<SEC-DOCUMENT>0001140361-19-010913.txt : 20190612
<SEC-HEADER>0001140361-19-010913.hdr.sgml : 20190612
<ACCEPTANCE-DATETIME>20190612170841
ACCESSION NUMBER:		0001140361-19-010913
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20190609
ITEM INFORMATION:		Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
FILED AS OF DATE:		20190612
DATE AS OF CHANGE:		20190612

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			UNITED TECHNOLOGIES CORP /DE/
		CENTRAL INDEX KEY:			0000101829
		STANDARD INDUSTRIAL CLASSIFICATION:	AIRCRAFT ENGINES & ENGINE PARTS [3724]
		IRS NUMBER:				060570975
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-00812
		FILM NUMBER:		19894221

	BUSINESS ADDRESS:	
		STREET 1:		10 FARM SPRINGS ROAD
		CITY:			FARMINGTON
		STATE:			CT
		ZIP:			06032
		BUSINESS PHONE:		8607287000

	MAIL ADDRESS:	
		STREET 1:		10 FARM SPRINGS ROAD
		CITY:			FARMINGTON
		STATE:			CT
		ZIP:			06032

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	UNITED TECHNOLOGIES MICROELECTRONICS CENTER
		DATE OF NAME CHANGE:	19850825

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	UNITED TECHNOLOGIES CORP
		DATE OF NAME CHANGE:	19841205
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>nc10002163x12_8k.htm
<DESCRIPTION>8-K
<TEXT>
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      <div style="text-align: center; font-weight: bold; font-size: 14pt;">UNITED STATES</div>
      <div style="text-align: center; font-size: 14pt;"><font style="font-family: &quot;Times New Roman&quot;; font-weight: bold;">SECURITIES AND EXCHANGE COMMISSION</font></div>
      <div style="text-align: center; font-size: 12pt;"><font style="font-family: &quot;Times New Roman&quot;; font-weight: bold;">Washington, D.C.&#160; 20549</font></div>
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          </font></font></div>
      <div style="text-align: center; font-size: 18pt;"><font style="font-family: &quot;Times New Roman&quot;; font-weight: bold;"> </font></div>
      <div style="text-align: center; font-size: 18pt;"><font style="font-family: &quot;Times New Roman&quot;; font-weight: bold;"><font style="font-size: 10pt;"> <font style="font-size: 18pt;">FORM 8-K</font></font></font></div>
      <div style="text-align: center; font-size: 18pt;"><font style="font-family: &quot;Times New Roman&quot;; font-weight: bold;"><font style="font-size: 10pt;"><font style="font-size: 10pt;"> <br>
            </font></font></font></div>
      <div style="text-align: center; font-size: 18pt;"><font style="font-family: &quot;Times New Roman&quot;; font-weight: bold;"><font style="font-size: 10pt;"> </font></font>
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      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;"> <br>
        </font></div>
      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">CURRENT REPORT</font></div>
      <div><br>
      </div>
      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">Pursuant to Section 13 OR 15(d) of</font></div>
      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">The Securities Exchange Act of 1934</font></div>
      <div><br>
      </div>
      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;"> Date of Report (Date of earliest event reported): June 9, 2019</font></div>
      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;"> <br>
        </font></div>
      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;"> </font>
        <hr style="background-color: #000000; border-bottom: medium none; border-left: medium none; border-right: medium none; border-top: medium none; margin: 0px auto; height: 2px; width: 25%; color: #000000; text-align: center;" align="center" noshade="noshade"></div>
      <div style="text-align: center; font-size: 24pt;"><font style="font-family: &quot;Times New Roman&quot;; font-weight: bold;"><font style="font-size: 10pt;"> <br>
          </font></font></div>
      <div style="text-align: center; font-size: 24pt;"><font style="font-family: &quot;Times New Roman&quot;; font-weight: bold;"> <font style="font-size: 24pt;">UNITED TECHNOLOGIES CORPORATION</font></font></div>
      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">(Exact name of registrant as specified in its charter)</font></div>
      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;"> <br>
        </font></div>
      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;"> </font>
        <hr style="background-color: #000000; border-bottom: medium none; border-left: medium none; border-right: medium none; border-top: medium none; margin: 0px auto; height: 2px; width: 25%; color: #000000; text-align: center;" align="center" noshade="noshade"></div>
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          <tr>
            <td style="width: 33.15%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">Delaware</font></div>
            </td>
            <td style="width: 33.15%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">1-812</font></div>
            </td>
            <td style="width: 33.71%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">06-0570975</font></div>
            </td>
          </tr>
          <tr>
            <td style="width: 33.15%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">(State or other jurisdiction </font></div>
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">of incorporation)</font></div>
            </td>
            <td style="width: 33.15%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">(Commission</font></div>
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;"> File Number)</font></div>
            </td>
            <td style="width: 33.71%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">(IRS Employer </font></div>
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">Identification No.)</font></div>
            </td>
          </tr>

      </table>
      <div><br>
      </div>
      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">10 Farm Springs Road</font></div>
      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">Farmington, Connecticut 06032</font></div>
      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">(Address of principal executive offices, including zip code)</font></div>
      <div><br>
      </div>
      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">(Registrant&#8217;s telephone number, including area code)</font></div>
      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">(860) 728-7000</font></div>
      <div><br>
      </div>
      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">N/A</font></div>
      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">(Former name or former address, if changed since last report)</font></div>
      <div><br>
      </div>
      <div><br>
      </div>
      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman';">Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
          following provisions:</font></div>
      <div><br>
      </div>
      <table style="font-family: &quot;Times New Roman&quot;; font-size: 10pt; width: 100%; border-collapse: collapse;" id="z4de616b99ece41c89acca106c201c03f" border="0" cellpadding="0" cellspacing="0">

          <tr>
            <td style="width: 4.52%; vertical-align: top;">&#160;&#9746;</td>
            <td style="width: 95.48%; vertical-align: top;">
              <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman';">Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)</font></div>
            </td>
          </tr>
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            <td style="width: 4.52%; vertical-align: top;">&#160;</td>
            <td style="width: 95.48%; vertical-align: top;">&#160;</td>
          </tr>
          <tr>
            <td style="width: 4.52%; vertical-align: top;">&#160;&#9744;</td>
            <td style="width: 95.48%; vertical-align: top;">
              <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman';">Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)</font></div>
            </td>
          </tr>
          <tr>
            <td style="width: 4.52%; vertical-align: top;">&#160;</td>
            <td style="width: 95.48%; vertical-align: top;">&#160;</td>
          </tr>
          <tr>
            <td style="width: 4.52%; vertical-align: top;">&#160;&#9744;</td>
            <td style="width: 95.48%; vertical-align: top;">
              <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman';">Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))</font></div>
            </td>
          </tr>
          <tr>
            <td style="width: 4.52%; vertical-align: top;">&#160;</td>
            <td style="width: 95.48%; vertical-align: top;">&#160;</td>
          </tr>
          <tr>
            <td style="width: 4.52%; vertical-align: top;">&#160;&#9744;</td>
            <td style="width: 95.48%; vertical-align: top;">
              <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman';">Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))</font></div>
            </td>
          </tr>

      </table>
      <div><br>
      </div>
      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">Securities registered pursuant to Section 12(b) of the Act:</font></div>
      <div><br>
      </div>
      <table style="font-family: 'Times New Roman'; font-size: 10pt; width: 100%; border-collapse: collapse;" id="z1660475f29734bad8dfb302f5a969615" cellpadding="0" cellspacing="0">

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            <td style="width: 35.9%; vertical-align: bottom; border-bottom: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">Title of each class</font></div>
            </td>
            <td colspan="1" style="width: 2%; vertical-align: bottom; padding-bottom: 2px;">&#160;</td>
            <td style="width: 22.56%; vertical-align: bottom; border-bottom: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">Trading Symbol(s)</font></div>
            </td>
            <td colspan="1" style="width: 2%; vertical-align: bottom; padding-bottom: 2px;">&#160;</td>
            <td style="width: 41.54%; vertical-align: bottom; border-bottom: 2px solid rgb(0, 0, 0);">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">Name of each exchange on which registered</font></div>
            </td>
          </tr>
          <tr>
            <td style="width: 35.9%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">Common Stock ($1 par value)</font></div>
            </td>
            <td colspan="1" style="width: 2%; vertical-align: top;">&#160;</td>
            <td style="width: 22.56%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">UTX</font></div>
            </td>
            <td colspan="1" style="width: 2%; vertical-align: top;">&#160;</td>
            <td style="width: 41.54%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">New York Stock Exchange</font></div>
            </td>
          </tr>
          <tr>
            <td style="width: 35.9%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">(CUSIP 913017 10 9)</font></div>
            </td>
            <td colspan="1" style="width: 2%; vertical-align: top;">&#160;</td>
            <td style="width: 22.56%; vertical-align: top;">&#160;</td>
            <td colspan="1" style="width: 2%; vertical-align: top;">&#160;</td>
            <td style="width: 41.54%; vertical-align: top;">&#160;</td>
          </tr>
          <tr>
            <td style="width: 35.9%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">1.125% Notes due 2021</font></div>
            </td>
            <td colspan="1" style="width: 2%; vertical-align: top;">&#160;</td>
            <td style="width: 22.56%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">UTX 21D</font></div>
            </td>
            <td colspan="1" style="width: 2%; vertical-align: top;">&#160;</td>
            <td style="width: 41.54%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">New York Stock Exchange</font></div>
            </td>
          </tr>
          <tr>
            <td style="width: 35.9%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">(CUSIP 913017 CD9)</font></div>
            </td>
            <td colspan="1" style="width: 2%; vertical-align: top;">&#160;</td>
            <td style="width: 22.56%; vertical-align: top;">&#160;</td>
            <td colspan="1" style="width: 2%; vertical-align: top;">&#160;</td>
            <td style="width: 41.54%; vertical-align: top;">&#160;</td>
          </tr>
          <tr>
            <td style="width: 35.9%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">1.250% Notes due 2023</font></div>
            </td>
            <td colspan="1" style="width: 2%; vertical-align: top;">&#160;</td>
            <td style="width: 22.56%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">UTX 23</font></div>
            </td>
            <td colspan="1" style="width: 2%; vertical-align: top;">&#160;</td>
            <td style="width: 41.54%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">New York Stock Exchange</font></div>
            </td>
          </tr>
          <tr>
            <td style="width: 35.9%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">(CUSIP U91301 AD0)</font></div>
            </td>
            <td colspan="1" style="width: 2%; vertical-align: top;">&#160;</td>
            <td style="width: 22.56%; vertical-align: top;">&#160;</td>
            <td colspan="1" style="width: 2%; vertical-align: top;">&#160;</td>
            <td style="width: 41.54%; vertical-align: top;">&#160;</td>
          </tr>
          <tr>
            <td style="width: 35.9%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">1.150% Notes due 2024</font></div>
            </td>
            <td colspan="1" style="width: 2%; vertical-align: top;">&#160;</td>
            <td style="width: 22.56%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">UTX 24A</font></div>
            </td>
            <td colspan="1" style="width: 2%; vertical-align: top;">&#160;</td>
            <td style="width: 41.54%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">New York Stock Exchange</font></div>
            </td>
          </tr>
          <tr>
            <td style="width: 35.9%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">(CUSIP 913017 CU1)</font></div>
            </td>
            <td colspan="1" style="width: 2%; vertical-align: top;">&#160;</td>
            <td style="width: 22.56%; vertical-align: top;">&#160;</td>
            <td colspan="1" style="width: 2%; vertical-align: top;">&#160;</td>
            <td style="width: 41.54%; vertical-align: top;">&#160;</td>
          </tr>
          <tr>
            <td style="width: 35.9%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">1.875% Notes due 2026</font></div>
            </td>
            <td colspan="1" style="width: 2%; vertical-align: top;">&#160;</td>
            <td style="width: 22.56%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">UTX 26</font></div>
            </td>
            <td colspan="1" style="width: 2%; vertical-align: top;">&#160;</td>
            <td style="width: 41.54%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">New York Stock Exchange</font></div>
            </td>
          </tr>
          <tr>
            <td style="width: 35.9%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">(CUSIP 913017 CE7)</font></div>
            </td>
            <td colspan="1" style="width: 2%; vertical-align: top;">&#160;</td>
            <td style="width: 22.56%; vertical-align: top;">&#160;</td>
            <td colspan="1" style="width: 2%; vertical-align: top;">&#160;</td>
            <td style="width: 41.54%; vertical-align: top;">&#160;</td>
          </tr>
          <tr>
            <td style="width: 35.9%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">2.150% Notes due 2030</font></div>
            </td>
            <td colspan="1" style="width: 2%; vertical-align: top;">&#160;</td>
            <td style="width: 22.56%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">UTX 30</font></div>
            </td>
            <td colspan="1" style="width: 2%; vertical-align: top;">&#160;</td>
            <td style="width: 41.54%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">New York Stock Exchange</font></div>
            </td>
          </tr>
          <tr>
            <td style="width: 35.9%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">(CUSIP 913017 CV9)</font></div>
            </td>
            <td colspan="1" style="width: 2%; vertical-align: top;">&#160;</td>
            <td style="width: 22.56%; vertical-align: top;">&#160;</td>
            <td colspan="1" style="width: 2%; vertical-align: top;">&#160;</td>
            <td style="width: 41.54%; vertical-align: top;">&#160;</td>
          </tr>
          <tr>
            <td style="width: 35.9%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">Floating Rate Notes due 2019</font></div>
            </td>
            <td colspan="1" style="width: 2%; vertical-align: top;">&#160;</td>
            <td style="width: 22.56%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">UTX 19C</font></div>
            </td>
            <td colspan="1" style="width: 2%; vertical-align: top;">&#160;</td>
            <td style="width: 41.54%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">New York Stock Exchange</font></div>
            </td>
          </tr>
          <tr>
            <td style="width: 35.9%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">(CUSIP 913017 CS6)</font></div>
            </td>
            <td colspan="1" style="width: 2%; vertical-align: top;">&#160;</td>
            <td style="width: 22.56%; vertical-align: top;">&#160;</td>
            <td colspan="1" style="width: 2%; vertical-align: top;">&#160;</td>
            <td style="width: 41.54%; vertical-align: top;">&#160;</td>
          </tr>
          <tr>
            <td style="width: 35.9%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">Floating Rate Notes due 2020</font></div>
            </td>
            <td colspan="1" style="width: 2%; vertical-align: top;">&#160;</td>
            <td style="width: 22.56%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">UTX 20B</font></div>
            </td>
            <td colspan="1" style="width: 2%; vertical-align: top;">&#160;</td>
            <td style="width: 41.54%; vertical-align: top;">
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">New York Stock Exchange</font></div>
            </td>
          </tr>
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              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">(CUSIP 913017 CT4)</font></div>
            </td>
            <td colspan="1" style="width: 2%; vertical-align: top;">&#160;</td>
            <td style="width: 22.56%; vertical-align: top;">&#160;</td>
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            <td style="width: 41.54%; vertical-align: top;">&#160;</td>
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      </table>
      <div><br>
      </div>
      <div style="text-align: left; text-indent: 36pt;"><font style="font-size: 10pt; font-family: 'Times New Roman';">Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933
          (&#167;230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (&#167;240.12b-2 of this chapter).</font></div>
      <div><br>
      </div>
      <div style="text-align: left; text-indent: 36pt;"><font style="font-size: 10pt; font-family: 'Times New Roman';">Emerging growth company&#160; &#9744;</font></div>
      <div><br>
      </div>
      <div style="text-align: left; text-indent: 36pt;"><font style="font-size: 10pt; font-family: 'Times New Roman';">If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
          complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.&#160; &#9744;</font></div>
      <div>
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                <div style="text-align: left; font-family: 'Times New Roman'; font-size: 10pt; font-weight: bold;">Item 5.02.</div>
              </td>
              <td style="vertical-align: top;">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain&#160; Officers; Compensatory Arrangements
                    of Certain Officers.</font></div>
              </td>
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        </table>
        <div><br>
        </div>
        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-style: italic;">Merger Severance Plan</font></div>
        <div><br>
        </div>
        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman';">In connection with</font> the entry of United Technologies Corporation (the &#8220;<font style="font-size: 10pt; font-family: 'Times New Roman';"><u>Company</u></font>&#8221;
          or &#8220;<font style="font-size: 10pt; font-family: 'Times New Roman';"><u>United Technologies</u></font>&#8221;) into an Agreement and Plan of Merger (the &#8220;<font style="font-size: 10pt; font-family: 'Times New Roman';"><u>Merger Agreement</u></font>&#8221;),
          dated as of June 9, 2019, by and among the Company, Light Merger Sub Corp. (&#8220;<font style="font-size: 10pt; font-family: 'Times New Roman';"><u>Merger Sub</u></font>&#8221;) and Raytheon Company (&#8220;<font style="font-size: 10pt; font-family: 'Times New
            Roman';"><u>Raytheon</u></font>&#8221;), pursuant to which Merger Sub will merge with and into Raytheon (the &#8220;<font style="font-size: 10pt; font-family: 'Times New Roman';"><u>Merger</u></font>&#8221;),<font style="font-size: 10pt; font-family: 'Times New
            Roman';"> the Company adopted the United Technologies Corporation Merger Severance Plan for Corporate Office Executives and Other Key Employees (the &#8220;<font style="font-size: 10pt; font-family: 'Times New Roman';"><u>Severance Plan</u></font>&#8221;)
            to become effective upon, and subject to, the closing (the &#8220;<u>Closing</u>&#8221;) of the Merger, and which would automatically terminate and have no effect in the event the Merger Agreement is terminated.&#160; The eligible participants under the
            Severance Plan include the named executive officers of the Company, other than</font> Gregory J. Hayes, Chief Executive Officer<font style="font-size: 10pt; font-family: 'Times New Roman';">.&#160; Pursuant to the Severance Plan, an eligible
            participant who is terminated without cause (as defined in the Severance Plan) or resigns for good reason (as defined in the Severance Plan) on, or within the two years following, the Closing, will be entitled to receive (subject to the
            participant&#8217;s execution of a release of claims in favor of the Company and agreement to a one-year post-termination noncompetition covenant and a two-year post-termination nonsolicitation covenant):&#160; (1) a lump sum cash severance payment equal
            to a multiple (which is equal to two, for each</font> participating<font style="font-size: 10pt; font-family: 'Times New Roman';"> named executive officer) times the sum of (a) the participant&#8217;s annual base salary and (b) the participant&#8217;s
            target annual bonus, (2) a prorated target annual bonus for the year of termination, (3) full vesting of outstanding equity awards (based on the actual level of achievement of the applicable performance goals, if any), and (4) up to 12 months
            of healthcare benefit coverage continuation at no premium cost to the participant.</font></div>
        <div><br>
        </div>
        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman';">The Company will file the Severance Plan with its next periodic report.</font></div>
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        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">Cautionary Statement</font></div>
        <div><br>
        </div>
        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman';">This report contains statements which, to the extent they are not statements of historical or present fact, constitute &#8220;forward-looking statements&#8221; under
            the securities laws. From time to time, oral or written forward-looking statements may also be included in other information released to the public. These forward-looking statements are intended to provide Raytheon&#8217;s and United Technologies&#8217;
            respective management&#8217;s current expectations or plans for our future operating and financial performance, based on assumptions currently believed to be valid. Forward-looking statements can be identified by the use of words such as &#8220;believe,&#8221;
            &#8220;expect,&#8221; &#8220;expectations,&#8221; &#8220;plans,&#8221; &#8220;strategy,&#8221; &#8220;prospects,&#8221; &#8220;estimate,&#8221; &#8220;project,&#8221; &#8220;target,&#8221; &#8220;anticipate,&#8221; &#8220;will,&#8221; &#8220;should,&#8221; &#8220;see,&#8221; &#8220;guidance,&#8221; &#8220;outlook,&#8221; &#8220;confident,&#8221; &#8220;on track&#8221; and other words of similar meaning. Forward-looking statements
            may include, among other things, statements relating to future sales, earnings, cash flow, results of operations, uses of cash, share repurchases, tax rates, R&amp;D spend, other measures of financial performance, potential future plans,
            strategies or transactions, credit ratings and net indebtedness, other anticipated benefits of the proposed Merger or the spin-offs by United Technologies of Otis and Carrier into separate independent companies (the &#8220;separation transactions&#8221;),
            including estimated synergies and customer cost savings resulting from the proposed Merger, the expected timing of completion of the proposed Merger and the separation transactions, estimated costs associated with such transactions and other
            statements that are not historical facts. All forward-looking statements involve risks, uncertainties and other factors that may cause actual results to differ materially from those expressed or implied in the forward-looking statements. For
            those statements, we claim the protection of the safe harbor for forward-looking statements contained in the U.S. Private Securities Litigation Reform Act of 1995. Such risks, uncertainties and other factors include, without limitation: (1)&#160;the
            effect of economic conditions in the industries and markets in which United Technologies and Raytheon operate in the U.S. and globally and any changes therein, including financial market conditions, fluctuations in commodity prices, interest
            rates and foreign currency exchange rates, levels of end market demand in construction and in both the commercial and defense segments of the aerospace industry, levels of air travel, financial condition of commercial airlines, the impact of
            weather conditions and natural disasters, the financial condition of our customers and suppliers, and the risks associated with U.S. government sales (including changes or shifts in defense spending due to budgetary constraints, spending cuts
            resulting from sequestration, a government shutdown, or otherwise, and uncertain funding of programs); (2)&#160;challenges in the development, production, delivery, support, performance and realization of the anticipated benefits (including our
            expected returns under customer contracts) of advanced technologies and new products and services; (3)&#160;the scope, nature, impact or timing of the proposed Merger and the separation transactions and other merger, acquisition and divestiture
            activity, including among other things the integration of or with other businesses and realization of synergies and opportunities for growth and innovation and incurrence of related costs and expenses; (4)&#160;future levels of indebtedness,
            including indebtedness that may be incurred in connection with the proposed Merger and the separation transactions, and capital spending and research and development spending; (5)&#160;future availability of credit and factors that may affect such
            availability, including credit market conditions and our capital structure; (6)&#160;the timing and scope of future repurchases by the companies of their respective common stock, which may be suspended at any time due to various factors, including
            market conditions and the level of other investing activities and uses of cash, including in connection with the proposed Merger; (7)&#160;delays and disruption in delivery of materials and services from suppliers; (8)&#160;company and customer-directed
            cost reduction efforts and restructuring costs and savings and other consequences thereof (including the potential termination of U.S. government contracts and performance under undefinitized contract awards and the potential inability to
            recover termination costs); (9)&#160;new business and investment opportunities; (10)&#160;the ability to realize the intended benefits of organizational changes; (11)&#160;the anticipated benefits of diversification and balance of operations across product
            lines, regions and industries; (12)&#160;the outcome of legal proceedings, investigations and other contingencies; (13)&#160;pension plan assumptions and future contributions; (14)&#160;the impact of the negotiation of collective bargaining agreements and
            labor disputes; (15)&#160;the effect of changes in political conditions in the U.S. and other countries in which United Technologies, Raytheon and the businesses of each operate, including the effect of changes in U.S. trade policies or the U.K.&#8217;s
            pending withdrawal from the European Union, on general market conditions, global trade policies and currency exchange rates in the near term and beyond; (16)&#160;the effect of changes in tax (including U.S. tax reform enacted on December 22, 2017,
            which is commonly referred to as the Tax Cuts and Jobs Act of 2017), environmental, regulatory and other laws and regulations (including, among other things, export and import requirements such as the International Traffic in Arms Regulations
            and the Export Administration Regulations, anti-bribery and anti-corruption requirements, including the Foreign Corrupt Practices Act, industrial cooperation agreement obligations, and procurement and other regulations) in the U.S. and other
            countries in which United Technologies, Raytheon and the businesses of each operate; (17)&#160;negative effects of the announcement or pendency of the proposed Merger or the separation transactions on the market price of United Technologies&#8217; and/or
            Raytheon&#8217;s respective common stock and/or on their respective financial performance; (18)&#160;the ability of the parties to receive the required regulatory approvals for the proposed Merger (and the risk that such approvals may result in the
            imposition of conditions that could adversely affect the combined company or the expected benefits of the transaction) and approvals of United Technologies&#8217; shareowners and Raytheon&#8217;s shareholders and to satisfy the other conditions to the
            closing of the Merger on a timely basis or at all; (19)&#160;the occurrence of events that may give rise to a right of one or both of the parties to terminate the Merger Agreement; (20)&#160;risks relating to the value of the United Technologies&#8217; shares
            to be issued in the proposed Merger, significant transaction costs and/or unknown liabilities; (21)&#160;the possibility that the anticipated benefits from the proposed Merger cannot be realized in full or at all or may take longer to realize than
            expected, including risks associated with third party contracts containing consent and/or other provisions that may be triggered by the proposed transaction; (22)&#160;risks associated with transaction-related litigation; (23)&#160;the possibility that
            costs or difficulties related to the integration of United Technologies&#8217; and Raytheon&#8217;s operations will be greater than expected; (24)&#160;risks relating to completed merger, acquisition and divestiture activity, including United Technologies&#8217;
            integration of Rockwell Collins, including the risk that the integration may be more difficult, time-consuming or costly than expected or may not result in the achievement of estimated synergies within the contemplated time frame or at all;
            (25)&#160;the ability of each of Raytheon, United Technologies, the companies resulting from the separation transactions and the combined company to retain and hire key personnel; (26)&#160;the expected benefits and timing of the separation transactions,
            and the risk that conditions to the separation transactions will not be satisfied and/or that the separation transactions will not be completed within the expected time frame, on the expected terms or at all; (27)&#160;the intended qualification of
            (i)&#160;the Merger as a tax-free reorganization and (ii)&#160;the separation transactions as tax-free to United Technologies and United Technologies&#8217; shareowners, in each case, for U.S. federal income tax purposes; (28)&#160;the possibility that any
            opinions, consents, approvals or rulings required in connection with the separation transactions will not be received or obtained within the expected time frame, on the expected terms or at all; (29)&#160;expected financing transactions undertaken
            in connection with the proposed Merger and the separation transactions and risks associated with additional indebtedness; (30)&#160;the risk that dissynergy costs, costs of restructuring transactions and other costs incurred in connection with the
            separation transactions will exceed United Technologies&#8217; estimates; and (31)&#160;the impact of the proposed Merger and the separation transactions on the respective businesses of Raytheon and United Technologies and the risk that the separation
            transactions may be more difficult, time-consuming or costly than expected, including the impact on United Technologies&#8217; resources, systems, procedures and controls, diversion of its management&#8217;s attention and the impact on relationships with
            customers, suppliers, employees and other business counterparties. There can be no assurance that the proposed Merger, the separation transactions or any other transaction described above will in fact be consummated in the manner described or
            at all. For additional information on identifying factors that may cause actual results to vary materially from those stated in forward-looking statements, see the reports of United Technologies and Raytheon on Forms 10-K, 10-Q and 8-K filed
            with or furnished to the Securities and Exchange Commission (the &#8220;SEC&#8221;) from time to time. Any forward-looking statement speaks only as of the date on which it is made, and United Technologies and Raytheon assume no obligation to update or
            revise such statement, whether as a result of new information, future events or otherwise, except as required by applicable law.</font></div>
        <div><br>
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        </div>
        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">Additional Information</font></div>
        <div><br>
        </div>
        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman';">In connection with the proposed Merger, United Technologies will file a registration statement on Form S-4, which will include a document that serves as a
            prospectus of United Technologies and a joint proxy statement of United Technologies and Raytheon (the &#8220;joint proxy statement/prospectus&#8221;), and each party will file other documents regarding the proposed Merger with the SEC. In addition, in
            connection with the separation transactions, subsidiaries of United Technologies will file registration statements on Form 10 or S-1. INVESTORS AND SECURITY HOLDERS ARE URGED TO READ THE JOINT PROXY STATEMENT/PROSPECTUS AND OTHER RELEVANT
            DOCUMENTS FILED WITH THE SEC WHEN THEY BECOME AVAILABLE, BECAUSE THEY WILL CONTAIN IMPORTANT INFORMATION. A definitive joint proxy statement/prospectus will be sent to United Technologies&#8217; shareowners and Raytheon&#8217;s shareholders. Investors and
            security holders will be able to obtain the registration statements and the joint proxy statement/prospectus free of charge from the SEC&#8217;s website or from United Technologies or Raytheon. The documents filed by United Technologies with the SEC
            may be obtained free of charge at United Technologies&#8217; website at www.utc.com or at the SEC&#8217;s website at www.sec.gov. These documents may also be obtained free of charge from United Technologies by requesting them by mail at UTC Corporate
            Secretary, 10 Farm Springs Road, Farmington, CT, 06032, by telephone at 1-860-728-7870 or by email at corpsec@corphq.utc.com. The documents filed by Raytheon with the SEC may be obtained free of charge at Raytheon&#8217;s website at www.raytheon.com
            or at the SEC&#8217;s website at www.sec.gov. These documents may also be obtained free of charge from Raytheon by requesting them by mail at Raytheon Company, Investor Relations, 870 Winter Street, Waltham, MA, 02541, by telephone at 1-781-522-5123
            or by email at invest@raytheon.com.</font></div>
        <div><br>
        </div>
        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">Participants in the Solicitation</font></div>
        <div><br>
        </div>
        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman';">United Technologies and Raytheon and their respective directors and executive officers and other members of management and employees may be deemed to be
            participants in the solicitation of proxies in respect of the proposed Merger. Information about United Technologies&#8217; directors and executive officers is available in United Technologies&#8217; proxy statement dated March 18, 2019, for its 2019
            Annual Meeting of Shareowners. Information about Raytheon&#8217;s directors and executive officers is available in Raytheon&#8217;s proxy statement dated April 16, 2019, for its 2019 Annual Meeting of Shareholders. Other information regarding the
            participants in the proxy solicitation and a description of their direct and indirect interests, by security holdings or otherwise, will be contained in the joint proxy statement/prospectus and other relevant materials to be filed with the SEC
            regarding the transaction when they become available. Investors should read the joint proxy statement/prospectus carefully when it becomes available before making any voting or investment decisions. You may obtain free copies of these documents
            from United Technologies or Raytheon as indicated above.</font></div>
        <div><br>
        </div>
        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">No Offer or Solicitation</font></div>
        <div><br>
        </div>
        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman';">This report shall not constitute an offer to sell or the solicitation of an offer to buy any securities, nor shall there be any sale of securities in any
            jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such jurisdiction. No offering of securities shall be made except by means of a prospectus meeting
            the requirements of Section 10 of the U.S. Securities Act of 1933, as amended.</font></div>
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        <div style="text-align: center;"><font style="font-size: 10pt; font-family: &quot;Times New Roman&quot;; font-weight: bold;">SIGNATURES</font> </div>
        <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;"> <br>
          </font></div>
        <div style="text-align: left; text-indent: 36pt;"><font style="font-size: 10pt; font-family: 'Times New Roman';">Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its
            behalf by the undersigned hereunto duly authorized.</font></div>
        <div><br>
        </div>
        <table style="font-family: 'Times New Roman'; font-size: 10pt; width: 100%; border-collapse: collapse;" id="z2b6c9f807dba4f61971d25a27be1d66c" border="0" cellpadding="0" cellspacing="0">

            <tr>
              <td style="width: 50%; vertical-align: top;">&#160;</td>
              <td colspan="2" rowspan="1" style="vertical-align: top;">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman'; font-weight: bold;">UNITED TECHNOLOGIES CORPORATION<font style="font-size: 10pt; font-family: 'Times New Roman';"><br>
                    </font>(Registrant)</font></div>
              </td>
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            <tr>
              <td style="width: 50%; vertical-align: top;">&#160;</td>
              <td style="width: 4%; vertical-align: top;">&#160;</td>
              <td style="width: 46%; vertical-align: top;">&#160;</td>
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              <td style="width: 50%; vertical-align: top; padding-bottom: 2px;">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman';">Date: June <font style="font-size: 10pt; font-family: 'Times New Roman';">12</font>, 2019</font></div>
              </td>
              <td style="width: 4%; vertical-align: top; padding-bottom: 2px;">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman';">By:</font></div>
              </td>
              <td style="width: 46%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman';">/s/ Peter J. Graber-Lipperman</font></div>
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              <td style="width: 4%; vertical-align: top;">&#160;</td>
              <td style="width: 46%; vertical-align: top;">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman';">Peter J. Graber-Lipperman</font></div>
              </td>
            </tr>
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              <td style="width: 50%; vertical-align: top;">&#160;</td>
              <td style="width: 4%; vertical-align: top;">&#160;</td>
              <td style="width: 46%; vertical-align: top;">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman';">Corporate Vice President, Secretary and Associate General Counsel</font></div>
              </td>
            </tr>

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