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HOCHTIEF Aktiengesellschaft
08.04.2021 / 11:00
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
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Name:
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HOCHTIEF Aktiengesellschaft
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Street:
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Alfredstraße 236
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Postal code:
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45133
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City:
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Essen
Germany
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Legal Entity Identifier (LEI):
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529900Y25S8NZIYTT924
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2. Reason for notification
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X
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Acquisition/disposal of shares with voting rights
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X
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Acquisition/disposal of instruments
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Change of breakdown of voting rights
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Other reason:
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3. Details of person subject to the notification obligation
Legal entity:
The Goldman Sachs Group, Inc.
City of registered office, country:
Wilmington, DE
,
United States of America (USA)
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4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
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% of voting rights attached to shares
(total of 7.a.)
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% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
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Total of both in %
(7.a. + 7.b.)
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Total number of voting rights pursuant to Sec. 41 WpHG
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New
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0.15 %
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9.50 %
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9.66 %
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70646707
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Previous notification
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0.51 %
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9.87 %
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10.38 %
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/
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7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
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ISIN
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Absolute
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In %
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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DE0006070006
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0
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108588
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0 %
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0.15 %
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Total
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108588
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0.15 %
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b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Voting rights absolute
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Voting rights in %
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Right To Recall
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Open
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308067
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0.44 %
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Call Option
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16.12.2022
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156000
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0.22 %
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Total
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464067
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0.66 %
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b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Cash or physical settlement
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Voting rights absolute
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Voting rights in %
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Swap
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31.12.2030
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Cash
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149160
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0.21 %
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Call Warrant
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31.12.2030
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Cash
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46539
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0.07 %
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Put Warrant
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31.12.2030
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Cash
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883
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0.001 %
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CFD
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31.03.2031
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Cash
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285565
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0.40 %
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Call Option
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31.03.2026
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Physical
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5617666
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7.95 %
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Put Option
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31.03.2026
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Physical
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5767666
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8.16 %
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Total
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6249813
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8.85 %
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8. Information in relation to the person subject to the notification obligation
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Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
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X
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Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
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Name
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% of voting rights (if at least 3% or more)
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% of voting rights through instruments (if at least 5% or more)
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Total of both (if at least 5% or more)
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The Goldman Sachs Group, Inc.
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%
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%
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%
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GSAM Holdings LLC
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%
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%
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%
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Goldman Sachs Asset Management, L.P.
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%
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%
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%
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–
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%
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%
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%
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The Goldman Sachs Group, Inc.
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%
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%
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%
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Goldman, Sachs & Co. Wertpapier GmbH
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%
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%
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%
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–
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%
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%
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%
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The Goldman Sachs Group, Inc.
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%
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%
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%
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Goldman Sachs & Co. LLC
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%
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%
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%
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–
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%
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%
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%
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The Goldman Sachs Group, Inc.
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%
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%
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%
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Goldman Sachs (UK) L.L.C.
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%
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%
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%
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Goldman Sachs Group UK Limited
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%
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%
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%
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Goldman Sachs International
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%
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9.07 %
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9.07 %
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9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
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Proportion of voting rights
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Proportion of instruments
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Total of both
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%
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%
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%
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10. Other explanatory remarks:
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Ad 7.b.2: The put and call options amounting to a percentage of 7.95% each were not aggregated as they relate to a collar transaction under which, on a consolidated basis, Goldman Sachs International can acquire 7.95% of the voting rights in HOCHTIEF Aktiengesellschaft only once.
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Date
08.04.2021 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
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