XML 13 R2.htm IDEA: XBRL DOCUMENT v3.20.2
Condensed Consolidated Statements of Financial Condition - USD ($)
$ in Millions
Sep. 30, 2020
Dec. 31, 2019
Assets    
Cash and cash equivalents $ 3,292 $ 2,882
Cash segregated for regulatory purposes 12,789 9,400
Securities - segregated for regulatory purposes 29,316 17,824
Securities borrowed 3,995 3,916
Securities purchased under agreements to resell 1,401 3,111
Financial instruments owned, at fair value:    
Financial instruments owned 405 1,755
Financial instruments owned and pledged as collateral 47 161
Total financial instruments owned, at fair value 452 1,916
Receivables:    
Customers, less allowance for doubtful accounts of $17 and $86 as of September 30, 2020 and December 31, 2019 30,343 31,304
Receivables from brokers, dealers and clearing organizations 2,575 685
Interest receivable 69 158
Total receivables 32,987 32,147
Other assets 466 480
Total assets 84,698 71,676
Liabilities and equity    
Short-term borrowings 628 16
Securities loaned 5,738 4,410
Securities sold under agreements to repurchase   1,909
Financial instruments sold, not yet purchased, at fair value 187 457
Payables    
Payable to customers 68,830 56,248
Payables to brokers, dealers and clearing organizations 313 220
Affiliate 129 152
Accounts payable, accrued expenses and other liabilities 324 295
Interest Payable 3 29
Total payables 69,599 56,944
Total liabilities 76,152 63,736
Commitments, contingencies and guarantees (see Note 13)
Stockholders' equity    
Additional paid-in capital 985 934
Retained earnings 621 520
Accumulated other comprehensive income, net of income taxes of $0 and $0 as of September 30, 2020 and December 31, 2019 5  
Treasury stock, at cost, 132,632 and 138,930 shares as of September 30, 2020 and December 31, 2019 (3) (3)
Total stockholders' equity 1,609 1,452
Noncontrolling interests 6,937 6,488
Total equity 8,546 7,940
Total liabilities and stockholders' equity 84,698 71,676
Common Class A [Member]    
Stockholders' equity    
Common stock, $0.01 par value per share 1 1
Common Class B [Member]    
Stockholders' equity    
Common stock, $0.01 par value per share