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KAP AG
07.01.2020 / 14:15
Dissemination of a Voting Rights Announcement transmitted by DGAP – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
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Name:
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KAP AG
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Street:
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Edelzeller Straße 44
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Postal code:
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36043
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City:
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Fulda
Germany
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Legal Entity Identifier (LEI):
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529900PL69Z32D8WH189
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2. Reason for notification
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X
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Acquisition/disposal of shares with voting rights
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X
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Acquisition/disposal of instruments
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Change of breakdown of voting rights
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X
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Other reason:
Voluntary group notification due to crossing of thresholds on subsidiray level as a result of an intra-group reorganization
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3. Details of person subject to the notification obligation
Natural person (first name, surname):
Daniel Anthony
D’Aniello
Date of birth:
14 Sep 1946
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4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
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% of voting rights attached to shares
(total of 7.a.)
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% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
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Total of both in %
(7.a. + 7.b.)
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Total number of voting rights pursuant to Sec. 41 WpHG
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New
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45.51 %
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25.51 %
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71.02 %
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7760353
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Previous notification
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46.10 %
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25.85 %
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71.95 %
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/
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7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
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ISIN
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Absolute
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In %
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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DE0006208408
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0
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3531719
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0.00 %
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45.51 %
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Total
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3531719
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45.51 %
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b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Voting rights absolute
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Voting rights in %
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%
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Total
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%
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b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Cash or physical settlement
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Voting rights absolute
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Voting rights in %
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Right of first refusal in shareholders agreement (subject to condition precedent)
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N/A
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N/A
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Physical
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1980000
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25.51 %
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Total
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1980000
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25.51 %
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8. Information in relation to the person subject to the notification obligation
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Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
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X
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Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
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Name
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% of voting rights (if at least 3% or more)
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% of voting rights through instruments (if at least 5% or more)
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Total of both (if at least 5% or more)
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Daniel Anthony D’Aniello
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%
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%
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%
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Carlyle Group Management L.L.C.
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%
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%
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%
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The Carlyle Group Inc.
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%
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%
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%
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Carlyle Holdings III GP Management L.L.C.
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%
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%
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%
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Carlyle Holdings III GP L.P.
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%
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%
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%
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Carlyle Holdings III GP Sub L.L.C.
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%
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%
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%
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Carlyle Holdings III L.P.
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%
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%
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%
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TC Group Cayman, L.P.
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%
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%
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%
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TC Group Cayman Sub L.P,
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%
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%
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%
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CSP IV (Cayman 3) GP, Ltd.
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%
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%
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%
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CSP IV (Cayman 3) General Partner, L.P.
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%
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%
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%
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CSP IV (Cayman 3), L.P,
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%
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%
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%
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Diamant Acquisition, L.P.
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%
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%
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%
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CSP Diamant LuxCo I S.a.r.l.
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%
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%
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%
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CSP Diamant LuxCo II S.a.r.l.
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%
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%
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%
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Project Diamant Administration GmbH
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%
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%
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%
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Project Diamant GmbH & Co. KG
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%
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%
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%
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Project Diamant Bidco AG
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45.51% %
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25.51% %
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71.02% %
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9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
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Proportion of voting rights
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Proportion of instruments
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Total of both
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%
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%
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%
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10. Other explanatory remarks:
Date
07.01.2020 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
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