XML 56 R45.htm IDEA: XBRL DOCUMENT v3.19.2
Financial Assets And Financial Liabilities (Financial Assets and Liabilities Not Measured at Fair Value) (Details) - USD ($)
$ in Millions
Jun. 30, 2019
Dec. 31, 2018
Jun. 30, 2018
Cash and cash equivalents $ 3,162 $ 2,597 $ 2,500
Cash - segregated for regulatory purposes 8,819 7,503 $ 7,686
Securities - segregated for regulatory purposes 20,273 15,595  
Securities borrowed 4,028 3,331  
Securities purchased under agreements to resell 1,302 1,242  
Receivables from customer 25,904 27,017  
Receivables from brokers, dealers and clearing organizations 685 706  
Interest Receivable 181 141  
Other assets 488 296  
Short-term borrowings 15 17  
Securities loaned 4,101 4,037  
Customers 53,054 47,993  
Brokers, dealers and clearing organizations 385 298  
Interest Payable 49 41  
at Fair Value      
Cash and cash equivalents 3,162 2,597  
Cash - segregated for regulatory purposes 8,819 7,503  
Securities - segregated for regulatory purposes 16,517 11,382  
Securities borrowed 4,028 3,331  
Securities purchased under agreements to resell 1,302 1,242  
Receivables from customer 25,904 27,017  
Receivables from brokers, dealers and clearing organizations 685 706  
Interest Receivable 181 141  
Other assets 10 6  
Total financial assets, not measured at fair value 60,608 53,925  
Short-term borrowings 15 17  
Securities loaned 4,101 4,037  
Customers 53,054 47,993  
Brokers, dealers and clearing organizations 385 298  
Interest Payable 49 41  
Total financial liabilities, not measured at fair value 57,604 52,386  
Carrying Value      
Cash and cash equivalents 3,162 2,597  
Cash - segregated for regulatory purposes 8,819 7,503  
Securities - segregated for regulatory purposes 16,517 11,382  
Securities borrowed 4,028 3,331  
Securities purchased under agreements to resell 1,302 1,242  
Receivables from customer 25,904 27,017  
Receivables from brokers, dealers and clearing organizations 685 706  
Interest Receivable 181 141  
Other assets 9 5  
Total financial assets, not measured at fair value 60,607 53,924  
Short-term borrowings 15 17  
Securities loaned 4,101 4,037  
Customers 53,054 47,993  
Brokers, dealers and clearing organizations 385 298  
Interest Payable 49 41  
Total financial liabilities, not measured at fair value 57,604 52,386  
Level 1      
Cash and cash equivalents 3,162 2,597  
Cash - segregated for regulatory purposes 8,819 7,503  
Total financial assets, not measured at fair value 11,981 10,100  
Short-term borrowings  
Securities loaned  
Customers  
Brokers, dealers and clearing organizations  
Interest Payable  
Total financial liabilities, not measured at fair value  
Level 2      
Securities - segregated for regulatory purposes 16,517 11,382  
Securities borrowed 4,028 3,331  
Securities purchased under agreements to resell 1,302 1,242  
Receivables from customer 25,904 27,017  
Receivables from brokers, dealers and clearing organizations 685 706  
Interest Receivable 181 141  
Other assets 5 6  
Total financial assets, not measured at fair value 48,622 43,825  
Short-term borrowings 15 17  
Securities loaned 4,101 4,037  
Customers 53,054 47,993  
Brokers, dealers and clearing organizations 385 298  
Interest Payable 49 41  
Total financial liabilities, not measured at fair value 57,604 52,386  
Level 3      
Cash and cash equivalents  
Cash - segregated for regulatory purposes  
Securities - segregated for regulatory purposes  
Securities borrowed  
Securities purchased under agreements to resell  
Receivables from customer  
Receivables from brokers, dealers and clearing organizations  
Interest Receivable  
Other assets 5  
Total financial assets, not measured at fair value 5  
Short-term borrowings  
Securities loaned  
Customers  
Brokers, dealers and clearing organizations  
Interest Payable  
Total financial liabilities, not measured at fair value