<SEC-DOCUMENT>0001381197-19-000031.txt : 20190520
<SEC-HEADER>0001381197-19-000031.hdr.sgml : 20190520
<ACCEPTANCE-DATETIME>20190520165430
ACCESSION NUMBER:		0001381197-19-000031
CONFORMED SUBMISSION TYPE:	SC 13D
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20190520
DATE AS OF CHANGE:		20190520

SUBJECT COMPANY:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			UP Fintech Holding Ltd
		CENTRAL INDEX KEY:			0001756699
		STANDARD INDUSTRIAL CLASSIFICATION:	SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
		IRS NUMBER:				000000000
		STATE OF INCORPORATION:			E9
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SC 13D
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	005-91009
		FILM NUMBER:		19839469

	BUSINESS ADDRESS:	
		STREET 1:		18F,NO.16 TAIYANGGONG RD,CHAOYANG DIST.
		CITY:			BEIJING
		STATE:			F4
		ZIP:			100020
		BUSINESS PHONE:		86-10-56216660

	MAIL ADDRESS:	
		STREET 1:		18/F, NO.16 TAIYANGGONG MIDDLE ROAD
		CITY:			BEIJING
		STATE:			F4
		ZIP:			100020

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	Up Fintech Holding LTD
		DATE OF NAME CHANGE:	20181023

FILED BY:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Interactive Brokers Group, Inc.
		CENTRAL INDEX KEY:			0001381197
		STANDARD INDUSTRIAL CLASSIFICATION:	SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
		IRS NUMBER:				000000000
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SC 13D

	BUSINESS ADDRESS:	
		STREET 1:		ONE PICKWICK PLAZA
		CITY:			GREENWICH
		STATE:			CT
		ZIP:			06830
		BUSINESS PHONE:		203-618-5800

	MAIL ADDRESS:	
		STREET 1:		ONE PICKWICK PLAZA
		CITY:			GREENWICH
		STATE:			CT
		ZIP:			06830
</SEC-HEADER>
<DOCUMENT>
<TYPE>SC 13D
<SEQUENCE>1
<FILENAME>ibrk-13d_ufhl.htm
<DESCRIPTION>SCHEDULE 13D
<TEXT>
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    <div style="FONT-SIZE: 12pt; FONT-FAMILY: Times New Roman; FONT-WEIGHT: bold; TEXT-ALIGN: center; MARGIN-LEFT: 0pt; DISPLAY: block; MARGIN-RIGHT: 0pt; TEXT-INDENT: 0pt">SECURITIES AND EXCHANGE COMMISSION</div>
    <div style="FONT-SIZE: 10pt; FONT-FAMILY: Times New Roman; TEXT-ALIGN: center; MARGIN-LEFT: 0pt; DISPLAY: block; MARGIN-RIGHT: 0pt; TEXT-INDENT: 0pt"><font style="FONT-SIZE: 12pt; DISPLAY: inline">&#160;</font><font style="FONT-SIZE: 10pt; FONT-WEIGHT:
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    <div style="TEXT-ALIGN: justify; MARGIN-LEFT: 0pt; DISPLAY: block; MARGIN-RIGHT: 0pt; TEXT-INDENT: 0pt">&#160;</div>
    <div style="FONT-SIZE: 12pt; FONT-FAMILY: Times New Roman; FONT-WEIGHT: bold; TEXT-ALIGN: center; MARGIN-LEFT: 0pt; DISPLAY: block; MARGIN-RIGHT: 0pt; TEXT-INDENT: 0pt">SCHEDULE 13D</div>
    <div style="TEXT-ALIGN: justify; MARGIN-LEFT: 0pt; DISPLAY: block; MARGIN-RIGHT: 0pt; TEXT-INDENT: 0pt">&#160;</div>
    <div style="FONT-SIZE: 10pt; FONT-FAMILY: Times New Roman; FONT-WEIGHT: bold; TEXT-ALIGN: center; MARGIN-LEFT: 0pt; DISPLAY: block; MARGIN-RIGHT: 0pt; TEXT-INDENT: 0pt">Under the Securities Exchange Act of 1934</div>
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      <div style="TEXT-ALIGN: justify; MARGIN-LEFT: 0pt; DISPLAY: block; MARGIN-RIGHT: 0pt; TEXT-INDENT: 0pt">&#160;</div>
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          <div style="text-align: center; margin-top: 10pt; font-family: 'Times New Roman', Times, serif; font-size: 10pt;">Up Fintech Holding Limited</div>
        </div>
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      <hr noshade="noshade" size="2" align="left" style="COLOR: black; WIDTH: 100%"> </div>
    <div style="FONT-SIZE: 10pt; FONT-FAMILY: Times New Roman; TEXT-ALIGN: center; MARGIN-LEFT: 0pt; DISPLAY: block; MARGIN-RIGHT: 0pt; TEXT-INDENT: 0pt">(Name of Issuer)</div>
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      <div style="text-align: center; margin-top: 10pt; font-family: &quot;Times New Roman&quot;,Times,serif; font-size: 10pt; font-weight: normal;">&#160;American Depository Shares, each representing 15 Class A ordinary shares</div>
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          <div style="text-align: center; margin-top: 10pt; font-weight: normal;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Class A ordinary shares, par value US$0.00001 per share*</font></div>
          <div style="text-align: center; margin-top: 10pt; font-weight: normal;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">* Not for trading but only in connection with the listing of the American Depository Shares</font></div>
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      <font style="font-weight: normal;"> </font></div>
    <font style="font-weight: normal;"> </font>
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    <div style="FONT-SIZE: 10pt; FONT-FAMILY: Times New Roman; TEXT-ALIGN: center; MARGIN-LEFT: 0pt; DISPLAY: block; MARGIN-RIGHT: 0pt; TEXT-INDENT: 0pt">(Title of Class of Securities)</div>
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      <div style="font-size: 10pt; font-family: Times New Roman; font-weight: normal; text-align: center; margin-left: 0pt; display: block; margin-right: 0pt; text-indent: 0pt;">
        <div style="text-align: center; font-family: &quot;Times New Roman&quot;,Times,serif; font-size: 10pt;">&#160;91531W106</div>
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    <div style="FONT-SIZE: 10pt; FONT-FAMILY: Times New Roman; TEXT-ALIGN: center; MARGIN-LEFT: 0pt; DISPLAY: block; MARGIN-RIGHT: 0pt; TEXT-INDENT: 0pt">(CUSIP Number)</div>
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    <div style="text-align: center; font-family: 'Times New Roman', Times, serif; font-size: 10pt;">Thomas Peterffy</div>
    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">IB Global Investments LLC</font></div>
    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">IBG LLC</font></div>
    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Interactive Brokers Group, Inc.</font></div>
    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">IBG Holdings LLC</font></div>
    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">IBKR Member Holdings LLC</font></div>
    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">One Pickwick Plaza</font></div>
    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Greenwich, CT 06830</font></div>
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    <div style="FONT-SIZE: 10pt; FONT-FAMILY: Times New Roman; TEXT-ALIGN: center; MARGIN-LEFT: 0pt; DISPLAY: block; MARGIN-RIGHT: 0pt; TEXT-INDENT: 0pt">(Name, Address and Telephone Number of Person</div>
    <div style="FONT-SIZE: 10pt; FONT-FAMILY: Times New Roman; TEXT-ALIGN: center; MARGIN-LEFT: 0pt; DISPLAY: block; MARGIN-RIGHT: 0pt; TEXT-INDENT: 0pt">Authorized to Receive Notices and Communications)</div>
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      <div style="TEXT-ALIGN: justify; MARGIN-LEFT: 0pt; DISPLAY: block; MARGIN-RIGHT: 0pt; TEXT-INDENT: 0pt">&#160;</div>
      <div style="TEXT-ALIGN: center; MARGIN-LEFT: 0pt; DISPLAY: block; MARGIN-RIGHT: 0pt; TEXT-INDENT: 0pt"><font style="FONT-SIZE: 10pt; FONT-FAMILY: Times New Roman; FONT-WEIGHT: bold; DISPLAY: inline">March 20, 2019</font>
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    <div style="FONT-SIZE: 10pt; FONT-FAMILY: Times New Roman; TEXT-ALIGN: center; MARGIN-LEFT: 0pt; DISPLAY: block; MARGIN-RIGHT: 0pt; TEXT-INDENT: 0pt">(Date of Event which Requires Filing of this Statement)</div>
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      <div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: left; MARGIN-TOP: 10pt; TEXT-INDENT: 36pt">If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of
        this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [&#160;&#160;&#160;]</div>
      <div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: left; MARGIN-TOP: 8.35pt; TEXT-INDENT: 36pt"><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-WEIGHT: bold">Note:</font> Schedules
        filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. &#160;See Section 240.13d-7 for other parties to whom copies are to be sent.</div>
      <div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: left; MARGIN-TOP: 8.35pt; TEXT-INDENT: 36pt">*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with
        respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.</div>
      <div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: left; MARGIN-TOP: 8.35pt; TEXT-INDENT: 36pt">The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of
        Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).</div>
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                <div style="text-align: left; font-family: 'Times New Roman', Times, serif; font-size: 10pt;">CUSIP Number 91531W106</div>
              </td>
              <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0); border-top: 2px solid rgb(0, 0, 0);">&#160;</td>
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            <tr>
              <td style="width: 10%; vertical-align: top;">
                <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">1.</font></div>
              </td>
              <td style="vertical-align: top;" colspan="2">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Names of Reporting Person</font></div>
              </td>
              <td style="width: 5%; vertical-align: top;">&#160;</td>
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            <tr>
              <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
              <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">IB Global Investments LLC</font></div>
              </td>
              <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
            </tr>
            <tr>
              <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">2.</font></div>
              </td>
              <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Check the Appropriate Box if a Member of a Group (See
                      Instructions)</font></font></div>
              </td>
              <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                <div style="text-align: right;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">(a) [&#160; ]</font></div>
                <div style="text-align: right;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">(b) [ &#160;]</font></div>
              </td>
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            <tr>
              <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">3.</font></div>
              </td>
              <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">SEC Use Only</font></div>
              </td>
              <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
            </tr>
            <tr>
              <td style="width: 10%; vertical-align: top;">
                <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">4.</font></div>
              </td>
              <td style="vertical-align: top;" colspan="2">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Source of Funds (See Instructions)</font></div>
              </td>
              <td style="width: 5%; vertical-align: top;">&#160;</td>
            </tr>
            <tr>
              <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
              <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">OO</font></div>
              </td>
              <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
              <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
            </tr>
            <tr>
              <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">5.</font></div>
              </td>
              <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Check if Disclosure of Legal Proceedings is Required
                      Pursuant to Items 2(d) or 2(e)</font></font></div>
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              <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                <div style="text-align: right;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">&#160;[ &#160;]</font></div>
              </td>
            </tr>
            <tr>
              <td style="width: 10%; vertical-align: top;">
                <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">6.</font></div>
              </td>
              <td style="vertical-align: top;" colspan="2">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Citizenship or Place of Organization</font></div>
              </td>
              <td style="width: 5%; vertical-align: top;">&#160;</td>
            </tr>
            <tr>
              <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
              <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Delaware, United States of America</font></div>
              </td>
              <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
            </tr>
            <tr>
              <td style="width: 10%; vertical-align: top;">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Number of</font></div>
              </td>
              <td style="width: 10%; vertical-align: top;">
                <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">7.</font></div>
              </td>
              <td style="width: 75%; vertical-align: top;">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Sole Voting Power</font></div>
              </td>
              <td style="width: 5%; vertical-align: top;">&#160;</td>
            </tr>
            <tr>
              <td style="width: 10%; vertical-align: top; padding-bottom: 2px;">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Shares</font></div>
              </td>
              <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
              <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">150,760,322</font></div>
              </td>
              <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
            </tr>
            <tr>
              <td style="width: 10%; vertical-align: top;">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Beneficially <br>
                  </font></div>
              </td>
              <td style="width: 10%; vertical-align: top;">
                <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">8.</font></div>
              </td>
              <td style="width: 75%; vertical-align: top;">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Shared Voting Power</font></div>
              </td>
              <td style="width: 5%; vertical-align: top;">&#160;</td>
            </tr>
            <tr>
              <td style="width: 10%; vertical-align: top; padding-bottom: 2px;">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Owned by</font></div>
              </td>
              <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
              <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Not applicable</font></div>
              </td>
              <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
            </tr>
            <tr>
              <td style="width: 10%; vertical-align: top;">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Each</font></div>
              </td>
              <td style="width: 10%; vertical-align: top;">
                <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">9.</font></div>
              </td>
              <td style="width: 75%; vertical-align: top;">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Sole Dispositive Power</font></div>
              </td>
              <td style="width: 5%; vertical-align: top;">&#160;</td>
            </tr>
            <tr>
              <td style="width: 10%; vertical-align: top; padding-bottom: 2px;">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Reporting</font></div>
              </td>
              <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
              <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">150,760,322</font></div>
              </td>
              <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
            </tr>
            <tr>
              <td style="width: 10%; vertical-align: top;">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Person</font></div>
              </td>
              <td style="width: 10%; vertical-align: top;">
                <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">10.</font></div>
              </td>
              <td style="width: 75%; vertical-align: top;">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Shared Dispositive Power</font></div>
              </td>
              <td style="width: 5%; vertical-align: top;">&#160;</td>
            </tr>
            <tr>
              <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">With</font></td>
              <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
              <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Not applicable</font></div>
              </td>
              <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
            </tr>
            <tr>
              <td style="width: 10%; vertical-align: top;">
                <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">11.</font></div>
              </td>
              <td style="vertical-align: top;" colspan="2">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Aggregate Amount Beneficially Owned by Each Reporting Person</font></div>
              </td>
              <td style="width: 5%; vertical-align: top;">&#160;</td>
            </tr>
            <tr>
              <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
              <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">150,760,322</font></div>
              </td>
              <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
              <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
            </tr>
            <tr>
              <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">12.</font></div>
              </td>
              <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Check if the Aggregate Amount in Row (11) Excludes
                      Certain Shares (See Instructions)</font></font></div>
              </td>
              <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                <div style="text-align: right;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">&#160;[ &#160;]</font></div>
              </td>
            </tr>
            <tr>
              <td style="width: 10%; vertical-align: top;">
                <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">13.</font></div>
              </td>
              <td style="vertical-align: top;" colspan="2">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Percent of Class Represented by Amount in Row (11)</font></div>
              </td>
              <td style="width: 5%; vertical-align: top;">&#160;</td>
            </tr>
            <tr>
              <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
              <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">7.6%</font></div>
              </td>
              <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
              <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
            </tr>
            <tr>
              <td style="width: 10%; vertical-align: top;">
                <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">14.</font></div>
              </td>
              <td style="vertical-align: top;" colspan="2">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Type of Reporting Person (See Instructions)</font></div>
              </td>
              <td style="width: 5%; vertical-align: top;">&#160;</td>
            </tr>
            <tr>
              <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
              <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">OO</font></div>
              </td>
              <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
              <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
            </tr>

        </table>
      </div>
      <div><br>
      </div>
      <div><br>
      </div>
      <br>
      <div id="DSPFPageBreakArea" style="clear: both; margin-top: 10pt; margin-bottom: 10pt;">
        <div style="text-align: center;" id="DSPFPageNumberArea"><font style="font-family: 'Times New Roman', Times, serif; font-size: 8pt; font-weight: normal; font-style: normal;" id="DSPFPageNumber">2</font></div>
        <div id="DSPFPageBreak" style="page-break-after:always;">
          <hr noshade="noshade" style="margin: 4px 0px; width: 100%; border-width: 0; height: 2px; color: #000000; background-color: #000000; clear: both;"></div>
      </div>
      <div><br>
      </div>
      <div>
        <div><br>
        </div>
        <div>
          <table cellspacing="0" cellpadding="0" border="0" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; width: 100%;">

              <tr>
                <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0); border-top: 2px solid rgb(0, 0, 0);" colspan="2">
                  <div style="text-align: left; font-family: 'Times New Roman', Times, serif; font-size: 10pt;">CUSIP Number 91531W106</div>
                </td>
                <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0); border-top: 2px solid rgb(0, 0, 0);">&#160;</td>
                <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0); border-top: 2px solid rgb(0, 0, 0);">&#160;</td>
              </tr>
              <tr>
                <td style="width: 10%; vertical-align: top;">
                  <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">1.</font></div>
                </td>
                <td style="vertical-align: top;" colspan="2">
                  <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Names of Reporting Person</font></div>
                </td>
                <td style="width: 5%; vertical-align: top;">&#160;</td>
              </tr>
              <tr>
                <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                  <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">IBG LLC<br>
                    </font></div>
                </td>
                <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
              </tr>
              <tr>
                <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                  <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">2.</font></div>
                </td>
                <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                  <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Check the Appropriate Box if a Member of a Group (See
                        Instructions)</font></font></div>
                </td>
                <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                  <div style="text-align: right;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">(a) [&#160; ]</font></div>
                  <div style="text-align: right;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">(b) [ &#160;]</font></div>
                </td>
              </tr>
              <tr>
                <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                  <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">3.</font></div>
                </td>
                <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                  <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">SEC Use Only</font></div>
                </td>
                <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
              </tr>
              <tr>
                <td style="width: 10%; vertical-align: top;">
                  <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">4.</font></div>
                </td>
                <td style="vertical-align: top;" colspan="2">
                  <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Source of Funds (See Instructions)</font></div>
                </td>
                <td style="width: 5%; vertical-align: top;">&#160;</td>
              </tr>
              <tr>
                <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                  <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">OO</font></div>
                </td>
                <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
              </tr>
              <tr>
                <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                  <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">5.</font></div>
                </td>
                <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                  <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Check if Disclosure of Legal Proceedings is Required
                        Pursuant to Items 2(d) or 2(e)</font></font></div>
                </td>
                <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                  <div style="text-align: right;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">&#160;[ &#160;]</font></div>
                </td>
              </tr>
              <tr>
                <td style="width: 10%; vertical-align: top;">
                  <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">6.</font></div>
                </td>
                <td style="vertical-align: top;" colspan="2">
                  <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Citizenship or Place of Organization</font></div>
                </td>
                <td style="width: 5%; vertical-align: top;">&#160;</td>
              </tr>
              <tr>
                <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                  <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Connecticut, United States of America</font></div>
                </td>
                <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
              </tr>
              <tr>
                <td style="width: 10%; vertical-align: top;">
                  <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Number of</font></div>
                </td>
                <td style="width: 10%; vertical-align: top;">
                  <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">7.</font></div>
                </td>
                <td style="width: 75%; vertical-align: top;">
                  <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Sole Voting Power</font></div>
                </td>
                <td style="width: 5%; vertical-align: top;">&#160;</td>
              </tr>
              <tr>
                <td style="width: 10%; vertical-align: top; padding-bottom: 2px;">
                  <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Shares</font></div>
                </td>
                <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                  <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">150,760,322</font></div>
                </td>
                <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
              </tr>
              <tr>
                <td style="width: 10%; vertical-align: top;">
                  <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Beneficially <br>
                    </font></div>
                </td>
                <td style="width: 10%; vertical-align: top;">
                  <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">8.</font></div>
                </td>
                <td style="width: 75%; vertical-align: top;">
                  <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Shared Voting Power</font></div>
                </td>
                <td style="width: 5%; vertical-align: top;">&#160;</td>
              </tr>
              <tr>
                <td style="width: 10%; vertical-align: top; padding-bottom: 2px;">
                  <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Owned by</font></div>
                </td>
                <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                  <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Not applicable</font></div>
                </td>
                <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
              </tr>
              <tr>
                <td style="width: 10%; vertical-align: top;">
                  <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Each</font></div>
                </td>
                <td style="width: 10%; vertical-align: top;">
                  <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">9.</font></div>
                </td>
                <td style="width: 75%; vertical-align: top;">
                  <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Sole Dispositive Power</font></div>
                </td>
                <td style="width: 5%; vertical-align: top;">&#160;</td>
              </tr>
              <tr>
                <td style="width: 10%; vertical-align: top; padding-bottom: 2px;">
                  <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Reporting</font></div>
                </td>
                <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                  <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">150,760,322</font></div>
                </td>
                <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
              </tr>
              <tr>
                <td style="width: 10%; vertical-align: top;">
                  <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Person</font></div>
                </td>
                <td style="width: 10%; vertical-align: top;">
                  <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">10.</font></div>
                </td>
                <td style="width: 75%; vertical-align: top;">
                  <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Shared Dispositive Power</font></div>
                </td>
                <td style="width: 5%; vertical-align: top;">&#160;</td>
              </tr>
              <tr>
                <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">With</font></td>
                <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                  <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Not applicable</font></div>
                </td>
                <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
              </tr>
              <tr>
                <td style="width: 10%; vertical-align: top;">
                  <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">11.</font></div>
                </td>
                <td style="vertical-align: top;" colspan="2">
                  <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Aggregate Amount Beneficially Owned by Each Reporting Person</font></div>
                </td>
                <td style="width: 5%; vertical-align: top;">&#160;</td>
              </tr>
              <tr>
                <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                  <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">150,760,322</font></div>
                </td>
                <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
              </tr>
              <tr>
                <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                  <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">12.</font></div>
                </td>
                <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                  <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Check if the Aggregate Amount in Row (11) Excludes
                        Certain Shares (See Instructions)</font></font></div>
                </td>
                <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                  <div style="text-align: right;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">&#160;[ &#160;]</font></div>
                </td>
              </tr>
              <tr>
                <td style="width: 10%; vertical-align: top;">
                  <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">13.</font></div>
                </td>
                <td style="vertical-align: top;" colspan="2">
                  <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Percent of Class Represented by Amount in Row (11)</font></div>
                </td>
                <td style="width: 5%; vertical-align: top;">&#160;</td>
              </tr>
              <tr>
                <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                  <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">7.6%</font></div>
                </td>
                <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
              </tr>
              <tr>
                <td style="width: 10%; vertical-align: top;">
                  <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">14.</font></div>
                </td>
                <td style="vertical-align: top;" colspan="2">
                  <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Type of Reporting Person (See Instructions)</font></div>
                </td>
                <td style="width: 5%; vertical-align: top;">&#160;</td>
              </tr>
              <tr>
                <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                  <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">OO</font></div>
                </td>
                <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
              </tr>

          </table>
        </div>
        <div><br>
        </div>
        <div><br>
        </div>
        <br>
        <div id="DSPFPageBreakArea" style="clear: both; margin-top: 10pt; margin-bottom: 10pt;">
          <div style="text-align: center;" id="DSPFPageNumberArea"><font style="font-family: 'Times New Roman', Times, serif; font-size: 8pt; font-weight: normal; font-style: normal;" id="DSPFPageNumber">3</font></div>
          <div id="DSPFPageBreak" style="page-break-after:always;">
            <hr noshade="noshade" style="margin: 4px 0px; width: 100%; border-width: 0; height: 2px; color: #000000; background-color: #000000; clear: both;"></div>
        </div>
        <div><br>
        </div>
        <div>
          <div><br>
          </div>
          <div>
            <table cellspacing="0" cellpadding="0" border="0" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; width: 100%;">

                <tr>
                  <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0); border-top: 2px solid rgb(0, 0, 0);" colspan="2">
                    <div style="text-align: left; font-family: 'Times New Roman', Times, serif; font-size: 10pt;">CUSIP Number 91531W106</div>
                  </td>
                  <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0); border-top: 2px solid rgb(0, 0, 0);">&#160;</td>
                  <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0); border-top: 2px solid rgb(0, 0, 0);">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top;">
                    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">1.</font></div>
                  </td>
                  <td style="vertical-align: top;" colspan="2">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Names of Reporting Person</font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top;">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Interactive Brokers Group, Inc.</font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">2.</font></div>
                  </td>
                  <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Check the Appropriate Box if a Member of a Group
                          (See Instructions)</font></font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                    <div style="text-align: right;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">(a) [&#160; ]</font></div>
                    <div style="text-align: right;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">(b) [ &#160;]</font></div>
                  </td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">3.</font></div>
                  </td>
                  <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">SEC Use Only</font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top;">
                    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">4.</font></div>
                  </td>
                  <td style="vertical-align: top;" colspan="2">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Source of Funds (See Instructions)</font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top;">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">OO</font></div>
                  </td>
                  <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">5.</font></div>
                  </td>
                  <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Check if Disclosure of Legal Proceedings is
                          Required Pursuant to Items 2(d) or 2(e)</font></font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                    <div style="text-align: right;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">&#160;[ &#160;]</font></div>
                  </td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top;">
                    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">6.</font></div>
                  </td>
                  <td style="vertical-align: top;" colspan="2">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Citizenship or Place of Organization</font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top;">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Delaware, United States of America</font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top;">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Number of</font></div>
                  </td>
                  <td style="width: 10%; vertical-align: top;">
                    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">7.</font></div>
                  </td>
                  <td style="width: 75%; vertical-align: top;">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Sole Voting Power</font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top;">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top; padding-bottom: 2px;">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Shares</font></div>
                  </td>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">150,760,322</font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top;">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Beneficially<br>
                      </font></div>
                  </td>
                  <td style="width: 10%; vertical-align: top;">
                    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">8.</font></div>
                  </td>
                  <td style="width: 75%; vertical-align: top;">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Shared Voting Power</font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top;">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top; padding-bottom: 2px;">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Owned by</font></div>
                  </td>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Not applicable</font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top;">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Each</font></div>
                  </td>
                  <td style="width: 10%; vertical-align: top;">
                    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">9.</font></div>
                  </td>
                  <td style="width: 75%; vertical-align: top;">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Sole Dispositive Power</font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top;">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top; padding-bottom: 2px;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Reporting</font></td>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">150,760,322</font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top;">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Person</font></div>
                  </td>
                  <td style="width: 10%; vertical-align: top;">
                    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">10.</font></div>
                  </td>
                  <td style="width: 75%; vertical-align: top;">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Shared Dispositive Power</font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top;">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">With</font> <br>
                  </td>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Not applicable</font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top;">
                    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">11.</font></div>
                  </td>
                  <td style="vertical-align: top;" colspan="2">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Aggregate Amount Beneficially Owned by Each Reporting Person</font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top;">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">150,760,322</font></div>
                  </td>
                  <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">12.</font></div>
                  </td>
                  <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Check if the Aggregate Amount in Row (11) Excludes
                          Certain Shares (See Instructions)</font></font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                    <div style="text-align: right;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">&#160;[ &#160;]</font></div>
                  </td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top;">
                    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">13.</font></div>
                  </td>
                  <td style="vertical-align: top;" colspan="2">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Percent of Class Represented by Amount in Row (11)</font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top;">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">7.6%</font></div>
                  </td>
                  <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top;">
                    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">14.</font></div>
                  </td>
                  <td style="vertical-align: top;" colspan="2">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Type of Reporting Person (See Instructions)</font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top;">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">CO</font></div>
                  </td>
                  <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                </tr>

            </table>
          </div>
          <div><br>
          </div>
          <br>
          <div><br>
          </div>
          <div id="DSPFPageBreakArea" style="clear: both; margin-top: 10pt; margin-bottom: 10pt;">
            <div style="text-align: center;" id="DSPFPageNumberArea"><font style="font-family: 'Times New Roman', Times, serif; font-size: 8pt; font-weight: normal; font-style: normal;" id="DSPFPageNumber">4</font></div>
            <div id="DSPFPageBreak" style="page-break-after:always;">
              <hr noshade="noshade" style="margin: 4px 0px; width: 100%; border-width: 0; height: 2px; color: #000000; background-color: #000000; clear: both;"></div>
          </div>
        </div>
        <div>
          <div><br>
          </div>
          <div><br>
          </div>
          <div>
            <table cellspacing="0" cellpadding="0" border="0" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; width: 100%;">

                <tr>
                  <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0); border-top: 2px solid rgb(0, 0, 0);" colspan="2">
                    <div style="text-align: left; font-family: 'Times New Roman', Times, serif; font-size: 10pt;">CUSIP Number 91531W106</div>
                  </td>
                  <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0); border-top: 2px solid rgb(0, 0, 0);">&#160;</td>
                  <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0); border-top: 2px solid rgb(0, 0, 0);">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top;">
                    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">1.</font></div>
                  </td>
                  <td style="vertical-align: top;" colspan="2">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Names of Reporting Person</font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top;">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">IBG Holdings LLC <br>
                      </font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">2.</font></div>
                  </td>
                  <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Check the Appropriate Box if a Member of a Group
                          (See Instructions)</font></font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                    <div style="text-align: right;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">(a) [&#160; ]</font></div>
                    <div style="text-align: right;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">(b) [ &#160;]</font></div>
                  </td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">3.</font></div>
                  </td>
                  <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">SEC Use Only</font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top;">
                    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">4.</font></div>
                  </td>
                  <td style="vertical-align: top;" colspan="2">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Source of Funds (See Instructions)</font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top;">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">OO</font></div>
                  </td>
                  <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">5.</font></div>
                  </td>
                  <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Check if Disclosure of Legal Proceedings is
                          Required Pursuant to Items 2(d) or 2(e)</font></font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                    <div style="text-align: right;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">&#160;[ &#160;]</font></div>
                  </td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top;">
                    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">6.</font></div>
                  </td>
                  <td style="vertical-align: top;" colspan="2">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Citizenship or Place of Organization</font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top;">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Delaware, United States of America</font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top;">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Number of</font></div>
                  </td>
                  <td style="width: 10%; vertical-align: top;">
                    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">7.</font></div>
                  </td>
                  <td style="width: 75%; vertical-align: top;">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Sole Voting Power</font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top;">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top; padding-bottom: 2px;">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Shares</font></div>
                  </td>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">150,760,322</font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top;">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Beneficially<br>
                      </font></div>
                  </td>
                  <td style="width: 10%; vertical-align: top;">
                    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">8.</font></div>
                  </td>
                  <td style="width: 75%; vertical-align: top;">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Shared Voting Power</font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top;">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top; padding-bottom: 2px;">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Owned by</font></div>
                  </td>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Not applicable</font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Each</font></td>
                  <td style="width: 10%; vertical-align: top;">
                    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">9.</font></div>
                  </td>
                  <td style="width: 75%; vertical-align: top;">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Sole Dispositive Power</font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top;">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top; padding-bottom: 2px;">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Reporting</font></div>
                  </td>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">150,760,322</font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top;">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Person</font></div>
                  </td>
                  <td style="width: 10%; vertical-align: top;">
                    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">10.</font></div>
                  </td>
                  <td style="width: 75%; vertical-align: top;">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Shared Dispositive Power</font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top;">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">With</font> <br>
                  </td>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Not applicable</font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top;">
                    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">11.</font></div>
                  </td>
                  <td style="vertical-align: top;" colspan="2">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Aggregate Amount Beneficially Owned by Each Reporting Person</font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top;">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">150,760,322</font></div>
                  </td>
                  <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">12.</font></div>
                  </td>
                  <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Check if the Aggregate Amount in Row (11) Excludes
                          Certain Shares (See Instructions)</font></font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                    <div style="text-align: right;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">&#160;[ &#160;]</font></div>
                  </td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top;">
                    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">13.</font></div>
                  </td>
                  <td style="vertical-align: top;" colspan="2">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Percent of Class Represented by Amount in Row (11)</font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top;">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">7.6%</font></div>
                  </td>
                  <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top;">
                    <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">14.</font></div>
                  </td>
                  <td style="vertical-align: top;" colspan="2">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Type of Reporting Person (See Instructions)</font></div>
                  </td>
                  <td style="width: 5%; vertical-align: top;">&#160;</td>
                </tr>
                <tr>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                    <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">OO</font></div>
                  </td>
                  <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                </tr>

            </table>
          </div>
          <div><br>
          </div>
          <div><br>
          </div>
          <br>
          <div id="DSPFPageBreakArea" style="clear: both; margin-top: 10pt; margin-bottom: 10pt;">
            <div style="text-align: center;" id="DSPFPageNumberArea"><font style="font-family: 'Times New Roman', Times, serif; font-size: 8pt; font-weight: normal; font-style: normal;" id="DSPFPageNumber">5</font></div>
            <div id="DSPFPageBreak" style="page-break-after:always;">
              <hr noshade="noshade" style="margin: 4px 0px; width: 100%; border-width: 0; height: 2px; color: #000000; background-color: #000000; clear: both;"></div>
          </div>
          <div><br>
          </div>
          <div>
            <div><br>
            </div>
            <div>
              <table cellspacing="0" cellpadding="0" border="0" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; width: 100%;">

                  <tr>
                    <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0); border-top: 2px solid rgb(0, 0, 0);" colspan="2">
                      <div style="text-align: left; font-family: 'Times New Roman', Times, serif; font-size: 10pt;">CUSIP Number 91531W106</div>
                    </td>
                    <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0); border-top: 2px solid rgb(0, 0, 0);">&#160;</td>
                    <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0); border-top: 2px solid rgb(0, 0, 0);">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top;">
                      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">1.</font></div>
                    </td>
                    <td style="vertical-align: top;" colspan="2">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Names of Reporting Person</font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top;">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">IBKR Member Holdings LLC</font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">2.</font></div>
                    </td>
                    <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Check the Appropriate Box if a Member of a Group
                            (See Instructions)</font></font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                      <div style="text-align: right;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">(a) [&#160; ]</font></div>
                      <div style="text-align: right;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">(b) [ &#160;]</font></div>
                    </td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">3.</font></div>
                    </td>
                    <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">SEC Use Only</font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top;">
                      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">4.</font></div>
                    </td>
                    <td style="vertical-align: top;" colspan="2">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Source of Funds (See Instructions)</font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top;">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">OO</font></div>
                    </td>
                    <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">5.</font></div>
                    </td>
                    <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Check if Disclosure of Legal Proceedings is
                            Required Pursuant to Items 2(d) or 2(e)</font></font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                      <div style="text-align: right;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">&#160;[ &#160;]</font></div>
                    </td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top;">
                      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">6.</font></div>
                    </td>
                    <td style="vertical-align: top;" colspan="2">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Citizenship or Place of Organization</font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top;">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Delaware, United States of America</font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top;">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Number of</font></div>
                    </td>
                    <td style="width: 10%; vertical-align: top;">
                      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">7.</font></div>
                    </td>
                    <td style="width: 75%; vertical-align: top;">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Sole Voting Power</font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top;">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top; padding-bottom: 2px;">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Shares</font></div>
                    </td>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">150,760,322</font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top;">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Beneficially<br>
                        </font></div>
                    </td>
                    <td style="width: 10%; vertical-align: top;">
                      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">8.</font></div>
                    </td>
                    <td style="width: 75%; vertical-align: top;">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Shared Voting Power</font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top;">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top; padding-bottom: 2px;">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"> Owned by</font></div>
                    </td>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Not applicable</font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top;">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Each</font></div>
                    </td>
                    <td style="width: 10%; vertical-align: top;">
                      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">9.</font></div>
                    </td>
                    <td style="width: 75%; vertical-align: top;">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Sole Dispositive Power</font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top;">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top; padding-bottom: 2px;">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Reporting</font></div>
                    </td>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">150,760,322</font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top;">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Person</font></div>
                    </td>
                    <td style="width: 10%; vertical-align: top;">
                      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">10.</font></div>
                    </td>
                    <td style="width: 75%; vertical-align: top;">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Shared Dispositive Power</font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top;">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">With</font> <br>
                    </td>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Not applicable</font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top;">
                      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">11.</font></div>
                    </td>
                    <td style="vertical-align: top;" colspan="2">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Aggregate Amount Beneficially Owned by Each Reporting Person</font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top;">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">150,760,322</font></div>
                    </td>
                    <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">12.</font></div>
                    </td>
                    <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Check if the Aggregate Amount in Row (11)
                            Excludes Certain Shares (See Instructions)</font></font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                      <div style="text-align: right;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">&#160;[ &#160;]</font></div>
                    </td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top;">
                      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">13.</font></div>
                    </td>
                    <td style="vertical-align: top;" colspan="2">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Percent of Class Represented by Amount in Row (11)</font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top;">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">7.6%</font></div>
                    </td>
                    <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top;">
                      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">14.</font></div>
                    </td>
                    <td style="vertical-align: top;" colspan="2">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Type of Reporting Person (See Instructions)</font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top;">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">OO</font></div>
                    </td>
                    <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  </tr>

              </table>
            </div>
            <div><br>
            </div>
            <div><br>
            </div>
            <br>
            <div id="DSPFPageBreakArea" style="clear: both; margin-top: 10pt; margin-bottom: 10pt;">
              <div style="text-align: center;" id="DSPFPageNumberArea"><font style="font-family: 'Times New Roman', Times, serif; font-size: 8pt; font-weight: normal; font-style: normal;" id="DSPFPageNumber">6</font></div>
              <div id="DSPFPageBreak" style="page-break-after:always;">
                <hr noshade="noshade" style="margin: 4px 0px; width: 100%; border-width: 0; height: 2px; color: #000000; background-color: #000000; clear: both;"></div>
            </div>
            <div><br>
            </div>
          </div>
          <div>
            <div><br>
            </div>
            <div>
              <table cellspacing="0" cellpadding="0" border="0" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; width: 100%;">

                  <tr>
                    <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0); border-top: 2px solid rgb(0, 0, 0);" colspan="2">
                      <div style="text-align: left; font-family: 'Times New Roman', Times, serif; font-size: 10pt;">CUSIP Number 91531W106</div>
                    </td>
                    <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0); border-top: 2px solid rgb(0, 0, 0);">&#160;</td>
                    <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0); border-top: 2px solid rgb(0, 0, 0);">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top;">
                      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">1.</font></div>
                    </td>
                    <td style="vertical-align: top;" colspan="2">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Names of Reporting Person</font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top;">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2"><font style="font-weight: bold;">Thomas Peterffy 2018 Revocable Trust</font><br>
                    </td>
                    <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">2.</font></div>
                    </td>
                    <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Check the Appropriate Box if a Member of a Group
                            (See Instructions)</font></font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                      <div style="text-align: right;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">(a) [&#160; ]</font></div>
                      <div style="text-align: right;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">(b) [ &#160;]</font></div>
                    </td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">3.</font></div>
                    </td>
                    <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">SEC Use Only</font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top;">
                      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">4.</font></div>
                    </td>
                    <td style="vertical-align: top;" colspan="2">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Source of Funds (See Instructions)</font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top;">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">OO</font></div>
                    </td>
                    <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">5.</font></div>
                    </td>
                    <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Check if Disclosure of Legal Proceedings is
                            Required Pursuant to Items 2(d) or 2(e)</font></font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                      <div style="text-align: right;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">&#160;[ &#160;]</font></div>
                    </td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top;">
                      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">6.</font></div>
                    </td>
                    <td style="vertical-align: top;" colspan="2">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Citizenship or Place of Organization</font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top;">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Florida, United States of America</font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top;">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Number of</font></div>
                    </td>
                    <td style="width: 10%; vertical-align: top;">
                      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">7.</font></div>
                    </td>
                    <td style="width: 75%; vertical-align: top;">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Sole Voting Power</font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top;">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top; padding-bottom: 2px;">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Shares</font></div>
                    </td>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">150,760,322</font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top;">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Beneficially</font></div>
                    </td>
                    <td style="width: 10%; vertical-align: top;">
                      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">8.</font></div>
                    </td>
                    <td style="width: 75%; vertical-align: top;">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Shared Voting Power</font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top;">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top; padding-bottom: 2px;">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Owned by</font></div>
                    </td>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Not applicable</font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top;">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Each</font></div>
                    </td>
                    <td style="width: 10%; vertical-align: top;">
                      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">9.</font></div>
                    </td>
                    <td style="width: 75%; vertical-align: top;">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Sole Dispositive Power</font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top;">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top; padding-bottom: 2px;">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Reporting</font></div>
                    </td>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">150,760,322</font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top;">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Person</font></div>
                    </td>
                    <td style="width: 10%; vertical-align: top;">
                      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">10.</font></div>
                    </td>
                    <td style="width: 75%; vertical-align: top;">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Shared Dispositive Power</font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top;">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">With</font></td>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Not applicable</font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top;">
                      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">11.</font></div>
                    </td>
                    <td style="vertical-align: top;" colspan="2">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Aggregate Amount Beneficially Owned by Each Reporting Person</font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top;">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">150,760,322</font></div>
                    </td>
                    <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">12.</font></div>
                    </td>
                    <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Check if the Aggregate Amount in Row (11)
                            Excludes Certain Shares (See Instructions)</font></font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                      <div style="text-align: right;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">&#160;[ &#160;]</font></div>
                    </td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top;">
                      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">13.</font></div>
                    </td>
                    <td style="vertical-align: top;" colspan="2">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Percent of Class Represented by Amount in Row (11)</font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top;">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">7.6%</font></div>
                    </td>
                    <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top;">
                      <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">14.</font></div>
                    </td>
                    <td style="vertical-align: top;" colspan="2">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Type of Reporting Person (See Instructions)</font></div>
                    </td>
                    <td style="width: 5%; vertical-align: top;">&#160;</td>
                  </tr>
                  <tr>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                      <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">OO</font></div>
                    </td>
                    <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                  </tr>

              </table>
            </div>
            <div><br>
            </div>
            <div><br>
            </div>
            <br>
            <div id="DSPFPageBreakArea" style="clear: both; margin-top: 10pt; margin-bottom: 10pt;">
              <div style="text-align: center;" id="DSPFPageNumberArea"><font style="font-family: 'Times New Roman', Times, serif; font-size: 8pt; font-weight: normal; font-style: normal;" id="DSPFPageNumber">7</font></div>
              <div id="DSPFPageBreak" style="page-break-after:always;">
                <hr noshade="noshade" style="margin: 4px 0px; width: 100%; border-width: 0; height: 2px; color: #000000; background-color: #000000; clear: both;"></div>
            </div>
            <div>
              <div><br>
              </div>
              <div><br>
              </div>
              <div>
                <table cellspacing="0" cellpadding="0" border="0" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; width: 100%;">

                    <tr>
                      <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0); border-top: 2px solid rgb(0, 0, 0);" colspan="2">
                        <div style="text-align: left; font-family: 'Times New Roman', Times, serif; font-size: 10pt;">CUSIP Number 91531W106</div>
                      </td>
                      <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0); border-top: 2px solid rgb(0, 0, 0);">&#160;</td>
                      <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0); border-top: 2px solid rgb(0, 0, 0);">&#160;</td>
                    </tr>
                    <tr>
                      <td style="width: 10%; vertical-align: top;">
                        <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">1.</font></div>
                      </td>
                      <td style="vertical-align: top;" colspan="2">
                        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Names of Reporting Person</font></div>
                      </td>
                      <td style="width: 5%; vertical-align: top;">&#160;</td>
                    </tr>
                    <tr>
                      <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                      <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Thomas Peterffy <br>
                          </font></div>
                      </td>
                      <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    </tr>
                    <tr>
                      <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                        <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">2.</font></div>
                      </td>
                      <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Check the Appropriate Box if a Member of a
                              Group (See Instructions)</font></font></div>
                      </td>
                      <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                        <div style="text-align: right; text-indent: -9pt; margin-left: 9pt;"><font style="font-size: 10pt; font-family: &quot;Times New Roman&quot;,Times,serif;">(a) [&#160; ]</font></div>
                        <div style="text-align: right;"><font style="font-size: 10pt; font-family: &quot;Times New Roman&quot;,Times,serif;">(b) [ &#160;]</font></div>
                      </td>
                    </tr>
                    <tr>
                      <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                        <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">3.</font></div>
                      </td>
                      <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">SEC Use Only</font></div>
                      </td>
                      <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    </tr>
                    <tr>
                      <td style="width: 10%; vertical-align: top;">
                        <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">4.</font></div>
                      </td>
                      <td style="vertical-align: top;" colspan="2">
                        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Source of Funds (See Instructions)</font></div>
                      </td>
                      <td style="width: 5%; vertical-align: top;">&#160;</td>
                    </tr>
                    <tr>
                      <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                      <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">OO</font></div>
                      </td>
                      <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                      <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    </tr>
                    <tr>
                      <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                        <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">5.</font></div>
                      </td>
                      <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Check if Disclosure of Legal Proceedings is
                              Required Pursuant to Items 2(d) or 2(e)</font></font></div>
                      </td>
                      <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                        <div style="text-align: right;"><font style="font-size: 10pt; font-family: &quot;Times New Roman&quot;,Times,serif;">&#160;&#160;&#160;&#160;&#160; [ &#160;]</font></div>
                      </td>
                    </tr>
                    <tr>
                      <td style="width: 10%; vertical-align: top;">
                        <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">6.</font></div>
                      </td>
                      <td style="vertical-align: top;" colspan="2">
                        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Citizenship or Place of Organization</font></div>
                      </td>
                      <td style="width: 5%; vertical-align: top;">&#160;</td>
                    </tr>
                    <tr>
                      <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                      <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">United States of America</font></div>
                      </td>
                      <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    </tr>
                    <tr>
                      <td style="width: 10%; vertical-align: top;">
                        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Number of</font></div>
                      </td>
                      <td style="width: 10%; vertical-align: top;">
                        <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">7.</font></div>
                      </td>
                      <td style="width: 75%; vertical-align: top;">
                        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Sole Voting Power</font></div>
                      </td>
                      <td style="width: 5%; vertical-align: top;">&#160;</td>
                    </tr>
                    <tr>
                      <td style="width: 10%; vertical-align: top; padding-bottom: 2px;">
                        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Shares</font></div>
                      </td>
                      <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                      <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">150,760,322</font></div>
                      </td>
                      <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    </tr>
                    <tr>
                      <td style="width: 10%; vertical-align: top;">
                        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Beneficially <br>
                          </font></div>
                      </td>
                      <td style="width: 10%; vertical-align: top;">
                        <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">8.</font></div>
                      </td>
                      <td style="width: 75%; vertical-align: top;">
                        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Shared Voting Power</font></div>
                      </td>
                      <td style="width: 5%; vertical-align: top;">&#160;</td>
                    </tr>
                    <tr>
                      <td style="width: 10%; vertical-align: top; padding-bottom: 2px;">
                        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"> Owned by</font></div>
                      </td>
                      <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                      <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Not applicable</font></div>
                      </td>
                      <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    </tr>
                    <tr>
                      <td style="width: 10%; vertical-align: top;">
                        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Each</font></div>
                      </td>
                      <td style="width: 10%; vertical-align: top;">
                        <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">9.</font></div>
                      </td>
                      <td style="width: 75%; vertical-align: top;">
                        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Sole Dispositive Power</font></div>
                      </td>
                      <td style="width: 5%; vertical-align: top;">&#160;</td>
                    </tr>
                    <tr>
                      <td style="width: 10%; vertical-align: top; padding-bottom: 2px;">
                        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Reporting</font></div>
                      </td>
                      <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                      <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">150,760,322</font></div>
                      </td>
                      <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    </tr>
                    <tr>
                      <td style="width: 10%; vertical-align: top;">
                        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Person</font></div>
                      </td>
                      <td style="width: 10%; vertical-align: top;">
                        <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">10.</font></div>
                      </td>
                      <td style="width: 75%; vertical-align: top;">
                        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Shared Dispositive Power</font></div>
                      </td>
                      <td style="width: 5%; vertical-align: top;">&#160;</td>
                    </tr>
                    <tr>
                      <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">With</font></td>
                      <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                      <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Not applicable</font></div>
                      </td>
                      <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    </tr>
                    <tr>
                      <td style="width: 10%; vertical-align: top;">
                        <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">11.</font></div>
                      </td>
                      <td style="vertical-align: top;" colspan="2">
                        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Aggregate Amount Beneficially Owned by Each Reporting Person</font></div>
                      </td>
                      <td style="width: 5%; vertical-align: top;">&#160;</td>
                    </tr>
                    <tr>
                      <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                      <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">150,760,322</font></div>
                      </td>
                      <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                      <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    </tr>
                    <tr>
                      <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                        <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">12.</font></div>
                      </td>
                      <td style="vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);" colspan="2">
                        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Check if the Aggregate Amount in Row (11)
                              Excludes Certain Shares (See Instructions)</font></font></div>
                      </td>
                      <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                        <div style="text-align: right;"><font style="font-size: 10pt; font-family: &quot;Times New Roman&quot;,Times,serif;">&#160;&#160;&#160;&#160;&#160; [ &#160;]</font></div>
                      </td>
                    </tr>
                    <tr>
                      <td style="width: 10%; vertical-align: top;">
                        <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">13.</font></div>
                      </td>
                      <td style="vertical-align: top;" colspan="2">
                        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Percent of Class Represented by Amount in Row (11)</font></div>
                      </td>
                      <td style="width: 5%; vertical-align: top;">&#160;</td>
                    </tr>
                    <tr>
                      <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                      <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">7.6%</font></div>
                      </td>
                      <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                      <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    </tr>
                    <tr>
                      <td style="width: 10%; vertical-align: top;">
                        <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">14.</font></div>
                      </td>
                      <td style="vertical-align: top;" colspan="2">
                        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Type of Reporting Person (See Instructions)</font></div>
                      </td>
                      <td style="width: 5%; vertical-align: top;">&#160;</td>
                    </tr>
                    <tr>
                      <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                      <td style="width: 10%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
                        <div style="text-align: left;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">IN</font></div>
                      </td>
                      <td style="width: 75%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                      <td style="width: 5%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">&#160;</td>
                    </tr>

                </table>
              </div>
              <div><br>
              </div>
              <div><br>
              </div>
              <br>
              <div id="DSPFPageBreakArea" style="clear: both; margin-top: 10pt; margin-bottom: 10pt;">
                <div style="text-align: center;" id="DSPFPageNumberArea"><font style="font-family: 'Times New Roman', Times, serif; font-size: 8pt; font-weight: normal; font-style: normal;" id="DSPFPageNumber">8</font></div>
                <div id="DSPFPageBreak" style="page-break-after:always;">
                  <hr noshade="noshade" style="margin: 4px 0px; width: 100%; border-width: 0; height: 2px; color: #000000; background-color: #000000; clear: both;"></div>
              </div>
              <br>
            </div>
          </div>
        </div>
      </div>
      <font style="font-weight: bold;">Item 1. &#160;Security and Issuer</font>
      <div><br>
      </div>
      <div style="text-align: justify; margin-top: 5.05pt; font-family: 'Times New Roman', Times, serif; font-size: 10pt;">The issuer is Up Fintech Holdings Limited, a company organized under the laws of the Cayman Islands (&#8220;<font style="font-size: 10pt;
          font-family: 'Times New Roman', Times, serif; font-weight: bold;">Up Fintech</font>&#8221;).&#160; Its principal business address is 18/F, Grandyvic Building, No. 1 Building No. 16 Taiyanggong Middle Road, Chaoyang District, Beijing, 100020 PRC.</div>
      <div style="text-align: justify; margin-top: 5.05pt;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Up Fintech registered its American depositary shares (&#8220;<font style="font-size: 10pt; font-family: 'Times New Roman',
            Times, serif; font-weight: bold;">ADS</font>&#8221;) in connection with the listing of such shares on Nasdaq Global Markets on March 20, 2019 (the &#8220;<font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">IPO</font>&#8221;).&#160;




          Each ADS represents 15 Class A ordinary shares of the company.&#160; Up Fintech also registered its Class A ordinary shares that underlie the ADSs.&#160; The Class A ordinary shares are not currently eligible for trading on an established exchange.</font></div>
      <div style="TEXT-ALIGN: left; MARGIN-TOP: 5.05pt"><br>
      </div>
      <div style="TEXT-ALIGN: left; MARGIN-TOP: 5.05pt">
        <div style="text-align: left; font-family: 'Times New Roman', Times, serif; font-size: 10pt; font-weight: bold;">Item 2.&#160; Identity and Background</div>
        <div><br>
        </div>
        <div style="text-align: justify;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">(a) - (c) and (f).&#160; This statement is filed jointly by IB Global Investments LLC (&#8220;<font style="font-size: 10pt; font-family: 'Times New
              Roman', Times, serif; font-weight: bold;">IBGI</font>&#8221;), IBG LLC, Interactive Brokers Group, Inc., IBG Holdings LLC, IBKR Member Holdings LLC, the Thomas Peterffy 2018 Revocable Trust and Thomas Peterffy (the &#8220;<font style="font-size: 10pt;
              font-family: 'Times New Roman', Times, serif; font-weight: bold;">Reporting Persons</font>&#8221;).</font></div>
        <div><br>
        </div>
        <div>
          <table cellspacing="0" cellpadding="0" id="z46d397697e0741cdb109ac45559735eb" class="DSPFListTable" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; width: 100%;">

              <tr>
                <td style="width: 36pt; vertical-align: top; align: right;">
                  <div style="text-align: left; margin-left: 18pt;"><font style="font-size: 10pt; font-family: Symbol, serif;">&#183;</font></div>
                </td>
                <td style="width: auto; vertical-align: top;">
                  <div style="text-align: justify;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">IBGI is a Delaware limited liability company and its principal business is to make investments.</font></div>
                </td>
              </tr>

          </table>
        </div>
        <div>
          <table cellspacing="0" cellpadding="0" id="z55d11a2c23d44ac3808e38f7de843e86" class="DSPFListTable" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; width: 100%;">

              <tr>
                <td style="width: 36pt; vertical-align: top; align: right;">
                  <div style="text-align: left; margin-left: 18pt;"><font style="font-size: 10pt; font-family: Symbol, serif;">&#183;</font></div>
                </td>
                <td style="width: auto; vertical-align: top;">
                  <div style="text-align: justify;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">IBGI is wholly owned by IBG LLC, a Connecticut limited liability company.&#160; IBG LLC acts as a holding company and service
                      provider to members of the Interactive Brokers Group of companies.</font></div>
                </td>
              </tr>

          </table>
        </div>
        <div>
          <table cellspacing="0" cellpadding="0" id="z59ab26c703c54665bde55bea4de6f3d1" class="DSPFListTable" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; width: 100%;">

              <tr>
                <td style="width: 36pt; vertical-align: top; align: right;">
                  <div style="text-align: left; margin-left: 18pt;"><font style="font-size: 10pt; font-family: Symbol, serif;">&#183;</font></div>
                </td>
                <td style="width: auto; vertical-align: top;">
                  <div style="text-align: justify;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Interactive Brokers Group, Inc., a Delaware corporation listed on the Investors Exchange under the ticker symbol (IBKR), acts
                      as the managing member and holds all of the voting interests in IBG LLC.&#160; Interactive Brokers Group, Inc. acts as a holding company for its interests in IBG LLC.</font></div>
                </td>
              </tr>

          </table>
        </div>
        <div>
          <table cellspacing="0" cellpadding="0" id="z654083dfcedb4bf6b349057148d23cc0" class="DSPFListTable" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; width: 100%;">

              <tr>
                <td style="width: 36pt; vertical-align: top; align: right;">
                  <div style="text-align: left; margin-left: 18pt;"><font style="font-size: 10pt; font-family: Symbol, serif;">&#183;</font></div>
                </td>
                <td style="width: auto; vertical-align: top;">
                  <div style="text-align: justify;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">IBG Holdings LLC, a Delaware limited lability company, owns 100 Class B common shares of Interactive Brokers Group, Inc.&#160; The
                      Class B shares entitle IBG Holdings LLC to 81.9% of the outstanding voting rights in Interactive Brokers Group, Inc.&#160; It also owns shares in non-voting shares in IBG LLC.&#160; IBG Holdings LLC acts as a holding company for its interests
                      in Interactive Brokers Group, Inc. and IBG LLC.</font></div>
                </td>
              </tr>

          </table>
        </div>
        <div>
          <table cellspacing="0" cellpadding="0" id="zdae780a4ffef4fd3b95111c99e6ffe1e" class="DSPFListTable" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; width: 100%;">

              <tr>
                <td style="width: 36pt; vertical-align: top; align: right;">
                  <div style="text-align: left; margin-left: 18pt;"><font style="font-size: 10pt; font-family: Symbol, serif;">&#183;</font></div>
                </td>
                <td style="width: auto; vertical-align: top;">
                  <div style="text-align: justify;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">IBKR Member Holdings LLC, a Delaware limited liability company, owns 100% of the outstanding voting rights in IBG Holdings
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                </td>
              </tr>

          </table>
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              <tr>
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                  <div style="text-align: left; margin-left: 18pt;"><font style="font-size: 10pt; font-family: Symbol, serif;">&#183;</font></div>
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                  <div style="text-align: justify;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Thomas Peterffy, as trustee of the Thomas Peterffy 2018 Revocable Trust, owns 100% of the outstanding voting rights in IBKR
                      Member Holdings LLC.&#160; The Thomas Peterffy 2018 Revocable Trust is a personal estate planning vehicle and Mr. Thomas Peterffy, a citizen of the United States, is the Chairman and Chief Executive Officer of Interactive Brokers Group,
                      Inc.</font></div>
                </td>
              </tr>

          </table>
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        </div>
        <div style="text-align: justify;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">The principal business address of all business entities listed above is One Pickwick Plaza, Greenwich, CT 06830.&#160; The business address of
            Mr. Peterffy and his revocable trust is 777 S. Flagler Drive, #1001 East, West Palm Beach, FL 33401.</font></div>
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        <div style="text-align: justify;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">(d) - (e).&#160; During the last five years, the Reporting Persons have not been convicted in a criminal proceeding (excluding traffic
            violations and similar misdemeanors) nor have they been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or are subject to a judgment, decree or final order
            enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.</font></div>
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        <div style="text-align: justify; margin-top: 5.05pt;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Item 3.&#160; Sources and Amount of Funds or Other Consideration</font></div>
        <div style="text-align: justify; margin-top: 5.05pt;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">IBGI purchased 137,635,322 Series B-3 preferred shares in Up Fintech on June 7, 2018 for $20 million.&#160; Concurrently
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            transaction for $7 million.&#160; As a result, IBGI owns 150,760,322 Class A ordinary shares.&#160; No Reporting Person owns any outstanding ADSs.</font></div>
        <div style="text-align: justify; margin-top: 5.05pt;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">The purchases were funded by existing capital held by members of the Interactive Brokers Group of companies.</font></div>
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      <div style="text-align: justify; margin-top: 5.05pt; font-family: 'Times New Roman', Times, serif; font-size: 10pt;">IBGI acquired beneficial ownership of the Class A ordinary shares to which this Schedule relates in order to obtain a significant
        equity position in Up Fintech, which, in the opinion of IBGI, represented an attractive investment opportunity when purchased.&#160; The Reporting Persons may engage in discussions with management, the board of directors, other shareholders and other
        relevant parties concerning the business, operations, board composition, management, strategy and future plans of Up Fintech that could result in or relate to, among other things, any of the matters set forth in subparagraphs (a) through (j) of the
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        Persons have any present plans or proposals that relate to or would result in any of the actions specified in clauses (a) through (j) of the instructions to Item 4 of Schedule 13D.</font>
      <div style="text-align: justify; margin-top: 5.05pt;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">The Reporting Persons intend to review their investment in Up Fintech on a continuing basis and reserve the right, at
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        shares to which there is sole power to vote or direct the vote or to dispose or direct the disposition and (ii) the number of shares of Class A ordinary shares to which there is shared power to vote or direct the vote or to dispose or direct the
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      <div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; FONT-WEIGHT: bold; TEXT-ALIGN: left; MARGIN-TOP: 5.05pt">Item 6. &#160;Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.</div>
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      <div style="text-align: justify; margin-top: 5.05pt; font-family: 'Times New Roman', Times, serif; font-size: 10pt;">Except with respect to the purchase transactions described in &#8220;Item 3 &#8211; Sources and Amount of Funds or Other Consideration,&#8221; the
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      <div style="text-align: justify; margin-top: 5.05pt; font-family: 'Times New Roman', Times, serif; font-size: 10pt;"> <font style="font-weight: bold;"><br>
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      <font style="font-weight: bold;">Item 7. &#160;Material to be Filed as Exhibits </font>
      <div><br>
      </div>
      <div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; TEXT-ALIGN: left">
        <div style="text-align: left; margin-top: 5.05pt; font-family: 'Times New Roman', Times, serif; font-size: 10pt;">The Subscription Agreement by and between Up Fintech and IB Global Investments LLC, dated March 8, 2019, can be found as exhibit 10.16
          to Amendment No. 1 of Up Fintech&#8217;s Registration Statement on Form F-1 filed on March&#160;11, 2019 (File No. 333-229808) and is incorporated herein by reference.</div>
      </div>
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      <div style="DISPLAY: block; TEXT-INDENT: 0pt">&#160;</div>
      <div style="DISPLAY: block; TEXT-INDENT: 0pt"> <br>
      </div>
      <div style="DISPLAY: block; TEXT-INDENT: 0pt"> <br>
      </div>
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    <div style="FONT-SIZE: 10pt; FONT-FAMILY: Times New Roman; TEXT-ALIGN: left; MARGIN-LEFT: 0pt; DISPLAY: block; MARGIN-RIGHT: 0pt; TEXT-INDENT: 36pt">After reasonable inquiry and to the best of its knowledge and belief, the undersigned certify that the
      information set forth in this Statement is true, complete and correct.</div>
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    </div>
    <div style="TEXT-ALIGN: left; MARGIN-LEFT: 0pt; DISPLAY: block; MARGIN-RIGHT: 0pt; TEXT-INDENT: 0pt">&#160;</div>
    <div style="TEXT-ALIGN: left; MARGIN-LEFT: 0pt; DISPLAY: block; MARGIN-RIGHT: 0pt; TEXT-INDENT: 0pt">
      <div style="TEXT-ALIGN: center">
        <table cellspacing="0" cellpadding="0" border="0" style="background-color: #FFFFFF; width: 100%; font-family: 'times new roman'; font-size: 10pt;" id="z2c89c27ba8354306a96d48382ab1324f">

            <tr>
              <td style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; WIDTH: 25%">&#160;Dated: May 20, 2019</td>
              <td style="font-size: 10pt; font-family: times new roman; width: 30%;">&#160;IB GLOBAL INVESTMENTS LLC<br>
              </td>
              <td style="width: 20%;">&#160;</td>
              <td style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; WIDTH: 25%">&#160;</td>
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            <tr>
              <td style="font-size: 10pt; font-family: times new roman; width: 25%;" rowspan="1">&#160;</td>
              <td style="font-size: 10pt; font-family: times new roman; width: 30%;" rowspan="1">&#160;IBG LLC</td>
              <td style="font-size: 10pt; font-family: times new roman; width: 20%;" rowspan="1">&#160;</td>
              <td style="font-size: 10pt; font-family: times new roman; width: 25%;" rowspan="1">&#160;</td>
            </tr>
            <tr>
              <td style="font-size: 10pt; font-family: times new roman; width: 25%;" rowspan="1">&#160;</td>
              <td style="font-size: 10pt; font-family: times new roman; width: 30%;" rowspan="1">&#160;INTERACTIVE BROKERS GROUP, INC.</td>
              <td style="font-size: 10pt; font-family: times new roman; width: 20%;" rowspan="1">&#160;</td>
              <td style="font-size: 10pt; font-family: times new roman; width: 25%;" rowspan="1">&#160;</td>
            </tr>
            <tr>
              <td style="font-size: 10pt; font-family: times new roman; width: 25%;" rowspan="1">&#160;</td>
              <td style="font-size: 10pt; font-family: times new roman; width: 30%;" rowspan="1">&#160;IBG HOLDINGS LLC</td>
              <td style="font-size: 10pt; font-family: times new roman; width: 20%;" rowspan="1">&#160;</td>
              <td style="font-size: 10pt; font-family: times new roman; width: 25%;" rowspan="1">&#160;</td>
            </tr>
            <tr>
              <td style="font-size: 10pt; font-family: times new roman; width: 25%;" rowspan="1">&#160;</td>
              <td style="font-size: 10pt; font-family: times new roman; width: 30%;" rowspan="1">&#160;IBKR MEMBER HOLDINGS LLC</td>
              <td style="font-size: 10pt; font-family: times new roman; width: 20%;" rowspan="1">&#160;</td>
              <td style="font-size: 10pt; font-family: times new roman; width: 25%;" rowspan="1">&#160;</td>
            </tr>
            <tr>
              <td style="font-size: 10pt; font-family: times new roman; width: 25%;" rowspan="1">&#160;</td>
              <td style="font-size: 10pt; font-family: times new roman; width: 30%;" rowspan="1">&#160;THE THOMAS PETERFFY 2018 REVOCABLE TRUST<br>
              </td>
              <td style="font-size: 10pt; font-family: times new roman; width: 20%;" rowspan="1">&#160;</td>
              <td style="font-size: 10pt; font-family: times new roman; width: 25%;" rowspan="1">&#160;</td>
            </tr>
            <tr>
              <td style="font-size: 10pt; font-family: times new roman; width: 25%;" rowspan="1">&#160;</td>
              <td style="font-size: 10pt; font-family: times new roman; width: 30%;" rowspan="1">&#160;</td>
              <td style="font-size: 10pt; font-family: times new roman; width: 20%;" rowspan="1">&#160;</td>
              <td style="font-size: 10pt; font-family: times new roman; width: 25%;" rowspan="1">&#160;</td>
            </tr>
            <tr>
              <td style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; PADDING-BOTTOM: 2px; WIDTH: 25%">&#160;</td>
              <td style="font-size: 10pt; font-family: times new roman; padding-bottom: 2px; width: 30%;">&#160;By:</td>
              <td style="font-size: 10pt; font-family: times new roman; border-bottom: 2px solid black; width: 20%;">&#160;/s/ Thomas Peterffy</td>
              <td style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; PADDING-BOTTOM: 2px; WIDTH: 25%">&#160;</td>
            </tr>
            <tr>
              <td style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; WIDTH: 25%">&#160;</td>
              <td style="font-size: 10pt; font-family: times new roman; width: 30%;">&#160;</td>
              <td style="font-size: 10pt; font-family: times new roman; width: 20%;">&#160;Name: Thomas Peterffy</td>
              <td style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; WIDTH: 25%">&#160;</td>
            </tr>
            <tr>
              <td style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; WIDTH: 25%">&#160;</td>
              <td style="font-size: 10pt; font-family: times new roman; width: 30%;">&#160;</td>
              <td style="font-size: 10pt; font-family: times new roman; width: 20%;">&#160;Title: Duly Authorized<br>
              </td>
              <td style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; WIDTH: 25%">&#160;</td>
            </tr>

        </table>
      </div>
      <div>&#160;</div>
    </div>
    <div style="FONT-SIZE: 10pt; FONT-FAMILY: Times New Roman; TEXT-ALIGN: left; MARGIN-LEFT: 0pt; DISPLAY: block; MARGIN-RIGHT: 0pt; TEXT-INDENT: 0pt">&#160;</div>
    <div style="TEXT-ALIGN: left; MARGIN-LEFT: 0pt; DISPLAY: block; MARGIN-RIGHT: 0pt; TEXT-INDENT: 0pt">&#160;</div>
    <div style="TEXT-ALIGN: center">
      <table cellspacing="0" cellpadding="0" border="0" style="background-color: #FFFFFF; width: 100%; font-family: 'times new roman'; font-size: 10pt;" id="z3cfa52a52cc6421d93a285ee945c9f0e">

          <tr>
            <td style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; WIDTH: 25%">&#160;Dated: May 20, 2019</td>
            <td style="font-size: 10pt; font-family: times new roman; width: 30%;">&#160;</td>
            <td style="font-size: 10pt; font-family: times new roman; width: 20%;">&#160;</td>
            <td style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; WIDTH: 25%">&#160;</td>
          </tr>
          <tr>
            <td style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; PADDING-BOTTOM: 2px; WIDTH: 25%">&#160;</td>
            <td style="padding-bottom: 2px; width: 30%;">&#160;</td>
            <td style="font-size: 10pt; font-family: times new roman; border-bottom: 2px solid black; width: 20%;">&#160;/s/ Thomas Peterffy</td>
            <td style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; PADDING-BOTTOM: 2px; WIDTH: 25%">&#160;</td>
          </tr>
          <tr>
            <td style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; WIDTH: 25%">&#160;</td>
            <td style="font-size: 10pt; font-family: times new roman; width: 30%;">&#160;</td>
            <td style="font-size: 10pt; font-family: times new roman; width: 20%;">&#160;Thomas Peterffy</td>
            <td style="FONT-SIZE: 10pt; FONT-FAMILY: times new roman; WIDTH: 25%">&#160;</td>
          </tr>

      </table>
    </div>
    <div>&#160;</div>
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      &#160;</div>
    <div style="TEXT-ALIGN: left; MARGIN-LEFT: 0pt; DISPLAY: block; MARGIN-RIGHT: 0pt; TEXT-INDENT: 0pt">&#160;</div>
    <br>
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    </div>
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    <div style="text-align: center;" id="DSPFPageNumberArea"><font style="font-family: 'Times New Roman', Times, serif; font-size: 8pt; font-weight: normal; font-style: normal;" id="DSPFPageNumber">11</font></div>
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    <div style="text-align: center; font-family: 'Times New Roman', Times, serif; font-size: 10pt;">EXHIBIT INDEX</div>
    <div><br>
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    <table cellspacing="0" cellpadding="0" id="zddd75cf01acf4065b66e78259fbf4b2a" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; width: 100%;">

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            <div>
              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Exhibit<font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;"><br>
                  </font>Number</font></div>
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              <div style="text-align: center;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif; font-weight: bold;">Description</font></div>
              <div>&#160;</div>
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            <div style="text-align: center; text-indent: -10pt; margin-left: 10pt;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">1</font></div>
          </td>
          <td style="width: 90.44%; vertical-align: top;">
            <div style="text-align: left; margin-left: 3.6pt;"><font style="font-size: 10pt; font-family: 'Times New Roman', Times, serif;">Subscription Agreement by and between Up Fintech and IB Global Investments LLC, dated March 8, 2019, filed as
                Exhibit&#160;10.16 to Amendment No. 1 of the Up Fintech&#8217;s Registration Statement on Form F-1 on March&#160;11, 2019 (File No. 333-229808) is incorporated herein by reference.</font></div>
          </td>
        </tr>

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