<SEC-DOCUMENT>0000927628-24-000277.txt : 20240829
<SEC-HEADER>0000927628-24-000277.hdr.sgml : 20240829
<ACCEPTANCE-DATETIME>20240829160611
ACCESSION NUMBER:		0000927628-24-000277
CONFORMED SUBMISSION TYPE:	144
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20240829
DATE AS OF CHANGE:		20240829

SUBJECT COMPANY:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			CAPITAL ONE FINANCIAL CORP
		CENTRAL INDEX KEY:			0000927628
		STANDARD INDUSTRIAL CLASSIFICATION:	NATIONAL COMMERCIAL BANKS [6021]
		ORGANIZATION NAME:           	02 Finance
		IRS NUMBER:				541719854
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		144
		SEC ACT:		1933 Act
		SEC FILE NUMBER:	001-13300
		FILM NUMBER:		241263642

	BUSINESS ADDRESS:	
		STREET 1:		1680 CAPITAL ONE DRIVE
		STREET 2:		SUITE 1400
		CITY:			MCLEAN
		STATE:			VA
		ZIP:			22102
		BUSINESS PHONE:		7037201000

	MAIL ADDRESS:	
		STREET 1:		1680 CAPITAL ONE DRIVE
		STREET 2:		SUITE 1400
		CITY:			MCLEAN
		STATE:			VA
		ZIP:			22102

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	OAKSTONE FINANCIAL CORP
		DATE OF NAME CHANGE:	19940728

REPORTING-OWNER:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			FAIRBANK RICHARD D
		CENTRAL INDEX KEY:			0001238032
		ORGANIZATION NAME:           	

	FILING VALUES:
		FORM TYPE:		144

	MAIL ADDRESS:	
		STREET 1:		1680 CAPITAL ONE DRIVE
		CITY:			MCLEAN
		STATE:			VA
		ZIP:			22102
</SEC-HEADER>
<DOCUMENT>
<TYPE>144
<SEQUENCE>1
<FILENAME>primary_doc.xml
<TEXT>
<XML>
<?xml version="1.0" encoding="UTF-8"?><edgarSubmission xmlns="http://www.sec.gov/edgar/ownership" xmlns:com="http://www.sec.gov/edgar/common">
  <!-- Generated by Workiva -->
  <headerData>
    <submissionType>144</submissionType>
    <filerInfo>
      <filer>
        <filerCredentials>
          <cik>0001238032</cik>
          <ccc>XXXXXXXX</ccc>
        </filerCredentials>
      </filer>
      <liveTestFlag>LIVE</liveTestFlag>



    </filerInfo>
  </headerData>
  <formData>
    <issuerInfo>
      <issuerCik>0000927628</issuerCik>
      <issuerName>Capital One Financial Corporation</issuerName>
      <secFileNumber>001-13300</secFileNumber>
      <issuerAddress>
        <com:street1>1680 Capital One Drive</com:street1>
        <com:city>McLean</com:city>
        <com:stateOrCountry>VA</com:stateOrCountry>
        <com:zipCode>22102</com:zipCode>
      </issuerAddress>
      <issuerContactPhone>877-383-4802</issuerContactPhone>
      <nameOfPersonForWhoseAccountTheSecuritiesAreToBeSold>Richard D. Fairbank</nameOfPersonForWhoseAccountTheSecuritiesAreToBeSold>
      <relationshipsToIssuer>
        <relationshipToIssuer>Director and Officer</relationshipToIssuer>
      </relationshipsToIssuer>
    </issuerInfo>
    <securitiesInformation>
      <securitiesClassTitle>Common Stock</securitiesClassTitle>
      <brokerOrMarketmakerDetails>
        <name>BNY Mellon Securities Corporation</name>
        <address>
          <com:street1>133 Glenn Curtiss Boulevard</com:street1>
          <com:city>Uniondale</com:city>
          <com:stateOrCountry>NY</com:stateOrCountry>
          <com:zipCode>11556</com:zipCode>
        </address>
      </brokerOrMarketmakerDetails>
      <noOfUnitsSold>3015</noOfUnitsSold>
      <aggregateMarketValue>404225.57</aggregateMarketValue>
      <noOfUnitsOutstanding>381856146</noOfUnitsOutstanding>
      <approxSaleDate>08/08/2024</approxSaleDate>
      <securitiesExchangeName>NYSE</securitiesExchangeName>
    </securitiesInformation>
    <securitiesInformation>
      <securitiesClassTitle>Common Stock</securitiesClassTitle>
      <brokerOrMarketmakerDetails>
        <name>UBS Financial Services / The Finnerty Group</name>
        <address>
          <com:street1>1501 K Street NW, #1100</com:street1>
          <com:city>Washington</com:city>
          <com:stateOrCountry>DC</com:stateOrCountry>
          <com:zipCode>20005</com:zipCode>
        </address>
      </brokerOrMarketmakerDetails>
      <noOfUnitsSold>1058</noOfUnitsSold>
      <aggregateMarketValue>201488</aggregateMarketValue>
      <noOfUnitsOutstanding>381856146</noOfUnitsOutstanding>
      <approxSaleDate>08/14/2024</approxSaleDate>
      <securitiesExchangeName>NYSE</securitiesExchangeName>
    </securitiesInformation>
    <securitiesToBeSold>
      <securitiesClassTitle>Common Stock</securitiesClassTitle>
      <acquiredDate>02/17/2009</acquiredDate>
      <natureOfAcquisitionTransaction>Equity award issuances by Capital One Financial Corporation</natureOfAcquisitionTransaction>
      <isGiftTransaction>Y</isGiftTransaction>
      <donarAcquiredDate>05/03/2021</donarAcquiredDate>
      <amountOfSecuritiesAcquired>3015</amountOfSecuritiesAcquired>
      <natureOfPayment>Cashless exercise of vested options</natureOfPayment>
    </securitiesToBeSold>
    <securitiesToBeSold>
      <securitiesClassTitle>Common Stock</securitiesClassTitle>
      <acquiredDate>02/17/2009</acquiredDate>
      <natureOfAcquisitionTransaction>Equity award issuances by Capital One Financial Corporation</natureOfAcquisitionTransaction>
      <isGiftTransaction>Y</isGiftTransaction>
      <donarAcquiredDate>05/03/2021</donarAcquiredDate>
      <amountOfSecuritiesAcquired>1508</amountOfSecuritiesAcquired>
      <natureOfPayment>Cashless exercise of vested options</natureOfPayment>
    </securitiesToBeSold>
    <nothingToReportFlagOnSecuritiesSoldInPast3Months>N</nothingToReportFlagOnSecuritiesSoldInPast3Months>
    <securitiesSoldInPast3Months>
      <sellerDetails>
        <name>Stanford University</name>
        <address>
          <com:street1>450 Jane Stanford Way</com:street1>
          <com:city>Stanford</com:city>
          <com:stateOrCountry>CA</com:stateOrCountry>
          <com:zipCode>94305</com:zipCode>
        </address>
      </sellerDetails>
      <securitiesClassTitle>Common</securitiesClassTitle>
      <saleDate>08/08/2024</saleDate>
      <amountOfSecuritiesSold>3015</amountOfSecuritiesSold>
      <grossProceeds>404225.57</grossProceeds>
    </securitiesSoldInPast3Months>
    <securitiesSoldInPast3Months>
      <sellerDetails>
        <name>Georgetown University</name>
        <address>
          <com:street1>2115 Wisconsin Avenue NW, Suite 500</com:street1>
          <com:city>Washington</com:city>
          <com:stateOrCountry>DC</com:stateOrCountry>
          <com:zipCode>20007</com:zipCode>
        </address>
      </sellerDetails>
      <securitiesClassTitle>Common</securitiesClassTitle>
      <saleDate>08/14/2024</saleDate>
      <amountOfSecuritiesSold>1058</amountOfSecuritiesSold>
      <grossProceeds>201488</grossProceeds>
    </securitiesSoldInPast3Months>
    <remarks>Richard Fairbank, who had beneficial ownership under Section 13 of certain shares of common stock donated to, and held by the Fairbank Foundation, donated via the Fairbank Foundation, 3,015 shares to Stanford University, and 1,058 shares to Georgetown University on August 7, 2024,  which were subsequently sold by Stanford University and Georgetown University on the dates and quantities stated herein.</remarks>
    <noticeSignature>
      <noticeDate>08/29/2024</noticeDate>
      <signature>/s/ Jason Frank (PoA on file)</signature>
    </noticeSignature>
  </formData>
</edgarSubmission>
</XML>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
