Schedule I—Condensed Financial Information of Registrant (Parent Company Only) (Tables)

12 Months Ended

Dec. 31, 2016



INTERACTIVE BROKERS GROUP, INC.
(Parent Company Only)
CONDENSED STATEMENTS OF FINANCIAL CONDITION


	December 31,
(in millions, except share amounts)	2016		2015
Assets
Cash and cash equivalents	$	—	$	1
Investments in subsidiaries, equity basis		964		839
Other assets		297		317
Total assets	$	1,261	$	1,157
Liabilities and Equity
Liabilities:
Payable to affiliates	$	285	$	291
Accrued expenses and other liabilities		2		4
		287		295
Stockholders' equity:
Common stock, $0.01 par value per share:
Class A – Authorized - 1,000,000,000, Issued - 68,119,412 and 64,121,150 shares, Outstanding – 67,984,973 and 63,985,335 shares as of December 31, 2016 and 2015		1		1
Class B – Authorized, Issued and Outstanding – 100 shares as of December 31, 2016 and 2015		—		—
Additional paid-in capital		775		718
Retained earnings		203		144
Accumulated other comprehensive income, net of income taxes of $0 and $0 as of December 31, 2016 and 2015		(2)		2
Treasury stock, at cost, 134,439 and 135,815 shares as of December 31, 2016 and 2015		(3)		(3)
Total equity		974		862
Total liabilities and equity	$	1,261	$	1,157



INTERACTIVE BROKERS GROUP, INC.
(Parent Company Only)
CONDENSED STATEMENTS OF COMPREHENSIVE INCOME


	Year-Ended December 31,
(in millions)	2016		2015		2014
Loss before income from subsidiaries	$	(1)	$	—	$	—
Undistributed gains of subsidiaries, net		117		67		63
Income tax expense		32		18		18
Net income	$	84	$	49	$	45

Net income available for common stockholders	$	84	$	49	$	45
Cumulative translation adjustment, net of tax		(4)		(10)		(15)
Comprehensive income available for common stockholders	$	80	$	39	$	30



INTERACTIVE BROKERS GROUP, INC.
(Parent Company Only)
CONDENSED STATEMENTS OF CASH FLOWS


	Year-Ended December 31,
(in millions)	2016		2015		2014
Cash flows from operating activities
Net income	$	84	$	49	$	45
Adjustments to reconcile net income to net cash provided by operating activities
Undistributed gains of subsidiaries, net		(117)		(67)		(63)
Deferred income taxes		30		13		22
Changes in operating assets and liabilities		9		9		5
Net cash provided by operating activities		6		4		9
Cash flows provided by investing activities		42		40		45
Cash flows used in financing activities		(44)		(34)		(39)
Effect of exchange rate changes on cash and cash equivalents		(5)		(10)		(15)
Net increase in cash and cash equivalents		(1)		—		—
Cash and cash equivalents at beginning of period		1		1		1
Cash and cash equivalents at end of period	$	—	$	1	$	1
Supplemental disclosures of cash flow information
Cash paid for interest	$	—	$	—	$	—
Cash paid for taxes, net	$	(1)	$	—	$	6

Non-cash investing activities:
Non-cash distributions from subsidiaries	$	1	$	—	$	—