<SEC-DOCUMENT>0000930413-17-002256.txt : 20170531
<SEC-HEADER>0000930413-17-002256.hdr.sgml : 20170531
<ACCEPTANCE-DATETIME>20170531161546
ACCESSION NUMBER:		0000930413-17-002256
CONFORMED SUBMISSION TYPE:	SD
PUBLIC DOCUMENT COUNT:		2
<RULE>
<RULE-NAME>13p-1
<ITEM>
<ITEM-NUMBER>1.01
<ITEM-PERIOD>20161231
</ITEM>
<ITEM>
<ITEM-NUMBER>1.02
<ITEM-PERIOD>20161231
</ITEM>
</RULE>
FILED AS OF DATE:		20170531
DATE AS OF CHANGE:		20170531

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			COLGATE PALMOLIVE CO
		CENTRAL INDEX KEY:			0000021665
		STANDARD INDUSTRIAL CLASSIFICATION:	PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844]
		IRS NUMBER:				131815595
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SD
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-00644
		FILM NUMBER:		17881202

	BUSINESS ADDRESS:	
		STREET 1:		300 PARK AVE
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10022
		BUSINESS PHONE:		2123102000

	MAIL ADDRESS:	
		STREET 1:		300 PARK AVE
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10022
</SEC-HEADER>
<DOCUMENT>
<TYPE>SD
<SEQUENCE>1
<FILENAME>c88490_sd.htm
<TEXT>
<HTML>
<HEAD>
<TITLE></TITLE>
</HEAD>
<BODY>

<P STYLE="font: 11pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>UNITED STATES</B></P>

<P STYLE="font: 11pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>SECURITIES AND EXCHANGE COMMISSION</B></P>

<P STYLE="font: 11pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>Washington, D.C. 20549</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>

<P STYLE="font: 11pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>FORM SD</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>

<P STYLE="font: 11pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>SPECIALIZED DISCLOSURE REPORT</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>

<P STYLE="font: 11pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>COLGATE-PALMOLIVE COMPANY</B></P>

<P STYLE="font: 11pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">(Exact name of the registrant as specified
in its charter)</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 11pt Times New Roman, Times, Serif; width: 100%; border-collapse: collapse">
<TR STYLE="vertical-align: top">
    <TD STYLE="width: 30%; text-align: center"><U>Delaware</U></TD>
    <TD STYLE="width: 5%; text-align: center">&nbsp;</TD>
    <TD STYLE="width: 30%; text-align: center"><U>1-644</U></TD>
    <TD STYLE="width: 5%; text-align: center">&nbsp;</TD>
    <TD STYLE="width: 30%; text-align: center"><U>13-1815595</U></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="text-align: center">(State or Other Jurisdiction</TD>
    <TD STYLE="text-align: center">&nbsp;</TD>
    <TD STYLE="text-align: center">(Commission</TD>
    <TD STYLE="text-align: center">&nbsp;</TD>
    <TD STYLE="text-align: center">(IRS Employer</TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="text-align: center">of Incorporation)</TD>
    <TD STYLE="text-align: center">&nbsp;</TD>
    <TD STYLE="text-align: center">File Number)</TD>
    <TD STYLE="text-align: center">&nbsp;</TD>
    <TD STYLE="text-align: center">Identification No.)</TD></TR>
</TABLE>
<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>
<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 11pt Times New Roman, Times, Serif; width: 100%; border-collapse: collapse">
<TR STYLE="vertical-align: top">
    <TD STYLE="width: 60%; text-align: center"><U>300 Park Avenue, New York, NY</U></TD>
    <TD STYLE="width: 10%; text-align: left">&nbsp;</TD>
    <TD STYLE="width: 30%; text-align: center"><U>10022</U></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="text-align: center">(Address of Principal Executive Offices)</TD>
    <TD STYLE="text-align: left">&nbsp;</TD>
    <TD STYLE="text-align: center">(Zip Code)</TD></TR>
</TABLE>
<P STYLE="font: 11pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>

<P STYLE="font: 11pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">Dennis J. Hickey<BR>
Chief Financial Officer<BR>
(212) 310-2000</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>

<P STYLE="font: 11pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">(Name and telephone number, including area
code, of the<BR>person to contact in connection with this
report.)</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>

<P STYLE="font: 11pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left">Check the appropriate box to indicate the
rule pursuant to which this form is being filed, and provide the period to which the information
in this form applies:</P>

<P STYLE="font: 11pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left">&nbsp;</P>

<P STYLE="font: 11pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left"><FONT STYLE="font-family: Wingdings">x</FONT>
Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December
31, 2016.</P>

<!-- Field: Page; Sequence: 1 -->
    <DIV STYLE="margin-bottom: 6pt; border-bottom: Silver 4px solid"><TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 12pt Times New Roman, Times, Serif"><TR><TD STYLE="text-align: center; width: 100%">&nbsp;</TD></TR></TABLE></DIV>
    <DIV STYLE="page-break-before: always; margin-top: 6pt; margin-bottom: 10pt"><TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif"><TR><TD STYLE="text-align: left; width: 100%"><PAGE></PAGE></TD></TR></TABLE></DIV>
    <!-- Field: /Page -->

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left"><B>Section 1 &ndash; Conflict Minerals Disclosure</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left"><B>Item 1.01 Conflict Minerals Disclosure
and Report</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left">Colgate-Palmolive Company (the &ldquo;Company&rdquo;)
has filed this Specialized Disclosure Form (Form SD) (including the Conflict Minerals Report) for the year ended December 31,
2016 to comply with Rule 13p-1 under the Securities Exchange Act of 1934 relating to &ldquo;conflict minerals.&rdquo; This report
is also available in the &ldquo;For Investors&rdquo; section of the Company&rsquo;s website at <U>https://www.colgatepalmolive.com</U>.
The reference to the Company&rsquo;s website is provided for convenience only, and its contents are not incorporated by reference
into this Specialized Disclosure Form (Form SD) nor deemed filed with the U.S. Securities and Exchange Commission.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left"><B>Item 1.02 Exhibit</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left">The Company&rsquo;s Conflict Minerals Report
for the year ended December 31, 2016 is filed as Exhibit 1.01 of this Specialized Disclosure Form (Form SD).</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left"><B>Section 2 &ndash; Exhibits</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left">&nbsp;</P>
<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left"><B>Item 2.01 Exhibits</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left">&nbsp;</P>
<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 11pt Arial, Helvetica, Sans-Serif; width: 100%; border-collapse: collapse">
<TR STYLE="vertical-align: top">
    <TD STYLE="width: 12%; text-align: left; font-size: 10pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Exhibit 1.01</FONT></TD>
    <TD STYLE="width: 88%; text-align: left; font-size: 10pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Conflict Minerals Report of Colgate-Palmolive Company, as required by Items 1.01 and 1.02 of this Specialized Disclosure Form (Form SD).</FONT></TD></TR>
</TABLE>

<!-- Field: Page; Sequence: 2 -->
    <DIV STYLE="margin-bottom: 6pt; border-bottom: Silver 4px solid"><TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 12pt Times New Roman, Times, Serif"><TR><TD STYLE="text-align: center; width: 100%">&nbsp;</TD></TR></TABLE></DIV>
    <DIV STYLE="page-break-before: always; margin-top: 6pt; margin-bottom: 10pt"><TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif"><TR><TD STYLE="text-align: left; width: 100%"><PAGE></PAGE></TD></TR></TABLE></DIV>
    <!-- Field: /Page -->

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>SIGNATURE</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left">Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left">&nbsp;</P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 10pt Times New Roman, Times, Serif; width: 100%; border-collapse: collapse">
<TR STYLE="vertical-align: top">
    <TD STYLE="text-align: left">&nbsp;</TD>
    <TD COLSPAN="2" STYLE="text-align: left"><B>COLGATE-PALMOLIVE COMPANY</B></TD>
    <TD STYLE="text-align: left">&nbsp;</TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="text-align: left; width: 50%">&nbsp;</TD>
    <TD STYLE="text-align: left; width: 3%">&nbsp;</TD>
    <TD STYLE="text-align: left; width: 37%">&nbsp;</TD>
    <TD STYLE="text-align: left; width: 10%">&nbsp;</TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="text-align: left">Date:&nbsp;&nbsp;&nbsp;May 31, 2017</TD>
    <TD STYLE="text-align: left">By:&nbsp;</TD>
    <TD STYLE="text-align: left; border-bottom: Black 1px solid">/s/ Dennis J. Hickey</TD>
    <TD STYLE="text-align: left">&nbsp;</TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="text-align: left">&nbsp;</TD>
    <TD STYLE="text-align: left">Name:&nbsp;</TD>
    <TD STYLE="text-align: left">Dennis J. Hickey</TD>
    <TD STYLE="text-align: left">&nbsp;</TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="text-align: left">&nbsp;</TD>
    <TD STYLE="text-align: left">Title:&nbsp;</TD>
    <TD STYLE="text-align: left">Chief Financial Officer</TD>
    <TD STYLE="text-align: left">&nbsp;</TD></TR>
</TABLE>

<!-- Field: Page; Sequence: 3 -->
    <DIV STYLE="margin-bottom: 6pt; border-bottom: Silver 4px solid"><TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 12pt Times New Roman, Times, Serif"><TR><TD STYLE="text-align: center; width: 100%">&nbsp;</TD></TR></TABLE></DIV>
<!-- Field: /Page -->

</BODY>
</HTML>
</TEXT>
</DOCUMENT>
<DOCUMENT>
<TYPE>EX-1.01
<SEQUENCE>2
<FILENAME>c88490_ex1-01.htm
<TEXT>
<HTML>
<HEAD>
<TITLE></TITLE>
</HEAD>
<BODY>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: right"><B>Exhibit 1.01</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>Colgate-Palmolive Company<BR>
Conflict Minerals Report<BR>
for the Year Ended December 31, 2016</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">This Conflict Minerals Report for the year ended December 31,
2016 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 relating to &ldquo;conflict minerals&rdquo;
(the &ldquo;Rule&rdquo;). For purposes of the Rule, &ldquo;conflict minerals&rdquo; are limited to cassiterite, columbite-tantalite,
wolframite and gold, including their derivatives, which are limited to tin, tantalum and tungsten.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><B><U>Introduction</U></B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">Colgate-Palmolive Company (the &ldquo;Company&rdquo;) is a leading
consumer products company whose products are marketed in over 200 countries and territories throughout the world. As a result of
the Company&rsquo;s global operations, its supply chain sources materials, finished products and services globally and from a large
number of suppliers worldwide. The Company does not typically source any minerals, including conflict minerals, directly from mines,
smelters or refiners and is several supply chain levels removed from these market activities.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">The Company manufactures and markets a wide array of oral care,
personal care, home care and pet nutrition products. As required by the Rule, the Company has conducted a review of its products
to determine whether they contain conflict minerals that are necessary to their functionality or production. Only a small number
of the Company&rsquo;s products were determined to contain necessary conflict minerals. The Company determined that necessary conflict
minerals were contained in components of its electric and battery toothbrushes and its whitening tray devices.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><B><U>Reasonable Country of Origin Inquiry</U></B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">As required by the Rule, the Company conducted a reasonable
country of origin inquiry into its supply chain to determine whether any of the conflict minerals contained in its products originated
in the Democratic Republic of Congo or adjoining countries (collectively, the &ldquo;Covered Countries&rdquo;).</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><I>Supplier Survey</I></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Calibri, Helvetica, Sans-Serif; margin: 0pt 0"><FONT STYLE="font-family: Times New Roman, Times, Serif">The
Company identified its materials and products that contain necessary conflict minerals by reviewing its reasonable country of origin
inquiry survey results from the prior year, searching its product formula database and interviewing internal product ingredient
experts. The Company requested that each of the suppliers of these materials and/or products complete the Conflict Minerals Reporting
Template developed by the Conflict-Free Sourcing Initiative (&ldquo;CFSI&rdquo;).</FONT> <FONT STYLE="font-family: Times New Roman, Times, Serif">Responses
were reviewed for consistency and completeness, and follow-up inquiries were conducted if necessary. The results of the supplier
survey were discussed with members of senior management.</FONT></P>

<P STYLE="font: 10pt Calibri, Helvetica, Sans-Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><I>Results of Survey</I></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">The Company received responses from 100% of the surveyed suppliers.
Certain of the surveyed suppliers indicated that they sourced conflict minerals from a smelter that sources from the Covered</P>

<!-- Field: Page; Sequence: 1 -->
    <DIV STYLE="margin-bottom: 6pt; border-bottom: Silver 4px solid"><TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 12pt Times New Roman, Times, Serif"><TR><TD STYLE="text-align: center; width: 100%">&nbsp;</TD></TR></TABLE></DIV>
    <DIV STYLE="page-break-before: always; margin-top: 6pt; margin-bottom: 10pt"><TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif"><TR><TD STYLE="text-align: left; width: 100%"><PAGE></PAGE></TD></TR></TABLE></DIV>
    <!-- Field: /Page -->

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">Countries, but is considered &ldquo;compliant&rdquo; under the
CFSI&rsquo;s Conflict-Free Smelter Program (the &ldquo;CFSP&rdquo;) assessment protocols as of May 22, 2017, meaning it either
had a currently valid audit or a reaudit in progress. None of the other suppliers indicated that the smelters in their supply chain
source conflict minerals from the Covered Countries. One supplier indicated that the conflict minerals contained in its product
are from recycled or scrap sources. As of May 22, 2017, all of the smelters reported to us were considered &ldquo;compliant&rdquo;
under the CFSP assessment protocols.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><B><U>Due Diligence Process</U></B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">The Company has exercised due diligence on its supply chain,
with the goal of determining that the necessary conflict minerals contained in its products did not directly or indirectly finance
or benefit armed groups in the Covered Countries. The Company designed its due diligence process to comply in all substantive respects
to the framework set forth in the Organization for Economic Cooperation and Development Due Diligence Guidance for Responsible
Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (the &ldquo;OECD Framework&rdquo;).</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">The Company performed the following due diligence steps:</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top">
<TD STYLE="width: 18pt"></TD><TD STYLE="width: 18pt"><B>(1)</B></TD><TD><B>Establish strong company management systems</B></TD></TR></TABLE>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top">
<TD STYLE="width: 36pt"></TD><TD STYLE="width: 18pt">&bull;</TD><TD>The Company has adopted a conflict minerals policy, which
                                                                includes information on how to contact the Company for further
                                                                information and/or to report concerns. The policy is available
                                                                in the &ldquo;Sustainability&rdquo; section of the Company&rsquo;s
                                                                website at <U>https://www.colgatepalmolive.com</U>.</TD></TR>
<TR STYLE="vertical-align: top">
<TD STYLE="width: 36pt"></TD><TD STYLE="width: 18pt">&bull;</TD><TD>The Company has incorporated
                                         its conflict minerals policy into its Third Party Code of Conduct, which conveys the
                                         Company&rsquo;s expectations regarding ethical conduct to all third parties with whom
                                         the Company does business. </TD></TR>
<TR STYLE="vertical-align: top">
<TD STYLE="width: 36pt"></TD><TD STYLE="width: 18pt">&bull;</TD><TD>The Company has established
                                         a team comprised of employees from its procurement, legal and sustainability functions
                                         to design and implement its conflict minerals compliance efforts with senior executive
                                         level support and oversight.</TD></TR>
<TR STYLE="vertical-align: top">
<TD STYLE="width: 36pt"></TD><TD STYLE="width: 18pt">&bull;</TD><TD>The Company has provided
                                         background information and training on the Rule to employees involved in its conflict
                                         minerals compliance efforts.</TD></TR>
<TR STYLE="vertical-align: top">
<TD STYLE="width: 36pt"></TD><TD STYLE="width: 18pt">&bull;</TD><TD>The Company requested
                                         relevant suppliers to identify the smelters of the conflict minerals in their materials
                                         or products.</TD></TR>
<TR STYLE="vertical-align: top">
<TD STYLE="width: 36pt"></TD><TD STYLE="width: 18pt">&bull;</TD><TD>The Company requires
                                         that conflict materials documentation be retained for six years pursuant to the Company&rsquo;s
                                         document retention policy.</TD></TR></TABLE>

<P STYLE="margin-top: 0pt; margin-bottom: 0pt; font: 10pt Calibri, Helvetica, Sans-Serif">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top">
<TD STYLE="width: 18pt"></TD><TD STYLE="width: 18pt"><B>(2)</B></TD><TD><B>Identify and assess risks in the supply chain</B></TD></TR></TABLE>

<TABLE CELLPADDING="0" CELLSPACING="0" WIDTH="100%" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top">
<TD STYLE="width: 36pt"></TD><TD STYLE="width: 18pt">&bull;</TD><TD>As described above
                                         under &ldquo;Reasonable Country of Origin Inquiry,&rdquo; in order to determine the mine
                                         or location of origin of the conflict minerals in the Company&rsquo;s supply chain with
                                         the greatest possible specificity, the Company requested its relevant suppliers to complete
                                         the Conflict Minerals Reporting Template developed by CFSI.</TD></TR>
<TR STYLE="vertical-align: top">
<TD STYLE="width: 36pt"></TD><TD STYLE="width: 18pt">&bull;</TD><TD>The Company reviewed
                                         the supplier responses for inconsistent and/or incomplete responses that might indicate
                                         a potential risk.</TD></TR>
<TR STYLE="vertical-align: top">
<TD STYLE="width: 36pt"></TD><TD STYLE="width: 18pt">&bull;</TD><TD>The Company compared
                                         the smelters identified by its suppliers against the CFSP&rsquo;s lists of compliant
                                         and active smelters.</TD></TR></TABLE>

<!-- Field: Page; Sequence: 2 -->
    <DIV STYLE="margin-bottom: 6pt; border-bottom: Silver 4px solid"><TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 12pt Times New Roman, Times, Serif"><TR><TD STYLE="text-align: center; width: 100%">&nbsp;</TD></TR></TABLE></DIV>
    <DIV STYLE="page-break-before: always; margin-top: 6pt; margin-bottom: 10pt"><TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif"><TR><TD STYLE="text-align: left; width: 100%"><PAGE></PAGE></TD></TR></TABLE></DIV>
<!-- Field: /Page -->

<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; font: 10pt Times New Roman, Times, Serif">
<TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif"></TD><TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif"><B>(3)</B></TD><TD STYLE="font: 10pt Times New Roman, Times, Serif"><B>Design and implement a strategy to respond to identified
                                                                    risks</B></TD></TR></TABLE>

<P STYLE="margin-top: 0pt; margin-bottom: 0pt; font: 10pt Times New Roman, Times, Serif">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 36pt">The Company implemented a risk management plan designed
to identify, monitor and mitigate identified risks. Elements of the plan included:</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 36pt">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; font: 10pt Times New Roman, Times, Serif">
<TD STYLE="width: 36pt; font: 10pt Times New Roman, Times, Serif"></TD><TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif">&bull;</TD><TD STYLE="font: 10pt Times New Roman, Times, Serif">providing updates
                                                                                                         to senior management
                                                                                                         in the finance, supply
                                                                                                         chain and legal functions;</TD></TR></TABLE>

<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; font: 10pt Times New Roman, Times, Serif">
<TD STYLE="width: 36pt; font: 10pt Times New Roman, Times, Serif"></TD><TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif">&bull;</TD><TD STYLE="font: 10pt Times New Roman, Times, Serif">sending corrective
                                                                                                         action follow-up notices
                                                                                                         to suppliers who provided
                                                                                                         incomplete and/or inconsistent
                                                                                                         responses to the Company&rsquo;s
                                                                                                         information requests;
                                                                                                         </TD></TR></TABLE>

<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; font: 10pt Times New Roman, Times, Serif">
<TD STYLE="width: 36pt; font: 10pt Times New Roman, Times, Serif"></TD><TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif">&bull;</TD><TD STYLE="font: 10pt Times New Roman, Times, Serif">informing relevant
                                                                                                         suppliers about the Company&rsquo;s
                                                                                                         conflict minerals policy;
                                                                                                         and</TD></TR></TABLE>

<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; font: 10pt Times New Roman, Times, Serif">
<TD STYLE="width: 36pt; font: 10pt Times New Roman, Times, Serif"></TD><TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif">&bull;</TD><TD STYLE="font: 10pt Times New Roman, Times, Serif">encouraging suppliers
                                                                                                         who provided inconsistent
                                                                                                         or incomplete responses
                                                                                                         to improve their due
                                                                                                         diligence practices in
                                                                                                         accordance with the Company&rsquo;s
                                                                                                         conflict minerals policy.</TD></TR></TABLE>

<P STYLE="margin-top: 0pt; margin-bottom: 0pt; font: 10pt Times New Roman, Times, Serif">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; font: 10pt Times New Roman, Times, Serif">
<TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif"></TD><TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif"><B>(4)</B></TD><TD STYLE="font: 10pt Times New Roman, Times, Serif"><B>Carry out independent third-party audit of supply chain
                                                                    due diligence at identified points in the supply chain </B></TD></TR></TABLE>

<P STYLE="margin-top: 0pt; margin-bottom: 0pt; font: 10pt Times New Roman, Times, Serif">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 36pt">The Company does not conduct audits of smelters. The
Company relies on the CFSP to audit smelters that may be in the Company&rsquo;s supply chain.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 36pt">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; font: 10pt Times New Roman, Times, Serif">
<TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif"></TD><TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif"><B>(5)</B></TD><TD STYLE="font: 10pt Times New Roman, Times, Serif"><B>Report on supply chain due diligence</B></TD></TR></TABLE>

<P STYLE="margin-top: 0pt; margin-bottom: 0pt; font: 10pt Times New Roman, Times, Serif">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 36pt">This Conflict Minerals Report and the Company&rsquo;s
Specialized Disclosure Report (Form SD) are available in the &ldquo;For Investors&rdquo; section of the Company&rsquo;s website
at <U>https://www.colgatepalmolive.com</U>. The reference to the Company&rsquo;s website is provided for convenience only, and
its contents are not incorporated by reference into this Conflict Minerals Report nor deemed filed with the U.S. Securities and
Exchange Commission.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 36pt">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 18pt"><B><U>Smelters </U></B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 18pt">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 18pt">Attached as an Annex to this Conflict Minerals Report
is an aggregated list of the smelters reported to the Company by its suppliers of conflict minerals. Some of the suppliers that
provided this information did so either on a company or division level, and not in relation to specific products. Therefore, the
Company is unable to determine whether many of these smelters are actually in the Company&rsquo;s supply chain.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 18pt">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 18pt"><B><U>Ongoing Risk Mitigation Efforts</U></B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 18pt">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 18pt">The Company is implementing an ongoing risk mitigation
plan that is intended to strengthen its supply chain due diligence capability and traceability with respect to conflict minerals
and reduce the risk that the sourcing of any conflict minerals benefits armed groups in the Covered Countries. The Company&rsquo;s
ongoing risk mitigation efforts are expected to include:</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 18pt">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; font: 10pt Times New Roman, Times, Serif">
<TD STYLE="width: 36pt; font: 10pt Times New Roman, Times, Serif"></TD><TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif">&bull;</TD><TD STYLE="font: 10pt Times New Roman, Times, Serif">continuing to work
                                                                                                         to incorporate supplier
                                                                                                         contract language and/or
                                                                                                         terms and conditions
                                                                                                         that will require relevant
                                                                                                         suppliers to cooperate
                                                                                                         with the Company&rsquo;s
                                                                                                         conflict minerals compliance
                                                                                                         efforts; and</TD></TR></TABLE>

<!-- Field: Page; Sequence: 1 -->
    <DIV STYLE="margin-bottom: 6pt; border-bottom: Silver 4px solid"><TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 12pt Times New Roman, Times, Serif"><TR><TD STYLE="text-align: center; width: 100%">&nbsp;</TD></TR></TABLE></DIV>
    <DIV STYLE="page-break-before: always; margin-top: 6pt; margin-bottom: 10pt"><TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif"><TR><TD STYLE="text-align: left; width: 100%"><PAGE></PAGE></TD></TR></TABLE></DIV>
    <!-- Field: /Page -->


<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; font: 10pt Times New Roman, Times, Serif">
<TD STYLE="width: 36pt; font: 10pt Times New Roman, Times, Serif"></TD><TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif">&bull;</TD><TD STYLE="font: 10pt Times New Roman, Times, Serif">continuing to engage
                                                                                                         with the Company&rsquo;s
                                                                                                         suppliers to further
                                                                                                         enhance their due diligence
                                                                                                         processes.</TD></TR></TABLE>

<P STYLE="margin-top: 0pt; margin-bottom: 0pt; font: 10pt Times New Roman, Times, Serif">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 18pt"><B><U>Cautionary Statement on Forward-Looking Statements
</U></B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 18pt">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 18pt">This Conflict Minerals Report, including the description
of the Company&rsquo;s ongoing risk mitigation efforts, contains forward-looking statements (as such term is defined in the Private
Securities Litigation Reform Act of 1995 or by the Securities and Exchange Commission in its rules, regulations and releases).
These statements are made on the basis of the Company&rsquo;s views and expectations as of this time and the Company undertakes
no obligation to update these statements whether as a result of new information, future events or otherwise, except as required
by law or by the rules and regulations of the Securities and Exchange Commission. The Company cautions investors that such forward-looking
statements are not guarantees of future performance and that actual events or results may differ materially from those statements
due to factors, such as the implementation of satisfactory traceability and other compliance measures by the Company&rsquo;s direct
and indirect suppliers on a timely basis or at all, whether smelters and refiners and other market participants responsibly source
conflict minerals, internal and external resource restraints, and political and regulatory developments, whether in the Covered
Countries, the United States or elsewhere. For a description of certain factors that could cause the Company&rsquo;s future events
or results to differ materially from those expressed in any forward-looking statement, please refer to the Company&rsquo;s filings
with the Securities and Exchange Commission, including, without limitation, information under captions &ldquo;Risk Factors&rdquo;
and &ldquo;Cautionary Statement on Forward-Looking Statements&rdquo; included in the Company&rsquo;s Annual Report on Form 10-K
for the fiscal year ended December 31, 2016 and subsequent Quarterly Reports on Form 10-Q.</P>

<!-- Field: Page; Sequence: 2 -->
    <DIV STYLE="margin-bottom: 6pt; border-bottom: Silver 4px solid"><TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 12pt Times New Roman, Times, Serif"><TR><TD STYLE="text-align: center; width: 100%">&nbsp;</TD></TR></TABLE></DIV>
    <DIV STYLE="page-break-before: always; margin-top: 6pt; margin-bottom: 10pt"><TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif"><TR><TD STYLE="text-align: left; width: 100%"><PAGE></PAGE></TD></TR></TABLE></DIV>
    <!-- Field: /Page -->

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 10pt Times New Roman, Times, Serif; width: 100%; border-collapse: collapse">
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD COLSPAN="5" STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; text-indent: 0"><B>Annex</B><BR>
    <B>Smelters</B></TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD COLSPAN="5" STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; text-indent: 0">&nbsp;</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD STYLE="width: 16%; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; text-indent: 0; border-right: Black 1px solid; border-left: Black 1px solid; border-top: Black 1px solid"><B>Metal</B></TD>
    <TD STYLE="width: 42%; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; text-indent: 0; border-top: Black 1px solid"><B>Smelter
    Name</B></TD>
    <TD STYLE="width: 12%; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid; border-top: Black 1px solid"><B>CFSI<BR>
Smelter ID</B></TD>
    <TD STYLE="width: 18%; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; text-indent: 0; border-top: Black 1px solid"><B>Smelter<BR>
Location</B></TD>
    <TD STYLE="width: 12%; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid; border-top: Black 1px solid"><B>CFSP<BR>
Status<SUP>(1)</SUP></B></TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-right: Black 1px solid; border-left: Black 1px solid; border-top: Black 1px solid">Tin</TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid">Alpha</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid; border-top: Black 1px solid">CID000292</TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid">United States of America</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid; border-top: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border: Black 1px solid">Tin</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">China
    Tin Group Co., Ltd.</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">CID001070</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">China</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-right: Black 1px solid; border-left: Black 1px solid">Tin</TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">Cooperativa
    Metalurgica de Rond&ocirc;nia Ltda.</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">CID000295</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">Brazil</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border: Black 1px solid">Tin</TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">CV
    Ayi Jaya</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">CID002570</TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">Indonesia</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-right: Black 1px solid; border-left: Black 1px solid">Tin</TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">CV
    United Smelting</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">CID000315</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">Indonesia</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border: Black 1px solid">Tin</TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">EM
    Vinto</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">CID000438</TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">Bolivia (Plurinational State of)</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-right: Black 1px solid; border-left: Black 1px solid">Tin</TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">Fenix
    Metals</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">CID000468</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">Poland</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border: Black 1px solid">Tin</TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">Gejiu
    Non-Ferrous Metal Processing Co., Ltd.</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">CID000538</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">China</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-right: Black 1px solid; border-left: Black 1px solid">Tin</TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">Magnu&rsquo;s
    Minerais Metais e Ligas Ltda.</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">CID002468</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">Brazil</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border: Black 1px solid">Tin</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">Malaysia
    Smelting Corporation (MSC)</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">CID001105</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">Malaysia</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-right: Black 1px solid; border-left: Black 1px solid">Tin</TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">Metallo
    Belgium N.V.</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">CID002773</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">Belgium</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border: Black 1px solid">Tin</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">Minera&ccedil;&atilde;o
    Taboca S.A.</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">CID001173</TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">Brazil</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-right: Black 1px solid; border-left: Black 1px solid">Tin</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">Minsur</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">CID001182</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">Peru</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border: Black 1px solid">Tin</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">Mitsubishi
    Materials Corporation</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">CID001191</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">Japan</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-right: Black 1px solid; border-left: Black 1px solid">Tin</TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">Operaciones
    Metalurgical S.A.</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">CID001337</TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">Bolivia (Plurinational State of)</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border: Black 1px solid">Tin</TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">PT
    Artha Cipta Langgeng</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">CID001399</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">Indonesia</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-right: Black 1px solid; border-left: Black 1px solid">Tin</TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">PT
    ATD Makmur Mandiri Jaya</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">CID002503</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">Indonesia</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border: Black 1px solid">Tin</TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">PT
    Bangka Tin Industry</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">CID001419</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">Indonesia</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-right: Black 1px solid; border-left: Black 1px solid">Tin</TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">PT
    Belitung Industri Sejahtera</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">CID001421</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">Indonesia</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border: Black 1px solid">Tin</TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">PT
    Bukit Timah</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">CID001428</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">Indonesia</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-right: Black 1px solid; border-left: Black 1px solid">Tin</TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">PT
    DS Jaya Abadi</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">CID001434</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">Indonesia</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border: Black 1px solid">Tin</TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">PT
    Eunindo Usaha Mandiri</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">CID001438</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">Indonesia</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-right: Black 1px solid; border-left: Black 1px solid">Tin</TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">PT
    Inti Stania Prima</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">CID002530</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">Indonesia</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border: Black 1px solid">Tin</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">PT
    Mitra Stania Prima</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">CID001453</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">Indonesia</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-right: Black 1px solid; border-left: Black 1px solid">Tin</TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">PT
    Panca Mega Persada</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">CID001457</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">Indonesia</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border: Black 1px solid">Tin</TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">PT
    Refined Bangka Tin</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">CID001460</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">Indonesia</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-right: Black 1px solid; border-left: Black 1px solid">Tin</TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">PT
    Sariwiguna Binasentosa</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">CID001463</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">Indonesia</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border: Black 1px solid">Tin</TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">PT
    Stanindo Inti Perkasa</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">CID001468</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">Indonesia</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-right: Black 1px solid; border-bottom: Black 1px solid; border-left: Black 1px solid">Tin</TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-bottom: Black 1px solid">PT
    Timah (Persero) Tbk Kundur</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-bottom: Black 1px solid; border-left: Black 1px solid">CID001477</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-bottom: Black 1px solid">Indonesia</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-bottom: Black 1px solid; border-left: Black 1px solid">Compliant</TD></TR>
</TABLE>

<!-- Field: Page; Sequence: 3 -->
    <DIV STYLE="margin-bottom: 6pt; border-bottom: Silver 4px solid"><TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 12pt Times New Roman, Times, Serif"><TR><TD STYLE="text-align: center; width: 100%">&nbsp;</TD></TR></TABLE></DIV>
    <DIV STYLE="page-break-before: always; margin-top: 6pt; margin-bottom: 10pt"><TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif"><TR><TD STYLE="text-align: left; width: 100%"><PAGE></PAGE></TD></TR></TABLE></DIV>
    <!-- Field: /Page -->


<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 10pt Times New Roman, Times, Serif; width: 100%; border-collapse: collapse">
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD COLSPAN="5" STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; text-indent: 0"><B>Annex</B><BR>
    <B>Smelters</B></TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD COLSPAN="5" STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; text-indent: 0">&nbsp;</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; text-indent: 0; border-right: Black 1px solid; border-left: Black 1px solid; border-top: Black 1px solid"><B>Metal</B></TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; text-indent: 0; border-top: Black 1px solid"><B>Smelter
    Name</B></TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid; border-top: Black 1px solid"><B>CFSI<BR>
Smelter ID</B></TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; text-indent: 0; border-top: Black 1px solid"><B>Smelter<BR>
Location</B></TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid; border-top: Black 1px solid"><B>CFSP<BR>
Status<SUP>(1)</SUP></B></TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; width: 16%; border: Black 1px solid">Tin</TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; width: 42%; border-top: Black 1px solid; border-bottom: Black 1px solid">PT Timah (Persero) Tbk Mentok</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; width: 12%; border: Black 1px solid">CID001482</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; width: 18%; border-top: Black 1px solid; border-bottom: Black 1px solid">Indonesia</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; width: 12%; border: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-right: Black 1px solid; border-left: Black 1px solid">Tin</TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">PT
    Tinindo Inter Nusa</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">CID001490</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">Indonesia</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border: Black 1px solid">Tin</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">Thaisarco</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">CID001898</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">Thailand</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-right: Black 1px solid; border-left: Black 1px solid">Tin</TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">White
    Solder Metalurgia e Minera&ccedil;&atilde;o Ltda.</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">CID002036</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">Brazil</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border: Black 1px solid">Tin</TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">Yunnan
    Chengfeng Non-ferrous Metals Co., Ltd.</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">CID002158</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">China</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-right: Black 1px solid; border-left: Black 1px solid">Tin</TD>
    <TD STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">Yunnan
    Tin Group (Holding) Company Limited</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">CID002180</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">China</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border: Black 1px solid">Tantalum</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">Duoluoshan</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">CID000410</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">China</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-right: Black 1px solid; border-left: Black 1px solid">Tantalum</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">Global
    Advanced Metals Aizu</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">CID002558</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">China</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border: Black 1px solid">Tantalum</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">Ningxia
    Orient Tantalum Industry Co., Ltd.</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">CID001277</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">Kazakhstan</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-right: Black 1px solid; border-left: Black 1px solid">Tantalum</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">Ulba
    Metallurgical Plant JSC</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">CID001969</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0">Japan</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-left: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border: Black 1px solid">Tungsten</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">Xiamen
    Tungsten (H.C.) Co., Ltd.</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">CID002320</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-top: Black 1px solid; border-bottom: Black 1px solid">China</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-right: Black 1px solid; border-bottom: Black 1px solid; border-left: Black 1px solid">Tungsten</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-bottom: Black 1px solid">Xiamen
    Tungsten Co., Ltd.</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-bottom: Black 1px solid; border-left: Black 1px solid">CID002082</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-bottom: Black 1px solid">China</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-bottom: Black 1px solid; border-left: Black 1px solid">Compliant</TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-right: Black 1px solid; border-bottom: Black 1px solid; border-left: Black 1px solid">Gold</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-bottom: Black 1px solid">Gold
    Refinery of Zijin Mining Group Co., Ltd. </TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-bottom: Black 1px solid; border-left: Black 1px solid">CID002243</TD>
    <TD NOWRAP STYLE="font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-indent: 0; border-bottom: Black 1px solid">China</TD>
    <TD STYLE="vertical-align: bottom; font: 10pt Times New Roman, Times, Serif; padding: 0 5pt; text-align: center; border-right: Black 1px solid; border-bottom: Black 1px solid; border-left: Black 1px solid">Compliant</TD></TR>
</TABLE>
<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt">                                                                                                                                          <TR STYLE="vertical-align: top; font: 10pt Times New Roman, Times, Serif">
<TD STYLE="font: 10pt Times New Roman, Times, Serif">&nbsp;</TD><TD STYLE="font: 10pt Times New Roman, Times, Serif">&nbsp;</TD><TD STYLE="font: 10pt Times New Roman, Times, Serif">&nbsp;</TD></TR>
<TR STYLE="vertical-align: top; font: 10pt Times New Roman, Times, Serif">
<TD STYLE="width: 0; font: 10pt Times New Roman, Times, Serif"></TD><TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif"><SUP>(1)</SUP></TD><TD STYLE="font: 10pt Times New Roman, Times, Serif">Smelters identified as &ldquo;Compliant&rdquo; are compliant
                                                                     with the CFSP assessment protocols (as of May 22, 2017) and
                                                                     include (i) smelters with currently valid audits and (ii)
                                                                     smelters with reaudits in progress.</TD></TR></TABLE>

<!-- Field: Page; Sequence: 4 -->
    <DIV STYLE="margin-bottom: 6pt; border-bottom: Silver 4px solid"><TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 12pt Times New Roman, Times, Serif"><TR><TD STYLE="text-align: center; width: 100%">&nbsp;</TD></TR></TABLE></DIV>
<!-- Field: /Page -->

</BODY>
</HTML>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
