding Threshold
4. Threshold(s) crossed or reached:
10%
5. Date at which the threshold is crossed or reached:
07.10.2015
6. Total amount of voting rights:
10.29% (equals 11594070 voting rights)
calculated from the following total number of voting rights issued:
112715180
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.54% (equals 3985936 voting rights)
thereof held indirectly:
3.54% (equals 3985936 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
2.59% (equals 2922459 voting rights)
thereof held indirectly:
2.59% (equals 2922459 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG:
4.16% (equals 4685675 voting rights)
8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:
Chain of controlled undertakings:
UBS AG
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 22.09.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 16.01.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 06.06.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.07.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 21.08.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 27.08.2018
ISIN or name/description of the financial/other instrument: Equity Options
Maturity:
Expiration date: 18.12.2015
Furthermore, we received the following notification pursuant to Art. 25a
WpHG on October 12, 2015:
1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany
2. Notifier:
UBS AG, Zurich, Switzerland
3. Triggering event:
Exceeding Threshold
4. Threshold(s) crossed or reached:
10%
5. Date at which the threshold is crossed or reached:
07.10.2015
6. Total amount of voting rights:
10.29% (equals 11594070 voting rights)
calculated from the following total number of voting rights issued:
112715180
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.54% (equals 3985936 voting rights)
thereof held indirectly:
0% (equals 0 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
2.59% (equals 2922459 voting rights)
thereof held indirectly:
1.07% (equals 1208660 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG:
4.16% (equals 4685675 voting rights)
8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 22.09.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 16.01.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 06.06.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.07.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 21.08.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 27.08.2018
ISIN or name/description of the financial/other instrument: Equity Options
Maturity:
Expiration date: 18.12.2015
Furthermore, we received the following notification pursuant to Art. 25a
WpHG on October 12, 2015:
1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany
2. Notifier:
UBS Group AG, Zurich, Switzerland
3. Triggering event:
Falling below threshold
4. Threshold(s) crossed or reached:
10%
5. Date at which the threshold is crossed or reached:
08.10.2015
6. Total amount of voting rights:
9.76% (equals 10998812 voting rights)
calculated from the following total number of voting rights issued:
112715180
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.48% (equals 3922716 voting rights)
thereof held indirectly:
3.48% (equals 3922716 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
2.17% (equals 2448403 voting rights)
thereof held indirectly:
2.17% (equals 2448403 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG:
4.11% (equals 4627693 voting rights)
8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:
Chain of controlled undertakings:
UBS AG
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 22.09.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 16.01.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 06.06.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.07.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 21.08.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 27.08.2018
ISIN or name/description of the financial/other instrument: Equity Options
Maturity:
Expiration date: 18.12.2015
Furthermore, we received the following notification pursuant to Art. 25a
WpHG on October 12, 2015:
1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134 Herzogenrath, Germany
2. Notifier:
UBS AG, Zurich, Switzerland
3. Triggering event:
Falling below threshold
4. Threshold(s) crossed or reached:
10%
5. Date at which the threshold is crossed or reached:
08.10.2015
6. Total amount of voting rights:
9.76% (equals 10998812 voting rights)
calculated from the following total number of voting rights issued:
112715180
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant to
Art. 25a, Sec. 1 WpHG:
3.48% (equals 3922716 voting rights)
thereof held indirectly:
0% (equals 0 voting rights)
Voting rights proportion based on financial/other instruments pursuant to
Art. 25 WpHG:
2.17% (equals 2448403 voting rights)
thereof held indirectly:
0.78% (equals 878657 voting rights)
Voting rights pursuant to Art. 21, 22 WpHG:
4.11% (equals 4627693 voting rights)
8. Detailed information on financial/other instruments pursuant to Art. 25a
WpHG:
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 13.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 22.09.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 16.01.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 05.02.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 01.08.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 03.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 19.03.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 06.06.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 02.07.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 21.08.2018
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity:
Expiration date: 27.08.2018
ISIN or name/description of the financial/other instrument: Equity Options
Maturity:
Expiration date: 18.12.2015
15.10.2015 The DGAP Distribution Services include Regulatory Announcements,
Financial/Corporate News and Press Releases.
Media archive at www.dgap-medientreff.de and www.dgap.de
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Language: English
Company: AIXTRON SE
Dornkaulstraße 2
52134 Herzogenrath
Germany
Internet: www.aixtron.com
End of Announcement DGAP News-Service
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