<SEC-DOCUMENT>0001381197-16-000082.txt : 20160803
<SEC-HEADER>0001381197-16-000082.hdr.sgml : 20160803
<ACCEPTANCE-DATETIME>20160802184324
ACCESSION NUMBER:		0001381197-16-000082
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20160728
ITEM INFORMATION:		Other Events
FILED AS OF DATE:		20160803
DATE AS OF CHANGE:		20160802

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Interactive Brokers Group, Inc.
		CENTRAL INDEX KEY:			0001381197
		STANDARD INDUSTRIAL CLASSIFICATION:	SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
		IRS NUMBER:				000000000
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-33440
		FILM NUMBER:		161801862

	BUSINESS ADDRESS:	
		STREET 1:		ONE PICKWICK PLAZA
		CITY:			GREENWICH
		STATE:			CT
		ZIP:			06830
		BUSINESS PHONE:		203-618-5800

	MAIL ADDRESS:	
		STREET 1:		ONE PICKWICK PLAZA
		CITY:			GREENWICH
		STATE:			CT
		ZIP:			06830
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>ibkr-20160728x8k.htm
<DESCRIPTION>8-K
<TEXT>
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			ibkr_8k-201600729
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			<font style="display: inline;font-size:20pt;">UNITED STATES</font>
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			<font style="display: inline;font-size:20pt;">SECURITIES AND EXCHANGE COMMISSION</font>
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			<font style="display: inline;font-size:20pt;">FORM 8-K</font>
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			<font style="display: inline;font-size:14pt;">CURRENT REPORT</font><br /><font style="display: inline;font-size:14pt;"></font><font style="display: inline;">Pursuant to Section 13 or 15(d) of the</font><br /><font style="display: inline;">Securities Exchange Act of 1934</font><br /><font style="display: inline;"></font>
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			<font style="display: inline;">Date of Report (Date of Earliest Event Reported):&nbsp; </font><font style="display: inline;font-weight:bold;">July </font><font style="display: inline;font-weight:bold;">28</font><font style="display: inline;font-weight:bold;">, &nbsp;</font><font style="display: inline;font-weight:bold;">2016</font>
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			<font style="display: inline;">INTERACTIVE BROKERS GROUP, INC.</font>
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			<font style="display: inline;">(Exact Name of Registrant as Specified in its Charter)</font>
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						<font style="display: inline;font-family:Times New Roman;font-weight:bold;">Delaware</font></p>
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						<font style="display: inline;font-family:Times New Roman;font-weight:bold;">001-33440</font></p>
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						<font style="display: inline;font-family:Times New Roman;font-weight:bold;">30-0390693</font></p>
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						<font style="display: inline;font-family:Times New Roman;">(State or Other Jurisdiction</font><br /><font style="display: inline;font-family:Times New Roman;">of Incorporation)</font></p>
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						<font style="display: inline;font-family:Times New Roman;">(I.R.S. Employer Identification Number)</font></p>
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						&nbsp;</p>
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						&nbsp;</p>
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			<font style="display: inline;">One Pickwick Plaza, Greenwich, CT 06830</font>
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			<font style="display: inline;">(Address of Principal Executive Offices) (Zip Code)</font>
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			<font style="display: inline;">(203) 618-5800</font>
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			<font style="display: inline;">(Registrant&#x2019;s Telephone Number, Including Area Code)</font>
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			<font style="display: inline;">Not Applicable</font>
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			<font style="display: inline;">(Former Name or Former Address, if Changed Since Last Report)</font>
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			<font style="display: inline;">Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:</font>
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						<font style="display: inline;font-size:11pt;">Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)</font></p>
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						<font style="display: inline;font-size:11pt;">Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)</font></p>
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						<font style="display: inline;font-size:11pt;">Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))</font></p>
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						<font style="display: inline;font-size:11pt;">Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))</font></p>
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			<font style="display: inline;font-weight:bold;font-size:11pt;">Item 8.01 Other Events.</font>
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			<font style="display: inline;font-family:Times New Roman;font-weight:bold;color:#000000;">Adoption of Rule 10b5-1 Trading Plans</font>
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			<font style="display: inline;font-family:Times New Roman;">IBG Holdings LLC (&#x201C;Holdings&#x201D;) has adopted trading plans effective July </font><font style="display: inline;font-family:Times New Roman;">28</font><font style="display: inline;font-family:Times New Roman;">, 2016. Holdings owns shares of Class A common stock of Interactive Brokers Group, Inc. (&#x201C;IBKR&#x201D; or the &#x201C;Company&#x201D;) for the benefit of certain of its members, who include Earl H. Nemser, Vice Chairman of the Company, Thomas A.J. Frank, Executive Vice President of the Company, and certain employees of the Company and its subsidiaries. Thomas Peterffy, the Company&#x2019;s chairman and chief executive officer, has voting control of Holdings, but has no economic interest in the shares to be sold under the plan</font><font style="display: inline;font-family:Times New Roman;">s</font><font style="display: inline;font-family:Times New Roman;">. The plan</font><font style="display: inline;font-family:Times New Roman;">s</font><font style="display: inline;font-family:Times New Roman;">&nbsp;</font><font style="display: inline;font-family:Times New Roman;">are</font><font style="display: inline;font-family:Times New Roman;">&nbsp;</font><font style="display: inline;font-family:Times New Roman;">designed to comply with guidelines specified under Rule 10b5-1 of the Exchange Act.</font>
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			<font style="display: inline;font-family:Times New Roman;">The trading plans were adopted in order to allow Holdings to sell the shares of IBKR stock received pursuant to the Company&#x2019;s purchase of IBG LLC shares from Holdings, as more fully described in the prospectus supplement filed with the Securities and Exchange Commission on July </font><font style="display: inline;font-family:Times New Roman;">28</font><font style="display: inline;font-family:Times New Roman;">, 2016. Under the terms of the trading plans, Holdings intends to sell 1,596,200 shares of Class A common stock over time at prevailing market prices. The transactions will occur until the earlier of the date on which all shares are sold, the plan</font><font style="display: inline;font-family:Times New Roman;">s</font><font style="display: inline;font-family:Times New Roman;">&nbsp;</font><font style="display: inline;font-family:Times New Roman;">are</font><font style="display: inline;font-family:Times New Roman;">&nbsp;</font><font style="display: inline;font-family:Times New Roman;">terminated in accordance with </font><font style="display: inline;font-family:Times New Roman;">their</font><font style="display: inline;font-family:Times New Roman;">&nbsp;</font><font style="display: inline;font-family:Times New Roman;">terms and Rule 10b5-1 of the Exchange Act or July 27, 2017 and will be disclosed publicly in accordance with applicable securities laws, rules and regulations through appropriate filings with the Securities and Exchange Commission, as applicable. Holdings and its members will have no control over the stock sales under the trading plan</font><font style="display: inline;font-family:Times New Roman;">s</font><font style="display: inline;font-family:Times New Roman;">.</font>
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		<p style="margin:0pt 0pt 12pt;text-align:center;font-family:Calibri;line-height:107.92%;font-size: 11pt">
			<font style="display: inline;">***</font>
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		</p>
		<p><font size="1"> </font></p><hr size="3" style="color:#999999" width="100%" align="center"></hr><p style="page-break-after:always">&nbsp;</p>
		<p style="margin:0pt 0pt 8pt;text-align:center;font-family:Calibri;line-height:107.92%;;font-size: 11pt"><font style="display: inline;"></font><font style="display: inline;font-family:Times New Roman;">SIGNATURE</font>
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		<p style="margin:0pt 0pt 12pt;line-height:100%;text-indent:36pt;font-family:Times New Roman;font-size: 11pt">
			<font style="display: inline;font-size:11pt;">Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</font>
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		<p style="margin:0pt 0pt 12pt;line-height:100%;font-family:Times New Roman;font-size: 11pt">
			<font style="display: inline;font-size:11pt;">Dated: </font><font style="display: inline;font-size:11pt;">August 2</font><font style="display: inline;font-size:11pt;">, &nbsp;</font><font style="display: inline;font-size:11pt;">2016</font>
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					<p style="margin:0pt;font-family:Calibri;line-height:107.92%;font-size: 11pt">
						<font style="display: inline;font-family:Times New Roman;">INTERACTIVE BROKERS GROUP, INC.</font></p>
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						<font style="display: inline;font-family:Times New Roman;">By:</font></p>
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						<font style="display: inline;font-family:Times New Roman;">/s/ Paul J. Brody</font></p>
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						<font style="display: inline;font-family:Times New Roman;">Name:</font></p>
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						<font style="display: inline;font-family:Times New Roman;">Paul J. Brody</font></p>
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						<font style="display: inline;font-family:Times New Roman;">Chief Financial Officer, Treasurer</font><br /><font style="display: inline;font-family:Times New Roman;">and Secretary</font></p>
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