XML 62 R47.htm IDEA: XBRL DOCUMENT v3.8.0.1
Financial Assets And Financial Liabilities (Financial Assets and Liabilities Not Measured at Fair Value) (Details) - USD ($)
$ in Millions
Dec. 31, 2017
Dec. 31, 2016
Dec. 31, 2015
Dec. 31, 2014
Cash and cash equivalents $ 1,732 $ 1,925 $ 1,601 $ 1,269
Cash and securities segregated for regulatory purposes 20,232 24,017    
Securities borrowed 2,957 3,629    
Securities purchased under agreements to resell 2,035 111    
Receivables from customer 29,821 19,409    
Receivables from brokers, dealers and clearing organizations 823 1,040    
Interest receivable 116 57    
Other assets 292 448    
Short-term borrowings 15 74    
Securities loaned 4,444 4,293    
Securities sold under agreements to repurchase 1,316      
Payables to customers 47,548 41,731    
Payables to brokers, dealers and clearing organizations 283 239    
Interest payable 22 6    
at Fair Value        
Cash and cash equivalents 1,732 1,925    
Cash and securities segregated for regulatory purposes 15,713 16,619    
Securities borrowed 2,957 3,629    
Securities purchased under agreements to resell 2,035 111    
Receivables from customer 29,821 19,409    
Receivables from brokers, dealers and clearing organizations 823 1,040    
Interest receivable 116 57    
Other assets 6 32    
Total financial assets, not measured at fair value 53,203 42,822    
Short-term borrowings 15 74    
Securities loaned 4,444 4,293    
Securities sold under agreements to repurchase 1,316      
Payables to customers 47,548 41,731    
Payables to brokers, dealers and clearing organizations 283 239    
Interest payable 22 6    
Total financial liabilities, not measured at fair value 53,628 46,343    
Carrying Value        
Cash and cash equivalents 1,732 1,925    
Cash and securities segregated for regulatory purposes 15,713 16,619    
Securities borrowed 2,957 3,629    
Securities purchased under agreements to resell 2,035 111    
Receivables from customer 29,821 19,409    
Receivables from brokers, dealers and clearing organizations 823 1,040    
Interest receivable 116 57    
Other assets 6 28    
Total financial assets, not measured at fair value 53,203 42,818    
Short-term borrowings 15 74    
Securities loaned 4,444 4,293    
Securities sold under agreements to repurchase 1,316      
Payables to customers 47,548 41,731    
Payables to brokers, dealers and clearing organizations 283 239    
Interest payable 22 6    
Total financial liabilities, not measured at fair value 53,628 46,343    
Level 1        
Cash and cash equivalents 1,732 1,925    
Cash and securities segregated for regulatory purposes 6,547 5,624    
Total financial assets, not measured at fair value 8,279 7,549    
Short-term borrowings    
Securities loaned    
Securities sold under agreements to repurchase      
Payables to customers    
Payables to brokers, dealers and clearing organizations    
Interest payable    
Total financial liabilities, not measured at fair value    
Level 2        
Cash and securities segregated for regulatory purposes 9,166 10,995    
Securities borrowed 2,957 3,629    
Securities purchased under agreements to resell 2,035 111    
Receivables from customer 29,821 19,409    
Receivables from brokers, dealers and clearing organizations 823 1,040    
Interest receivable 116 57    
Other assets 6 32    
Total financial assets, not measured at fair value 44,924 35,273    
Short-term borrowings 15 74    
Securities loaned 4,444 4,293    
Securities sold under agreements to repurchase 1,316      
Payables to customers 47,548 41,731    
Payables to brokers, dealers and clearing organizations 283 239    
Interest payable 22 6    
Total financial liabilities, not measured at fair value 53,628 46,343    
Level 3        
Cash and cash equivalents    
Cash and securities segregated for regulatory purposes    
Securities borrowed    
Securities purchased under agreements to resell    
Receivables from customer    
Receivables from brokers, dealers and clearing organizations    
Interest receivable    
Other assets    
Total financial assets, not measured at fair value    
Short-term borrowings    
Securities loaned    
Securities sold under agreements to repurchase      
Payables to customers    
Payables to brokers, dealers and clearing organizations    
Interest payable    
Total financial liabilities, not measured at fair value