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AIXTRON SE
05.06.2019 / 06:43
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
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Name:
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AIXTRON SE
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Street:
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Dornkaulstraße 2
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Postal code:
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52134
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City:
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Herzogenrath
Germany
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Legal Entity Identifier (LEI):
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5299004UJ4D51M25LD67
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2. Reason for notification
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X
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Acquisition/disposal of shares with voting rights
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X
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Acquisition/disposal of instruments
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Change of breakdown of voting rights
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Other reason:
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3. Details of person subject to the notification obligation
Legal entity:
Citigroup Inc.
City of registered office, country:
Wilmington, Delaware
,
United States of America (USA)
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4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
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% of voting rights attached to shares
(total of 7.a.)
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% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
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Total of both in %
(7.a. + 7.b.)
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Total number of voting rights pursuant to Sec. 41 WpHG
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New
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0.01 %
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4.91 %
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4.92 %
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112927320
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Previous notification
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0.03 %
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5.00 %
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5.03 %
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/
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7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
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ISIN
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Absolute
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In %
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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DE000A0WMPJ6
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0
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14968
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0.00 %
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0.01 %
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Total
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14968
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0.01 %
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b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Voting rights absolute
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Voting rights in %
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Shares on Loan (right to recall)
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2830504
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2.51 %
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Total
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2830504
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2.51 %
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b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Cash or physical settlement
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Voting rights absolute
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Voting rights in %
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Warrants
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17.06.2019
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3130
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0 %
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Warrants
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16.09.2019
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396
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0 %
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Warrants
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16.12.2019
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107
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0 %
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Warrants
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16.03.2020
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114
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0 %
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Warrants
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15.06.2020
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85
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0 %
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Warrants
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14.12.2020
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1183
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0 %
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OTC Swap
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02.07.2019
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2576554
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2.28 %
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OTC Swap
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19.12.2019
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65936
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0.06 %
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OTC Swap
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02.03.2022
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45000
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0.04 %
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OTC Swap
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24.02.2023
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20840
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0.02 %
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Total
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2713345
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2.40 %
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8. Information in relation to the person subject to the notification obligation
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Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
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X
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Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
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Name
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% of voting rights (if at least 3% or more)
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% of voting rights through instruments (if at least 5% or more)
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Total of both (if at least 5% or more)
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Citigroup Inc.
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%
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%
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%
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Citigroup Global Markets Holdings Inc.
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%
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%
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%
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Citigroup Financial Products Inc.
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%
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%
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%
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Citigroup Global Markets Holding Bahamas Limited
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%
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%
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%
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Citigroup Global Markets Limited
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%
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%
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%
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-Citigroup Global Markets Europe AG
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%
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%
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%
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9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
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Proportion of voting rights
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Proportion of instruments
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Total of both
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%
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%
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%
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10. Other explanatory remarks:
Date
05.06.2019 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
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