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Collateralized Transactions (Tables)
 9 Months Ended
Sep. 30, 2016
Disclosure Collateralized Transactions [Abstract]  
Amounts Related To Collateralized Transactions



 

 

 

 

 

 

 

 

 

 

 

 



 

 

 

 

 

 

 

 

 

 

 

 



 

September 30, 2016

 

December 31, 2015



 

Permitted

 

Sold or

 

Permitted

 

Sold or



 

to Repledge

 

Repledged

 

to Repledge

 

Repledged



 

 

 

 

 

 

 

 

 

 

 

 



 

(in millions)

Securities lending transactions

 

$

 13,917 

 

$

 4,743 

 

$

 12,131 

 

$

 2,229 

Securities purchased under agreements to resell transactions (1)

 

 

 7,104 

 

 

 7,104 

 

 

 757 

 

 

 743 

Customer margin assets

 

 

 17,606 

 

 

 9,020 

 

 

 14,905 

 

 

 6,279 



 

$

 38,627 

 

$

 20,867 

 

$

 27,793 

 

$

 9,251 



(1)

As of September 30, 2016,  $7.0 billion or 98%  (as of December 31, 2015,  $0.6 billion or 76%) of securities acquired through agreements to resell that are shown as repledged have been deposited in a separate bank account for the exclusive benefit of customers in accordance with SEC Rule 15c3-3.
Financial Instruments Owned and Pledged as Collateral (table)



 

 

 

 

 

 



 

 

 

 

 

 



 

September 30,

 

December 31,



 

2016

 

2015



 

 

 

 

 

 



 

(in millions)

Stocks

 

$

 1,303 

 

$

 915 

U.S. and foreign government securities

 

 

 292 

 

 

 518 



 

$

 1,595 

 

$

 1,433