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MorphoSys AG
MorphoSys AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
14.05.2024 / 16:01 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News – a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
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Name:
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MorphoSys AG
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Street:
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Semmelweisstr. 7
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Postal code:
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82152
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City:
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Planegg
Germany
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Legal Entity Identifier (LEI):
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529900493806K77LRE72
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2. Reason for notification
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X
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Acquisition/disposal of shares with voting rights
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Acquisition/disposal of instruments
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Change of breakdown of voting rights
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Other reason:
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3. Details of person subject to the notification obligation
Legal entity:
UBS Group AG
City of registered office, country:
Zurich
,
Switzerland
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4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
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% of voting rights attached to shares
(total of 7.a.)
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% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
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Total of both in %
(7.a. + 7.b.)
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Total number of voting rights pursuant to Sec. 41 WpHG
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New
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3.31 %
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4.42 %
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7.73 %
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37716423
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Previous notification
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2.94 %
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4.04 %
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6.98 %
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/
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7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
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ISIN
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Absolute
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In %
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|
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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Direct
(Sec. 33 WpHG)
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Indirect
(Sec. 34 WpHG)
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|
DE0006632003
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0
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1082558
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0.00 %
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2.87 %
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US6177602025
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0
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164814
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0.00 %
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0.44 %
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Total
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1247372
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3.31 %
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b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Voting rights absolute
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Voting rights in %
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Right to Recall of Lent shares
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At any time
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207174
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0.55 %
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Right of use over shares
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At any time
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522645
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1.39 %
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Right of use over ADRs (US6177602025)
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At any time
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371213
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0.98 %
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Right to recall over ADRs (US6177602025)
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At any time
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208936
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0.55 %
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|
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Total
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1309968
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3.47 %
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b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
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Type of instrument
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Expiration or maturity date
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Exercise or conversion period
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Cash or physical settlement
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Voting rights absolute
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Voting rights in %
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Convertible bonds (DE000A3H2XW6)
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16/10/2025
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25/11/2020 – 30/08/2025
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Physical
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52555
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0.14 %
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Right of use over convertible bonds (CH1286962597)
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At any time
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Cash
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3514
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0.01 %
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Right of use over convertible bonds (DE000A3H2XW6)
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At any time
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Physical
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225455
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0.60 %
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Equity Swaps
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26/02/2025
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Cash
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8007
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0.02 %
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Swaps On Baskets
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29/01/2025-28/04/2027
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Cash
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70307
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0.19 %
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Total
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359838
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0.95 %
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8. Information in relation to the person subject to the notification obligation
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Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
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X
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Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
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Name
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% of voting rights (if at least 3% or more)
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% of voting rights through instruments (if at least 5% or more)
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Total of both (if at least 5% or more)
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UBS Group AG
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%
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%
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%
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UBS AG
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%
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%
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%
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UBS Switzerland AG
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%
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%
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%
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–
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%
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%
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%
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UBS Group AG
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%
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%
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%
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UBS AG
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%
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%
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%
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UBS Asset Management AG
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%
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%
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%
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UBS Asset Management Holding (No. 2) Ltd
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%
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%
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%
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UBS Asset Management Holding Ltd
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%
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%
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%
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UBS Asset Management (UK) Limited
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%
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%
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%
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–
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%
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%
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%
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UBS Group AG
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%
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%
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%
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UBS AG
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%
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%
|
%
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UBS Asset Management AG
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%
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%
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%
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UBS Asset Management Switzerland AG
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%
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%
|
%
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UBS Fund Management (Switzerland) AG
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%
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%
|
%
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|
–
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%
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%
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%
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UBS Group AG
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%
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%
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%
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UBS AG
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%
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%
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%
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UBS Americas Holding LLC
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%
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%
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%
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UBS Americas Inc.
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%
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%
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%
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UBS Securities LLC
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%
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%
|
%
|
|
–
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%
|
%
|
%
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|
UBS Group AG
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%
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%
|
%
|
|
UBS AG
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%
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%
|
%
|
|
UBS Asset Management AG
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%
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%
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%
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|
UBS Fund Management (Luxembourg) S.A.
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%
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%
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%
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–
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%
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%
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%
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UBS Group AG
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%
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%
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%
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UBS AG
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%
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%
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%
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UBS Americas Holding LLC
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%
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%
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%
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UBS Americas Inc.
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%
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%
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%
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UBS Financial Services Inc.
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%
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%
|
%
|
|
–
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%
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%
|
%
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UBS Group AG
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%
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%
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%
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UBS AG
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%
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%
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%
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UBS Americas Holding LLC
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%
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%
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%
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UBS Americas Inc.
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%
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%
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%
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UBS Asset Management (Americas) LLC
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%
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%
|
%
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|
–
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%
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%
|
%
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|
UBS Group AG
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%
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%
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%
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|
Credit Suisse AG
|
%
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%
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%
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Credit Suisse (Schweiz) AG
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%
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%
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%
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9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
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Proportion of voting rights
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Proportion of instruments
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Total of both
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%
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%
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%
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10. Other explanatory remarks:
Date
14.05.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com
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