<SEC-DOCUMENT>0001950047-23-004859.txt : 20231109
<SEC-HEADER>0001950047-23-004859.hdr.sgml : 20231109
<ACCEPTANCE-DATETIME>20231109172854
ACCESSION NUMBER:		0001950047-23-004859
CONFORMED SUBMISSION TYPE:	144
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20231109
DATE AS OF CHANGE:		20231109

SUBJECT COMPANY:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			CAPITAL ONE FINANCIAL CORP
		CENTRAL INDEX KEY:			0000927628
		STANDARD INDUSTRIAL CLASSIFICATION:	NATIONAL COMMERCIAL BANKS [6021]
		IRS NUMBER:				541719854
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		144
		SEC ACT:		1933 Act
		SEC FILE NUMBER:	001-13300
		FILM NUMBER:		231393935

	BUSINESS ADDRESS:	
		STREET 1:		1680 CAPITAL ONE DRIVE
		STREET 2:		SUITE 1400
		CITY:			MCLEAN
		STATE:			VA
		ZIP:			22102
		BUSINESS PHONE:		7037201000

	MAIL ADDRESS:	
		STREET 1:		1680 CAPITAL ONE DRIVE
		STREET 2:		SUITE 1400
		CITY:			MCLEAN
		STATE:			VA
		ZIP:			22102

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	OAKSTONE FINANCIAL CORP
		DATE OF NAME CHANGE:	19940728

REPORTING-OWNER:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			FAIRBANK RICHARD D
		CENTRAL INDEX KEY:			0001238032

	FILING VALUES:
		FORM TYPE:		144

	MAIL ADDRESS:	
		STREET 1:		1680 CAPITAL ONE DRIVE
		CITY:			MCLEAN
		STATE:			VA
		ZIP:			22102
</SEC-HEADER>
<DOCUMENT>
<TYPE>144
<SEQUENCE>1
<FILENAME>primary_doc.xml
<TEXT>
<XML>
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    <headerData>
        <submissionType>144</submissionType>
        <filerInfo>
            <filer>
                <filerCredentials>
                    <cik>0001238032</cik>
                    <ccc>XXXXXXXX</ccc>
                </filerCredentials>
            </filer>
            <liveTestFlag>LIVE</liveTestFlag>



        </filerInfo>
    </headerData>
    <formData>
        <issuerInfo>
            <issuerCik>0000927628</issuerCik>
            <issuerName>CAPITAL ONE FINANCIAL CORPORATION</issuerName>
            <secFileNumber>001-13300</secFileNumber>
            <issuerAddress>
                <ns2:street1>1680 Capital One Drive</ns2:street1>
                <ns2:city>McLean</ns2:city>
                <ns2:stateOrCountry>VA</ns2:stateOrCountry>
                <ns2:zipCode>22102</ns2:zipCode>
            </issuerAddress>
            <issuerContactPhone>(703) 720-1000</issuerContactPhone>
            <nameOfPersonForWhoseAccountTheSecuritiesAreToBeSold>RICHARD D FAIRBANK</nameOfPersonForWhoseAccountTheSecuritiesAreToBeSold>
            <relationshipsToIssuer>
                <relationshipToIssuer>Officer</relationshipToIssuer>
                <relationshipToIssuer>Director</relationshipToIssuer>
            </relationshipsToIssuer>
        </issuerInfo>
        <securitiesInformation>
            <securitiesClassTitle>Common</securitiesClassTitle>
            <brokerOrMarketmakerDetails>
                <name>Morgan Stanley Smith Barney LLC Executive Financial Services</name>
                <address>
                    <ns2:street1>1 New York Plaza</ns2:street1>
                    <ns2:street2>38th Floor</ns2:street2>
                    <ns2:city>New York</ns2:city>
                    <ns2:stateOrCountry>NY</ns2:stateOrCountry>
                    <ns2:zipCode>10004</ns2:zipCode>
                </address>
            </brokerOrMarketmakerDetails>
            <noOfUnitsSold>3890</noOfUnitsSold>
            <aggregateMarketValue>411406.40</aggregateMarketValue>
            <noOfUnitsOutstanding>380846771</noOfUnitsOutstanding>
            <approxSaleDate>11/09/2023</approxSaleDate>
            <securitiesExchangeName>NYSE</securitiesExchangeName>
        </securitiesInformation>
        <securitiesToBeSold>
            <securitiesClassTitle>Common</securitiesClassTitle>
            <acquiredDate>11/09/2023</acquiredDate>
            <natureOfAcquisitionTransaction>Stock Option Exercise</natureOfAcquisitionTransaction>
            <nameOfPersonfromWhomAcquired>Issuer</nameOfPersonfromWhomAcquired>
            <isGiftTransaction>N</isGiftTransaction>
            <amountOfSecuritiesAcquired>3890</amountOfSecuritiesAcquired>
            <paymentDate>11/09/2023</paymentDate>
            <natureOfPayment>Cash</natureOfPayment>
        </securitiesToBeSold>
        <nothingToReportFlagOnSecuritiesSoldInPast3Months>N</nothingToReportFlagOnSecuritiesSoldInPast3Months>
        <securitiesSoldInPast3Months>
            <sellerDetails>
                <name>RICHARD D FAIRBANK</name>
                <address>
                    <ns2:street1>1680 Capital One Drive</ns2:street1>
                    <ns2:city>McLean</ns2:city>
                    <ns2:stateOrCountry>VA</ns2:stateOrCountry>
                    <ns2:zipCode>22102</ns2:zipCode>
                </address>
            </sellerDetails>
            <securitiesClassTitle>Common</securitiesClassTitle>
            <saleDate>11/08/2023</saleDate>
            <amountOfSecuritiesSold>3891</amountOfSecuritiesSold>
            <grossProceeds>408555.00</grossProceeds>
        </securitiesSoldInPast3Months>
        <securitiesSoldInPast3Months>
            <sellerDetails>
                <name>RICHARD D FAIRBANK</name>
                <address>
                    <ns2:street1>1680 Capital One Drive</ns2:street1>
                    <ns2:city>McLean</ns2:city>
                    <ns2:stateOrCountry>VA</ns2:stateOrCountry>
                    <ns2:zipCode>22102</ns2:zipCode>
                </address>
            </sellerDetails>
            <securitiesClassTitle>Common</securitiesClassTitle>
            <saleDate>11/07/2023</saleDate>
            <amountOfSecuritiesSold>3891</amountOfSecuritiesSold>
            <grossProceeds>407932.44</grossProceeds>
        </securitiesSoldInPast3Months>
        <securitiesSoldInPast3Months>
            <sellerDetails>
                <name>RICHARD D FAIRBANK</name>
                <address>
                    <ns2:street1>1680 Capital One Drive</ns2:street1>
                    <ns2:city>McLean</ns2:city>
                    <ns2:stateOrCountry>VA</ns2:stateOrCountry>
                    <ns2:zipCode>22102</ns2:zipCode>
                </address>
            </sellerDetails>
            <securitiesClassTitle>Common</securitiesClassTitle>
            <saleDate>11/06/2023</saleDate>
            <amountOfSecuritiesSold>3891</amountOfSecuritiesSold>
            <grossProceeds>412835.10</grossProceeds>
        </securitiesSoldInPast3Months>
        <securitiesSoldInPast3Months>
            <sellerDetails>
                <name>RICHARD D FAIRBANK</name>
                <address>
                    <ns2:street1>1680 Capital One Drive</ns2:street1>
                    <ns2:city>McLean</ns2:city>
                    <ns2:stateOrCountry>VA</ns2:stateOrCountry>
                    <ns2:zipCode>22102</ns2:zipCode>
                </address>
            </sellerDetails>
            <securitiesClassTitle>Common</securitiesClassTitle>
            <saleDate>11/03/2023</saleDate>
            <amountOfSecuritiesSold>3891</amountOfSecuritiesSold>
            <grossProceeds>411940.17</grossProceeds>
        </securitiesSoldInPast3Months>
        <securitiesSoldInPast3Months>
            <sellerDetails>
                <name>RICHARD D FAIRBANK</name>
                <address>
                    <ns2:street1>1680 Capital One Drive</ns2:street1>
                    <ns2:city>McLean</ns2:city>
                    <ns2:stateOrCountry>VA</ns2:stateOrCountry>
                    <ns2:zipCode>22102</ns2:zipCode>
                </address>
            </sellerDetails>
            <securitiesClassTitle>Common</securitiesClassTitle>
            <saleDate>11/02/2023</saleDate>
            <amountOfSecuritiesSold>3891</amountOfSecuritiesSold>
            <grossProceeds>396882.00</grossProceeds>
        </securitiesSoldInPast3Months>
        <securitiesSoldInPast3Months>
            <sellerDetails>
                <name>RICHARD D FAIRBANK</name>
                <address>
                    <ns2:street1>1680 Capital One Drive</ns2:street1>
                    <ns2:city>McLean</ns2:city>
                    <ns2:stateOrCountry>VA</ns2:stateOrCountry>
                    <ns2:zipCode>22102</ns2:zipCode>
                </address>
            </sellerDetails>
            <securitiesClassTitle>Common</securitiesClassTitle>
            <saleDate>11/01/2023</saleDate>
            <amountOfSecuritiesSold>3891</amountOfSecuritiesSold>
            <grossProceeds>395520.15</grossProceeds>
        </securitiesSoldInPast3Months>
        <securitiesSoldInPast3Months>
            <sellerDetails>
                <name>RICHARD D FAIRBANK</name>
                <address>
                    <ns2:street1>1680 Capital One Drive</ns2:street1>
                    <ns2:city>McLean</ns2:city>
                    <ns2:stateOrCountry>VA</ns2:stateOrCountry>
                    <ns2:zipCode>22102</ns2:zipCode>
                </address>
            </sellerDetails>
            <securitiesClassTitle>Common</securitiesClassTitle>
            <saleDate>10/31/2023</saleDate>
            <amountOfSecuritiesSold>3891</amountOfSecuritiesSold>
            <grossProceeds>392524.08</grossProceeds>
        </securitiesSoldInPast3Months>
        <securitiesSoldInPast3Months>
            <sellerDetails>
                <name>RICHARD D FAIRBANK</name>
                <address>
                    <ns2:street1>1680 Capital One Drive</ns2:street1>
                    <ns2:city>McLean</ns2:city>
                    <ns2:stateOrCountry>VA</ns2:stateOrCountry>
                    <ns2:zipCode>22102</ns2:zipCode>
                </address>
            </sellerDetails>
            <securitiesClassTitle>Common</securitiesClassTitle>
            <saleDate>10/30/2023</saleDate>
            <amountOfSecuritiesSold>3891</amountOfSecuritiesSold>
            <grossProceeds>383730.42</grossProceeds>
        </securitiesSoldInPast3Months>
        <securitiesSoldInPast3Months>
            <sellerDetails>
                <name>RICHARD D FAIRBANK</name>
                <address>
                    <ns2:street1>1680 Capital One Drive</ns2:street1>
                    <ns2:city>McLean</ns2:city>
                    <ns2:stateOrCountry>VA</ns2:stateOrCountry>
                    <ns2:zipCode>22102</ns2:zipCode>
                </address>
            </sellerDetails>
            <securitiesClassTitle>Common</securitiesClassTitle>
            <saleDate>08/14/2023</saleDate>
            <amountOfSecuritiesSold>3891</amountOfSecuritiesSold>
            <grossProceeds>425986.68</grossProceeds>
        </securitiesSoldInPast3Months>
        <securitiesSoldInPast3Months>
            <sellerDetails>
                <name>RICHARD D FAIRBANK</name>
                <address>
                    <ns2:street1>1680 Capital One Drive</ns2:street1>
                    <ns2:city>McLean</ns2:city>
                    <ns2:stateOrCountry>VA</ns2:stateOrCountry>
                    <ns2:zipCode>22102</ns2:zipCode>
                </address>
            </sellerDetails>
            <securitiesClassTitle>Common</securitiesClassTitle>
            <saleDate>08/11/2023</saleDate>
            <amountOfSecuritiesSold>3891</amountOfSecuritiesSold>
            <grossProceeds>428010.00</grossProceeds>
        </securitiesSoldInPast3Months>
        <securitiesSoldInPast3Months>
            <sellerDetails>
                <name>RICHARD D FAIRBANK</name>
                <address>
                    <ns2:street1>1680 Capital One Drive</ns2:street1>
                    <ns2:city>McLean</ns2:city>
                    <ns2:stateOrCountry>VA</ns2:stateOrCountry>
                    <ns2:zipCode>22102</ns2:zipCode>
                </address>
            </sellerDetails>
            <securitiesClassTitle>Common</securitiesClassTitle>
            <saleDate>08/10/2023</saleDate>
            <amountOfSecuritiesSold>3891</amountOfSecuritiesSold>
            <grossProceeds>438282.24</grossProceeds>
        </securitiesSoldInPast3Months>
        <noticeSignature>
            <noticeDate>11/09/2023</noticeDate>
            <planAdoptionDates>
                <planAdoptionDate>02/10/2023</planAdoptionDate>
            </planAdoptionDates>
            <signature>/s/ Richard D. Fairbank</signature>
        </noticeSignature>
    </formData>
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</SEC-DOCUMENT>
