| Delaware |
94-3177549 | |
| (State of Incorporation) |
(I.R.S. Employer Identification No.) |
| Title of Securities to be Registered |
Amount to be Registered (1) |
Proposed Maximum Offering Price per Share (2) |
Proposed Maximum Aggregate Offering Price (2) |
Amount of Registration Fee | ||||
| Stock Options and Common Stock, par value $.001 per share |
17,885,855 shares |
$9.22-$51.01 |
$289,348,113 |
$26,621 | ||||
(1) |
This Registration Statement shall cover any additional shares of Common Stock which become issuable under the plans set forth herein by reason of any stock
dividend, stock split, recapitalization or any other similar transaction without receipt of consideration which results in an increase in the number of shares of the Registrant outstanding Common Stock. |
(2) |
Estimated solely for the purpose of calculating the amount of the registration fee pursuant to Rule 457(c) and (h)(1) under the Securities Act of 1933, as
amended (the Act). The offering price per share and aggregate offering price are based upon (a) the weighted average exercise price for shares subject to outstanding options granted under the 1998 Equity Incentive Plan (the
Incentive Plan) (pursuant to Rule 457(h) under the Act) and (b) the average of the high and low prices of Registrants Common Stock as reported on the Nasdaq National Market on September 20, 2002, for (i) shares reserved for future
grant pursuant to the Incentive Plan, (ii) shares issuable pursuant to the Registrants 1998 Employee Stock Purchase Plan (the Purchase Plan) and (iii) shares issuable pursuant to the Registrants 2000 Nonstatutory Equity
Incentive Plan (pursuant to Rule 457(c) under the Act). The following chart illustrates the calculation of the registration fee: |
| Title of Securities |
Number of Shares |
Offering Price per Share |
Aggregate Offering Price | |||
| Shares issuable pursuant to outstanding stock options under the 1998 Equity Incentive Plan |
6,171,682 |
$9.48-$51.01 |
$181,343,438 | |||
| Shares reserved for future issuance pursuant to the 1998 Equity Incentive Plan |
3,032,500 |
$9.22 |
$27,959,650 | |||
| Shares reserved for future issuance pursuant to the 1998 Employee Stock Purchase Plan |
3,681,673 |
$9.22 |
$33,945,025 | |||
| Shares reserved for future issuance pursuant to the 2000 Nonstatutory Equity Incentive Plan |
5,000,000 |
$9.22 |
$46,100,000 | |||
| Proposed Maximum Aggregate Offering Price |
$289,348,113 | |||||
| Registration Fee |
$26,621 | |||||
| Exhibit Number |
Description | |
| 4.1(1) |
Amended and Restated Certificate of Incorporation. | |
| 4.2(2) |
Certificate of Amendment of Amended and Restated Certificate of Incorporation. | |
| 4.3(3) |
Bylaws, as amended. | |
| 4.4(4) |
Specimen Stock Certificate. | |
| 5.1 |
Opinion of Cooley Godward LLP. | |
| 23.1 |
Consent of KPMG LLP. | |
| 23.2 |
Consent of Cooley Godward LLP. Reference is made to Exhibit 5.1. | |
| 24.1 |
Power of Attorney is contained on the signature pages. | |
| 99.1(5) |
1998 Equity Incentive Plan, as amended. | |
| 99.2(6) |
Form of Incentive Stock Option Agreement under the 1998 Equity Incentive Plan. | |
| 99.3(7) |
Form of Nonstatutory Stock Option Agreement under the 1998 Equity Incentive Plan. | |
| 99.4(8) |
1998 Employee Stock Purchase Plan, as amended. | |
| 99.5 |
Form of Employee Stock Purchase Plan Offering, U.S. Employees. | |
| 99.6 |
Form of Employee Stock Purchase Plan Offering, International Employees. | |
| 99.7 |
2000 Nonstatutory Equity Incentive Plan. | |
| 99.8(9) |
Form of Nonstatutory Stock Option Agreement under the 2000 Nonstatutory Equity Incentive Plan. |
(1) |
Previously filed as Exhibit 4.1 to our Registration Statement on Form S-8 filed on March 23, 1999 (No. 333-74905) and incorporated by reference herein.
|
(2) |
Previously filed as Exhibit 3.4 to our Quarterly Report on Form 10-Q, for the quarter ended July 28, 2002 filed on September 10, 2002 (No. 000-23985) and
incorporated by reference herein. |
(3) |
Previously filed as Exhibit 3.1 to our Quarterly Report on Form 10-Q, for the quarter ended July 29, 2001 filed on September 10, 2001 (No. 000-23985) and
incorporated by reference herein. |
(4) |
Previously filed as Exhibit 4.2 to our Registration Statement on Form S-1 filed on March 6, 1998 (No. 333-47495), as amended, and incorporated by reference
herein. |
(5) |
Previously filed as Exhibit 99.1 to our Registration Statement on Form S-8 filed on December 8, 2000 (No. 333-51520), and incorporated by reference herein.
|
(6) |
Previously filed as Exhibit 10.3 to our Registration Statement on Form S-1 filed on March 6, 1998 (No. 333-47495), as amended, and incorporated by reference
herein. |
(7) |
Previously filed as Exhibit 10.4 to our Registration Statement on Form S-1 filed on March 6, 1998 (No. 333-47495), as amended, and incorporated by reference
herein. |
(8) |
Previously filed as Exhibit 99.4 to our Registration Statement on Form S-8 filed on December 8, 2000 (No. 333-51520), and incorporated by reference herein.
|
(9) |
Previously filed as Exhibit 99.7 to our Registration Statement on Form S-8 filed on December 8, 2000 (No. 333-51520), and incorporated by reference herein.
|
| NVIDIA CORPORATION | ||
| By: |
/s/ JEN-HSUN HUANG | |
| Jen-Hsun Huang President and Chief Executive Officer | ||
| Signature |
Title |
Date | ||
| /s/ JEN-HSUN
HUANG Jen-Hsun Huang |
President, Chief Executive Officer and Director (Principal Executive
Officer) |
September 20, 2002 | ||
| /s/ MARVIN D.
BURKETT Marvin D. Burkett |
Chief Financial Officer (Principal Financial and Accounting
Officer) |
September 20, 2002 | ||
| /s/ TENCH COXE
Tench Coxe |
Director |
September 20, 2002 | ||
| /s/ JAMES C.
GAITHER James C. Gaither |
Director |
September 20, 2002 | ||
| /s/ HARVEY C.
JONES Harvey C. Jones |
Director |
September 20, 2002 | ||
| /s/ WILLIAM J.
MILLER William J. Miller |
Director |
September 20, 2002 | ||
| /s/ A. BROOKE
SEAWALL A. Brooke Seawell |
Director |
September 20, 2002 | ||
| /s/ MARK A.
STEVENS Mark A. Stevens |
Director |
September 20, 2002 |
| Exhibit Number |
Description | |
| 4.1(1) |
Amended and Restated Certificate of Incorporation. | |
| 4.2(2) |
Certificate of Amendment of Amended and Restated Certificate of Incorporation. | |
| 4.3(3) |
Bylaws, as amended. | |
| 4.4(4) |
Specimen Stock Certificate. | |
| 5.1 |
Opinion of Cooley Godward LLP. | |
| 23.1 |
Consent of KPMG LLP. | |
| 23.2 |
Consent of Cooley Godward LLP. Reference is made to Exhibit 5.1. | |
| 24.1 |
Power of Attorney is contained on the signature pages. | |
| 99.1(5) |
1998 Equity Incentive Plan, as amended. | |
| 99.2(6) |
Form of Incentive Stock Option Agreement under the 1998 Equity Incentive Plan. | |
| 99.3(7) |
Form of Nonstatutory Stock Option Agreement under the 1998 Equity Incentive Plan. | |
| 99.4(8) |
1998 Employee Stock Purchase Plan, as amended. | |
| 99.5 |
Form of Employee Stock Purchase Plan Offering, U.S. Employees. | |
| 99.6 |
Form of Employee Stock Purchase Plan Offering, International Employees. | |
| 99.7 |
2000 Nonstatutory Equity Incentive Plan. | |
| 99.8(9) |
Form of Nonstatutory Stock Option Agreement under the 2000 Nonstatutory Equity Incentive Plan. |
(1) |
Previously filed as Exhibit 4.1 to our Registration Statement on Form S-8 filed on March 23, 1999 (No. 333-74905) and incorporated by reference herein.
|
(2) |
Previously filed as Exhibit 3.4 to our Quarterly Report on Form 10-Q, for the quarter ended July 28, 2002 filed on September 10, 2002 (No. 000-23985) and
incorporated by reference herein. |
(3) |
Previously filed as Exhibit 3.1 to our Quarterly Report on Form 10-Q, for the quarter ended July 29, 2001 filed on September 10, 2001 (No. 000-23985) and
incorporated by reference herein. |
(4) |
Previously filed as Exhibit 4.2 to our Registration Statement on Form S-1 filed on March 6, 1998 (No. 333-47495), as amended, and incorporated by reference
herein. |
(5) |
Previously filed as Exhibit 99.1 to our Registration Statement on Form S-8 filed on December 8, 2000 (No. 333-51520), and incorporated by reference herein.
|
(6) |
Previously filed as Exhibit 10.3 to our Registration Statement on Form S-1 filed on March 6, 1998 (No. 333-47495), as amended, and incorporated by reference
herein. |
(7) |
Previously filed as Exhibit 10.4 to our Registration Statement on Form S-1 filed on March 6, 1998 (No. 333-47495), as amended, and incorporated by reference
herein. |
(8) |
Previously filed as Exhibit 99.4 to our Registration Statement on Form S-8 filed on December 8, 2000 (No. 333-51520), and incorporated by reference herein.
|
(9) |
Previously filed as Exhibit 99.7 to our Registration Statement on Form S-8 filed on December 8, 2000 (No. 333-51520), and incorporated by reference herein.
|