Notification of Major Holdings
1. Details of issuer
|
Name:
|
AIXTRON SE
|
|
Street:
|
Dornkaulstraße 2
|
|
Postal code:
|
52134
|
|
City:
|
Herzogenrath
Germany
|
|
Legal Entity Identifier (LEI):
|
5299004UJ4D51M25LD67
|
2. Reason for notification
|
|
Acquisition/disposal of shares with voting rights
|
|
X
|
Acquisition/disposal of instruments
|
|
|
Change of breakdown of voting rights
|
|
X
|
Other reason:
non-applying of trading book exemption according to sec. 36 para. 1 WpHG
|
3. Details of person subject to the notification obligation
Legal entity:
Société Générale S.A.
City of registered office, country:
Paris
,
France
|
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
|
|
% of voting rights attached to shares
(total of 7.a.)
|
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
|
Total of both in %
(7.a. + 7.b.)
|
Total number of voting rights pursuant to Sec. 41 WpHG
|
|
New
|
0.07 %
|
4.99 %
|
5.06 %
|
113292020
|
|
Previous notification
|
n/a %
|
n/a %
|
n/a %
|
/
|
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
|
ISIN
|
Absolute
|
In %
|
|
|
Direct
(Sec. 33 WpHG)
|
Indirect
(Sec. 34 WpHG)
|
Direct
(Sec. 33 WpHG)
|
Indirect
(Sec. 34 WpHG)
|
|
DE000A0WMPJ6
|
74558
|
0
|
0.07 %
|
0.00 %
|
|
Total
|
74558
|
0.07 %
|
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
|
Type of instrument
|
Expiration or maturity date
|
Exercise or conversion period
|
Voting rights absolute
|
Voting rights in %
|
|
Right to recall lent securities
|
N/A
|
N/A
|
1
|
0 %
|
|
Certificates
|
17.12.2021-16.12.2022
|
17.12.2021-16.12.2022
|
42798
|
0.04 %
|
|
|
|
Total
|
42799
|
0.04 %
|
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
|
Type of instrument
|
Expiration or maturity date
|
Exercise or conversion period
|
Cash or physical settlement
|
Voting rights absolute
|
Voting rights in %
|
|
Equity Linked Swaps on Basket
|
10.12.2021-20.12.2021
|
10.12.2021-20.12.2021
|
Cash
|
2395312
|
2.11 %
|
|
OTC Call Options on Basket
|
03.01.2033
|
Until 03.01.2033
|
Cash
|
96239
|
0.08 %
|
|
Contracts For Difference
|
N/A
|
N/A
|
Cash
|
8638
|
0.01 %
|
|
Certificates
|
17.06.2022
|
17.06.2022
|
Cash
|
13982
|
0.01 %
|
|
Certificates
|
03.01.2033
|
Until 03.01.2033
|
Cash
|
79102
|
0.07 %
|
|
Equity Linked Swaps
|
16.12.2021
|
16.12.2021
|
Cash
|
922806
|
0.81 %
|
|
OTC Call Options
|
17.12.2021-03.01.2033
|
Until 17.12.2021-03.01.2033
|
Cash
|
926753
|
0.82 %
|
|
OTC Put Options
|
17.12.2021-03.01.2033
|
Until 17.12.2021-03.01.2033
|
Cash
|
163593
|
0.14 %
|
|
Listed Call Warrants
|
17.12.2021-03.01.2033
|
Until 17.12.2021-03.01.2033
|
Cash
|
841692
|
0.74 %
|
|
Listed Put Warrants
|
17.12.2021-03.01.2033
|
Until 17.12.2021-03.01.2033
|
Cash
|
163593
|
0.14 %
|
|
|
|
|
Total
|
5611710
|
4.95 %
|
8. Information in relation to the person subject to the notification obligation
|
|
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
|
|
X
|
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
|
|
Name
|
% of voting rights (if at least 3% or more)
|
% of voting rights through instruments (if at least 5% or more)
|
Total of both (if at least 5% or more)
|
|
Société Générale S.A.
|
%
|
%
|
%
|
|
Société Générale Effekten GmbH
|
%
|
%
|
%
|
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
|
Proportion of voting rights
|
Proportion of instruments
|
Total of both
|
|
%
|
%
|
%
|
10. Other explanatory remarks:
Date