<SEC-DOCUMENT>0000930413-18-001955.txt : 20180531
<SEC-HEADER>0000930413-18-001955.hdr.sgml : 20180531
<ACCEPTANCE-DATETIME>20180531161144
ACCESSION NUMBER:		0000930413-18-001955
CONFORMED SUBMISSION TYPE:	SD
PUBLIC DOCUMENT COUNT:		2
<RULE>
<RULE-NAME>13p-1
<ITEM>
<ITEM-NUMBER>1.01
<ITEM-PERIOD>20171231
</ITEM>
<ITEM>
<ITEM-NUMBER>1.02
<ITEM-PERIOD>20171231
</ITEM>
</RULE>
FILED AS OF DATE:		20180531
DATE AS OF CHANGE:		20180531

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			COLGATE PALMOLIVE CO
		CENTRAL INDEX KEY:			0000021665
		STANDARD INDUSTRIAL CLASSIFICATION:	PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844]
		IRS NUMBER:				131815595
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SD
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-00644
		FILM NUMBER:		18871719

	BUSINESS ADDRESS:	
		STREET 1:		300 PARK AVE
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10022
		BUSINESS PHONE:		2123102000

	MAIL ADDRESS:	
		STREET 1:		300 PARK AVE
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10022
</SEC-HEADER>
<DOCUMENT>
<TYPE>SD
<SEQUENCE>1
<FILENAME>c91265_sd.htm
<TEXT>
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<P STYLE="font: 11pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>UNITED STATES</B></P>

<P STYLE="font: 11pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>SECURITIES AND EXCHANGE COMMISSION</B></P>

<P STYLE="font: 11pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>Washington, D.C. 20549</B></P>

<P STYLE="font: 11pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>

<P STYLE="font: 11pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>FORM SD</B></P>

<P STYLE="font: 11pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>

<P STYLE="font: 11pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>SPECIALIZED DISCLOSURE REPORT</B></P>

<P STYLE="font: 11pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>

<P STYLE="font: 11pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>COLGATE-PALMOLIVE COMPANY</B></P>

<P STYLE="font: 11pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">(Exact name of the registrant as specified
in its charter)</P>

<P STYLE="font: 11pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 11pt Arial, Helvetica, Sans-Serif; width: 100%; border-collapse: collapse">
<TR STYLE="vertical-align: top">
    <TD STYLE="width: 10%; text-align: center">&nbsp;</TD>
    <TD STYLE="width: 30%; text-align: center"><FONT STYLE="font: 11pt Times New Roman, Times, Serif"><U>Delaware</U></FONT></TD>
    <TD STYLE="width: 20%; text-align: center"><FONT STYLE="font: 11pt Times New Roman, Times, Serif"><U>1-644</U></FONT></TD>
    <TD STYLE="width: 30%; text-align: center"><FONT STYLE="font: 11pt Times New Roman, Times, Serif"><U>13-1815595</U></FONT></TD>
    <TD STYLE="width: 10%; text-align: center"><FONT STYLE="font: 11pt Times New Roman, Times, Serif">&nbsp;</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="text-align: center">&nbsp;</TD>
    <TD STYLE="text-align: center"><FONT STYLE="font: 11pt Times New Roman, Times, Serif">(State or Other Jurisdiction</FONT></TD>
    <TD STYLE="text-align: center"><FONT STYLE="font: 11pt Times New Roman, Times, Serif">(Commission</FONT></TD>
    <TD STYLE="text-align: center"><FONT STYLE="font: 11pt Times New Roman, Times, Serif">(IRS Employer</FONT></TD>
    <TD STYLE="text-align: center">&nbsp;</TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="text-align: center">&nbsp;</TD>
    <TD STYLE="text-align: center"><FONT STYLE="font: 11pt Times New Roman, Times, Serif">of Incorporation)</FONT></TD>
    <TD STYLE="text-align: center"><FONT STYLE="font: 11pt Times New Roman, Times, Serif">File Number)</FONT></TD>
    <TD STYLE="text-align: center"><FONT STYLE="font: 11pt Times New Roman, Times, Serif">Identification No.)</FONT></TD>
    <TD STYLE="text-align: center">&nbsp;</TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="text-align: center">&nbsp;</TD>
    <TD STYLE="text-align: center">&nbsp;</TD>
    <TD STYLE="text-align: center">&nbsp;</TD>
    <TD STYLE="text-align: center">&nbsp;</TD>
    <TD STYLE="text-align: center">&nbsp;</TD></TR>
</TABLE>
<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 11pt Arial, Helvetica, Sans-Serif; width: 100%; border-collapse: collapse">
<TR STYLE="vertical-align: top">
    <TD STYLE="width: 20%; text-align: left">&nbsp;</TD>
    <TD STYLE="width: 35%; text-align: center"><FONT STYLE="font: 11pt Times New Roman, Times, Serif"><U>300 Park Avenue, New York, NY</U></FONT></TD>
    <TD STYLE="width: 10%">&nbsp;</TD>
    <TD STYLE="width: 20%; text-align: center"><FONT STYLE="font: 11pt Times New Roman, Times, Serif"><U>10022</U></FONT></TD>
    <TD STYLE="width: 15%; text-align: center"><FONT STYLE="font: 11pt Times New Roman, Times, Serif">&nbsp;</FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="text-align: left">&nbsp;</TD>
    <TD STYLE="text-align: center"><FONT STYLE="font: 11pt Times New Roman, Times, Serif">(Address of Principal Executive Offices)</FONT></TD>
    <TD>&nbsp;</TD>
    <TD STYLE="text-align: center"><FONT STYLE="font: 11pt Times New Roman, Times, Serif">(Zip Code)</FONT></TD>
    <TD STYLE="text-align: center">&nbsp;</TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="text-align: left">&nbsp;</TD>
    <TD STYLE="text-align: center">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD STYLE="text-align: center">&nbsp;</TD>
    <TD STYLE="text-align: center">&nbsp;</TD></TR>
</TABLE>
<P STYLE="font: 11pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">Henning I. Jakobsen<BR>
Chief Financial Officer<BR>
(212) 310-2000</P>

<P STYLE="font: 11pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">(Name and telephone number, including area
code, of the<BR>
person to contact in connection with this report.)</P>

<P STYLE="font: 11pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>

<P STYLE="font: 11pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left">Check the appropriate box to indicate the
rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:</P>

<P STYLE="font: 11pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left">&nbsp;</P>

<P STYLE="font: 11pt Arial, Helvetica, Sans-Serif; margin: 0pt 0; text-align: left"><FONT STYLE="font-family: Wingdings">x</FONT><FONT STYLE="font-family: Times New Roman, Times, Serif; color: black">
Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2017.</FONT></P>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left"><B>Section 1 &ndash; Conflict Minerals Disclosure</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left"><B>Item 1.01 Conflict Minerals Disclosure
and Report</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left">Colgate-Palmolive Company (the &ldquo;Company&rdquo;)
has filed this Specialized Disclosure Form (Form SD) (including the Conflict Minerals Report) for the year ended December 31,
2017 to comply with Rule 13p-1 under the Securities Exchange Act of 1934 relating to &ldquo;conflict minerals.&rdquo; This report
is also available in the &ldquo;For Investors&rdquo; section of the Company&rsquo;s website at <U>https://www.colgatepalmolive.com</U>.
The reference to the Company&rsquo;s website is provided for convenience only, and its contents are not incorporated by reference
into this Specialized Disclosure Form (Form SD) nor deemed filed with the U.S. Securities and Exchange Commission.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left"><B>Item 1.02 Exhibit</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left">The Company&rsquo;s Conflict Minerals Report
for the year ended December 31, 2017 is filed as Exhibit 1.01 of this Specialized Disclosure Form (Form SD).</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left"><B>Section 2 &ndash; Exhibits</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left"><B>Item 2.01 Exhibits</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="font: 10pt Times New Roman, Times, Serif; margin-top: 0; margin-bottom: 0; width: 100%"><TR STYLE="vertical-align: top; text-align: justify">
<TD STYLE="width: 0%"></TD><TD STYLE="width: 72pt; text-align: left">Exhibit 1.01</TD><TD STYLE="text-align: justify"><A HREF="c91265_ex1-01.htm" STYLE="-sec-extract: exhibit">Conflict Minerals Report of Colgate-Palmolive Company, as required by Items 1.01 and 1.02 of this Specialized Disclosure Form (Form SD).</A></TD>
</TR></TABLE>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>SIGNATURE</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left">Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: left">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 10pt Times New Roman, Times, Serif; width: 100%; border-collapse: collapse">
<TR STYLE="vertical-align: top">
    <TD STYLE="text-align: left; font-size: 10pt">&nbsp;</TD>
    <TD STYLE="text-align: left; font-size: 10pt">&nbsp;</TD>
    <TD COLSPAN="3" STYLE="text-align: left; font-size: 10pt"><B>COLGATE-PALMOLIVE COMPANY</B></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="text-align: left; font-size: 10pt">&nbsp;</TD>
    <TD STYLE="text-align: left; font-size: 10pt">&nbsp;</TD>
    <TD STYLE="text-align: left; font-size: 10pt">&nbsp;</TD>
    <TD STYLE="text-align: left; font-size: 10pt">&nbsp;</TD>
    <TD STYLE="text-align: left; font-size: 10pt">&nbsp;</TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="width: 4%; text-align: left; font-size: 10pt">Date:</TD>
    <TD STYLE="width: 40%; text-align: left; font-size: 10pt">May 31, 2018</TD>
    <TD STYLE="width: 5%; text-align: left; font-size: 10pt">By:</TD>
    <TD STYLE="width: 22%; text-align: left; font-size: 10pt; border-bottom: Black 1px solid">/s/ Henning I. Jakobsen</TD>
    <TD STYLE="width: 29%; text-align: left; font-size: 10pt">&nbsp;</TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="text-align: left; font-size: 10pt">&nbsp;</TD>
    <TD STYLE="text-align: left; font-size: 10pt">&nbsp;</TD>
    <TD STYLE="text-align: left; font-size: 10pt">Name:&nbsp;</TD>
    <TD STYLE="text-align: left; font-size: 10pt">Henning I. Jakobsen</TD>
    <TD STYLE="text-align: left; font-size: 10pt">&nbsp;</TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="text-align: left; font-size: 10pt">&nbsp;</TD>
    <TD STYLE="text-align: left; font-size: 10pt">&nbsp;</TD>
    <TD STYLE="text-align: left; font-size: 10pt">Title:</TD>
    <TD STYLE="text-align: left; font-size: 10pt">Chief Financial Officer</TD>
    <TD STYLE="text-align: left; font-size: 10pt">&nbsp;</TD></TR>
</TABLE>

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<TYPE>EX-1.01
<SEQUENCE>2
<FILENAME>c91265_ex1-01.htm
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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: right"><B>Exhibit 1.01</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: right">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>Colgate-Palmolive Company<BR>
Conflict Minerals Report<BR>
for the Year Ended December 31, 2017</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">This Conflict Minerals Report for the year ended December 31,
2017 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 relating to &ldquo;conflict minerals&rdquo;
(the &ldquo;Rule&rdquo;). For purposes of the Rule, &ldquo;conflict minerals&rdquo; are limited to cassiterite, columbite-tantalite,
wolframite and gold, including their derivatives, which are limited to tin, tantalum and tungsten.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><B><U>Introduction</U></B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">Colgate-Palmolive Company (the &ldquo;Company&rdquo;) is a leading
consumer products company whose products are marketed in over 200 countries and territories throughout the world. As a result of
the Company&rsquo;s global operations, its supply chain sources materials, finished products and services globally and from a large
number of suppliers. The Company does not typically source any minerals, including conflict minerals, directly from mines, smelters
or refiners and is several supply chain levels removed from these market activities.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">The Company manufactures and markets a wide array of oral care,
personal care, home care and pet nutrition products. As required by the Rule, the Company has conducted a review of its products
to determine whether they contain conflict minerals that are necessary to their functionality or production. Only a small number
of the Company&rsquo;s products were determined to contain necessary conflict minerals. The Company determined that necessary conflict
minerals were contained in components of its electric and battery toothbrushes and its whitening tray devices.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><B><U>Reasonable Country of Origin Inquiry</U></B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">As required by the Rule, the Company conducted a reasonable
country of origin inquiry into its supply chain to determine whether any of the conflict minerals contained in its products originated
in the Democratic Republic of Congo or adjoining countries (collectively, the &ldquo;Covered Countries&rdquo;).</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><I>Supplier Survey</I></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><FONT STYLE="font-family: Times New Roman, Times, Serif">The
Company identified its materials and products that contain necessary conflict minerals by reviewing its reasonable country of origin
inquiry survey results from the prior year, searching its product formula database and interviewing internal product ingredient
experts. The Company requested that each of the suppliers of these materials and/or products complete the Conflict Minerals Reporting
Template developed by the Responsible Minerals Initiative (&ldquo;RMI&rdquo;) (formerly known as the Conflict-Free Sourcing Initiative
(&ldquo;CFSI&rdquo;)).</FONT> <FONT STYLE="font-family: Times New Roman, Times, Serif">Responses were reviewed for consistency
and completeness, and follow-up inquiries were conducted if necessary. The results of the supplier survey were discussed with members
of senior management.</FONT></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><I>Results of Survey</I></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">The Company received responses from 100% of the surveyed suppliers.
Two of the surveyed suppliers indicated that smelters in their supply chain source conflict minerals from the Covered Countries;
however, one such supplier indicated that 100% of the conflict minerals contained in its product were</P>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">from recycled or scrap sources. None of the other suppliers
indicated that the smelters in their supply chain source conflict minerals from the Covered Countries. As of May 15, 2018, all
of the smelters identified by the surveyed suppliers are considered &ldquo;compliant&rdquo; under the RMI&rsquo;s Responsible Minerals
Assurance Process (&ldquo;RMAP&rdquo; (formerly known as CFSI&rsquo;s Conflict-Free Smelter Program assessment protocols)), meaning
they either had a currently valid audit or a reaudit in progress.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><B><U>Due Diligence Process</U></B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">The Company has exercised due diligence on its supply chain,
with the goal of determining that the necessary conflict minerals contained in its products did not directly or indirectly finance
or benefit armed groups in the Covered Countries. The Company designed its due diligence process to comply in all substantive respects
to the framework set forth in the Organization for Economic Cooperation and Development Due Diligence Guidance for Responsible
Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (the &ldquo;OECD Framework&rdquo;).</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">The Company performed the following due diligence steps:</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; font: 10pt Times New Roman, Times, Serif">
<TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif"></TD><TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif"><B>(1)</B></TD><TD STYLE="font: 10pt Times New Roman, Times, Serif"><B>Establish strong company management systems</B></TD></TR></TABLE>

<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; font: 10pt Times New Roman, Times, Serif">
<TD STYLE="width: 36pt; font: 10pt Times New Roman, Times, Serif"></TD><TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif; text-align: left; vertical-align: top"><FONT STYLE="font-family: Symbol">&#183;</FONT></TD><TD STYLE="font: 10pt Times New Roman, Times, Serif"><FONT STYLE="font-family: Times New Roman, Times, Serif">The
                                                                                                                                                                                                                                    Company
                                                                                                                                                                                                                                    has
                                                                                                                                                                                                                                    adopted
                                                                                                                                                                                                                                    a
                                                                                                                                                                                                                                    conflict
                                                                                                                                                                                                                                    minerals
                                                                                                                                                                                                                                    policy,
                                                                                                                                                                                                                                    which
                                                                                                                                                                                                                                    includes
                                                                                                                                                                                                                                    information
                                                                                                                                                                                                                                    on
                                                                                                                                                                                                                                    how
                                                                                                                                                                                                                                    to
                                                                                                                                                                                                                                    contact
                                                                                                                                                                                                                                    the
                                                                                                                                                                                                                                    Company
                                                                                                                                                                                                                                    for
                                                                                                                                                                                                                                    further
                                                                                                                                                                                                                                    information
                                                                                                                                                                                                                                    and/or
                                                                                                                                                                                                                                    to
                                                                                                                                                                                                                                    report
                                                                                                                                                                                                                                    concerns.
                                                                                                                                                                                                                                    The
                                                                                                                                                                                                                                    policy
                                                                                                                                                                                                                                    is
                                                                                                                                                                                                                                    available
                                                                                                                                                                                                                                    in
                                                                                                                                                                                                                                    the
                                                                                                                                                                                                                                    &ldquo;Sustainability&rdquo;
                                                                                                                                                                                                                                    section
                                                                                                                                                                                                                                    of
                                                                                                                                                                                                                                    the
                                                                                                                                                                                                                                    Company&rsquo;s
                                                                                                                                                                                                                                    website
                                                                                                                                                                                                                                    at
                                                                                                                                                                                                                                    <U>https://www.colgatepalmolive.com</U>.
                                                                                                                                                                                                                                    </FONT></TD></TR></TABLE>

<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; font: 10pt Times New Roman, Times, Serif">
<TD STYLE="width: 36pt; font: 10pt Times New Roman, Times, Serif"></TD><TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif"><FONT STYLE="font-family: Symbol">&#183;</FONT></TD><TD STYLE="font: 10pt Times New Roman, Times, Serif"><FONT STYLE="font-family: Times New Roman, Times, Serif">The Company has incorporated its conflict minerals policy into its
Third Party Code of Conduct, which conveys the Company&rsquo;s expectations regarding ethical conduct to all third parties with
whom the Company does business. </FONT></TD></TR></TABLE>

<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; font: 10pt Times New Roman, Times, Serif">
<TD STYLE="width: 36pt; font: 10pt Times New Roman, Times, Serif"></TD><TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif"><FONT STYLE="font-family: Symbol">&#183;</FONT></TD><TD STYLE="font: 10pt Times New Roman, Times, Serif"><FONT STYLE="font-family: Times New Roman, Times, Serif">The Company has established a team comprised of employees from its
procurement, legal and sustainability functions to design and implement its conflict minerals compliance efforts with senior executive
level support and oversight.</FONT></TD></TR></TABLE>

<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; font: 10pt Times New Roman, Times, Serif">
<TD STYLE="width: 36pt; font: 10pt Times New Roman, Times, Serif"></TD><TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif"><FONT STYLE="font-family: Symbol">&#183;</FONT></TD><TD STYLE="font: 10pt Times New Roman, Times, Serif"><FONT STYLE="font-family: Times New Roman, Times, Serif">The Company has provided background information and training on the
Rule to employees involved in its conflict minerals compliance efforts.</FONT></TD></TR></TABLE>

<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; font: 10pt Times New Roman, Times, Serif">
<TD STYLE="width: 36pt; font: 10pt Times New Roman, Times, Serif"></TD><TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif"><FONT STYLE="font-family: Symbol">&#183;</FONT></TD><TD STYLE="font: 10pt Times New Roman, Times, Serif"><FONT STYLE="font-family: Times New Roman, Times, Serif">The Company requested relevant suppliers to identify the smelters
of the conflict minerals in their materials or products.</FONT></TD></TR></TABLE>

<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; font: 10pt Times New Roman, Times, Serif">
<TD STYLE="width: 36pt; font: 10pt Times New Roman, Times, Serif"></TD><TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif"><FONT STYLE="font-family: Symbol">&#183;</FONT></TD><TD STYLE="font: 10pt Times New Roman, Times, Serif"><FONT STYLE="font-family: Times New Roman, Times, Serif">The Company requires that conflict materials documentation be retained
for six years pursuant to the Company&rsquo;s document retention policy.</FONT></TD></TR></TABLE>

<P STYLE="margin-top: 0pt; margin-bottom: 0pt; font: 10pt Times New Roman, Times, Serif">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; font: 10pt Times New Roman, Times, Serif">
<TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif"></TD><TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif"><B>(2)</B></TD><TD STYLE="font: 10pt Times New Roman, Times, Serif"><B>Identify and assess risks in the supply chain</B></TD></TR></TABLE>

<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; font: 10pt Times New Roman, Times, Serif">
<TD STYLE="width: 36pt; font: 10pt Times New Roman, Times, Serif"></TD><TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif"><FONT STYLE="font-family: Symbol">&#183;</FONT></TD><TD STYLE="font: 10pt Times New Roman, Times, Serif"><FONT STYLE="font-family: Times New Roman, Times, Serif">As described above under &ldquo;Reasonable Country of Origin Inquiry,&rdquo;
in order to determine the mine or location of origin of the conflict minerals in the Company&rsquo;s supply chain with the greatest
possible specificity, the Company requested its relevant suppliers to complete the Conflict Minerals Reporting Template developed
by RMI.</FONT></TD></TR></TABLE>

<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; font: 10pt Times New Roman, Times, Serif">
<TD STYLE="width: 36pt; font: 10pt Times New Roman, Times, Serif"></TD><TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif"><FONT STYLE="font-family: Symbol">&#183;</FONT></TD><TD STYLE="font: 10pt Times New Roman, Times, Serif"><FONT STYLE="font-family: Times New Roman, Times, Serif">The Company reviewed the supplier responses for inconsistent and/or
incomplete responses that might indicate a potential risk.</FONT></TD></TR></TABLE>

<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; font: 10pt Times New Roman, Times, Serif">
<TD STYLE="width: 36pt; font: 10pt Times New Roman, Times, Serif"></TD><TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif"><FONT STYLE="font-family: Symbol">&#183;</FONT></TD><TD STYLE="font: 10pt Times New Roman, Times, Serif"><FONT STYLE="font-family: Times New Roman, Times, Serif">The Company compared the smelters identified by its suppliers against
the RMAP&rsquo;s lists of compliant and active smelters.</FONT></TD></TR></TABLE>

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<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; font: 10pt Times New Roman, Times, Serif">
<TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif"></TD><TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif"><B>(3)</B></TD><TD STYLE="font: 10pt Times New Roman, Times, Serif"><B>Design and implement a strategy to respond to identified risks</B></TD></TR></TABLE>

<P STYLE="margin-top: 0pt; margin-bottom: 0pt; font: 10pt Times New Roman, Times, Serif">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 36pt">The Company implemented a risk management plan designed
to identify, monitor and mitigate identified risks. Elements of the plan included:</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 36pt">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; font: 10pt Times New Roman, Times, Serif">
<TD STYLE="width: 36pt; font: 10pt Times New Roman, Times, Serif"></TD><TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif"><FONT STYLE="font-family: Symbol">&#183;</FONT></TD><TD STYLE="font: 10pt Times New Roman, Times, Serif"><FONT STYLE="font-family: Times New Roman, Times, Serif">providing updates to senior management in the finance, supply chain
and legal functions;</FONT></TD></TR></TABLE>

<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; font: 10pt Times New Roman, Times, Serif">
<TD STYLE="width: 36pt; font: 10pt Times New Roman, Times, Serif"></TD><TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif"><FONT STYLE="font-family: Symbol">&#183;</FONT></TD><TD STYLE="font: 10pt Times New Roman, Times, Serif"><FONT STYLE="font-family: Times New Roman, Times, Serif">sending corrective action follow-up notices to suppliers who provided
incomplete and/or inconsistent responses to the Company&rsquo;s information requests; </FONT></TD></TR></TABLE>

<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; font: 10pt Times New Roman, Times, Serif">
<TD STYLE="width: 36pt; font: 10pt Times New Roman, Times, Serif"></TD><TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif"><FONT STYLE="font-family: Symbol">&#183;</FONT></TD><TD STYLE="font: 10pt Times New Roman, Times, Serif"><FONT STYLE="font-family: Times New Roman, Times, Serif">informing relevant suppliers about the Company&rsquo;s conflict minerals
policy; and</FONT></TD></TR></TABLE>

<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; font: 10pt Times New Roman, Times, Serif">
<TD STYLE="width: 36pt; font: 10pt Times New Roman, Times, Serif"></TD><TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif"><FONT STYLE="font-family: Symbol">&#183;</FONT></TD><TD STYLE="font: 10pt Times New Roman, Times, Serif"><FONT STYLE="font-family: Times New Roman, Times, Serif">encouraging suppliers who provided inconsistent or incomplete responses
to improve their due diligence practices in accordance with the Company&rsquo;s conflict minerals policy.</FONT></TD></TR></TABLE>

<P STYLE="margin-top: 0pt; margin-bottom: 0pt; font: 10pt Times New Roman, Times, Serif">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; font: 10pt Times New Roman, Times, Serif">
<TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif"></TD><TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif"><B>(4)</B></TD><TD STYLE="font: 10pt Times New Roman, Times, Serif"><B>Carry out independent third-party audit of supply chain due diligence at identified points in the supply chain </B></TD></TR></TABLE>

<P STYLE="margin-top: 0pt; margin-bottom: 0pt; font: 10pt Times New Roman, Times, Serif">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 36pt">The Company does not conduct audits of smelters. The
Company relies on the RMAP to audit smelters that may be in the Company&rsquo;s supply chain.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 36pt">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; font: 10pt Times New Roman, Times, Serif">
<TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif"></TD><TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif"><B>(5)</B></TD><TD STYLE="font: 10pt Times New Roman, Times, Serif"><B>Report on supply chain due diligence</B></TD></TR></TABLE>

<P STYLE="margin-top: 0pt; margin-bottom: 0pt; font: 10pt Times New Roman, Times, Serif">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 36pt">This Conflict Minerals Report and the Company&rsquo;s
Specialized Disclosure Report (Form SD) are available in the &ldquo;For Investors&rdquo; section of the Company&rsquo;s website
at <U>https://www.colgatepalmolive.com</U>. The reference to the Company&rsquo;s website is provided for convenience only, and
its contents are not incorporated by reference into this Conflict Minerals Report nor deemed filed with the U.S. Securities and
Exchange Commission.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 36pt">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 18pt"><B><U>Smelters </U></B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 18pt">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 18pt">Attached as an Annex to this Conflict Minerals Report
is an aggregated list of the smelters reported to the Company by its suppliers of conflict minerals. Some of the suppliers that
provided this information did so either on a company or division level, and not in relation to specific products. Therefore, the
Company is unable to determine whether many of these smelters are actually in the Company&rsquo;s supply chain.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 18pt">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 18pt"><B><U>Ongoing Risk Mitigation Efforts</U></B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 18pt">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 18pt">The Company has implemented an ongoing risk mitigation
plan that is intended to strengthen its supply chain due diligence capability and traceability with respect to conflict minerals
and reduce the risk that the sourcing of any conflict minerals benefits armed groups in the Covered Countries. The Company&rsquo;s
ongoing risk mitigation efforts include:</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 18pt">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; font: 10pt Times New Roman, Times, Serif">
<TD STYLE="width: 36pt; font: 10pt Times New Roman, Times, Serif"></TD><TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif"><FONT STYLE="font-family: Symbol">&#183;</FONT></TD><TD STYLE="font: 10pt Times New Roman, Times, Serif"><FONT STYLE="font-family: Times New Roman, Times, Serif">incorporating supplier contract language and/or terms and conditions
that require relevant suppliers to cooperate with the Company&rsquo;s conflict minerals compliance efforts; </FONT></TD></TR></TABLE>

<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; font: 10pt Times New Roman, Times, Serif">
<TD STYLE="width: 36pt; font: 10pt Times New Roman, Times, Serif"></TD><TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif"><FONT STYLE="font-family: Symbol">&#183;</FONT></TD><TD STYLE="font: 10pt Times New Roman, Times, Serif"><FONT STYLE="font-family: Times New Roman, Times, Serif">continuing to engage with the Company&rsquo;s suppliers to further
enhance their due diligence processes; and</FONT></TD></TR></TABLE>

<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; font: 10pt Times New Roman, Times, Serif">
<TD STYLE="width: 36pt; font: 10pt Times New Roman, Times, Serif"></TD><TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif"><FONT STYLE="font-family: Symbol">&#183;</FONT></TD><TD STYLE="font: 10pt Times New Roman, Times, Serif"><FONT STYLE="font-family: Times New Roman, Times, Serif">sharing the Company&rsquo;s conflict minerals policy with suppliers.</FONT></TD></TR></TABLE>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 18pt"><B><U>Cautionary Statement on Forward-Looking Statements
</U></B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 18pt">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 18pt">This Conflict Minerals Report, including the description
of the Company&rsquo;s ongoing risk mitigation efforts, contains forward-looking statements (as such term is defined in the Private
Securities Litigation Reform Act of 1995 or by the Securities and Exchange Commission in its rules, regulations and releases).
These statements are made on the basis of the Company&rsquo;s views and expectations as of this time and the Company undertakes
no obligation to update these statements whether as a result of new information, future events or otherwise, except as required
by law or by the rules and regulations of the Securities and Exchange Commission. The Company cautions investors that such forward-looking
statements are not guarantees of future performance and that actual events or results may differ materially from those statements
due to factors, such as the implementation of satisfactory traceability and other compliance measures by the Company&rsquo;s direct
and indirect suppliers on a timely basis or at all, whether smelters and refiners and other market participants responsibly source
conflict minerals, internal and external resource restraints, and political and regulatory developments, whether in the Covered
Countries, the United States or elsewhere. For a description of certain factors that could cause the Company&rsquo;s future events
or results to differ materially from those expressed in any forward-looking statement, please refer to the Company&rsquo;s filings
with the Securities and Exchange Commission, including, without limitation, information under captions &ldquo;Risk Factors&rdquo;
and &ldquo;Cautionary Statement on Forward-Looking Statements&rdquo; included in the Company&rsquo;s Annual Report on Form 10-K
for the fiscal year ended December 31, 2017 and subsequent Quarterly Reports on Form 10-Q.</P>

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<P STYLE="text-align: center; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif"><B>Annex</B></FONT><BR> <FONT STYLE="font: 10pt Times New Roman, Times, Serif"><B>Smelters</B></FONT></P>

<P STYLE="text-align: center; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">&nbsp;</FONT></P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 10pt Times New Roman, Times, Serif; width: 100%; border-collapse: collapse">
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD STYLE="width: 12%; border-right: black 1px solid; border-bottom: Black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; border-top: Black 1px solid; text-align: center; padding-top: 2pt; padding-bottom: 2pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif"><B>Metal</B></FONT></TD>
    <TD STYLE="width: 52%; border-bottom: Black 1px solid; font: 10pt Times New Roman, Times, Serif; border-right: black 1px solid; border-top: Black 1px solid; text-align: center; padding-top: 2pt; padding-bottom: 2pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif"><B>Smelter Name</B></FONT></TD>
    <TD STYLE="width: 12%; border-bottom: Black 1px solid; font: 10pt Times New Roman, Times, Serif; border-right: black 1px solid; border-top: Black 1px solid; text-align: center; padding-top: 2pt; padding-bottom: 2pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif"><B>RMI<BR>
 Smelter ID</B></FONT></TD>
    <TD STYLE="width: 12%; border-bottom: Black 1px solid; font: 10pt Times New Roman, Times, Serif; border-top: Black 1px solid; text-align: center; padding-top: 2pt; padding-bottom: 2pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif"><B>Smelter<BR>
 Location</B></FONT></TD>
    <TD STYLE="width: 12%; border-right: black 1px solid; border-bottom: Black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; border-top: Black 1px solid; text-align: center; padding-top: 2pt; padding-bottom: 2pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif"><B>RMAP<BR>
 Status<SUP>(1)</SUP></B></FONT></TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Tin</FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">China Tin Group Co., Ltd.</FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">CID001070</FONT></TD>
    <TD NOWRAP STYLE="border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">China</FONT></TD>
    <TD STYLE="vertical-align: bottom; border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt; text-align: center"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">Compliant</FONT></TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Tin</FONT></TD>
    <TD STYLE="border-top: black 1px solid; border-right: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">CV United Smelting</FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">CID000315</FONT></TD>
    <TD NOWRAP STYLE="border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Indonesia</FONT></TD>
    <TD STYLE="vertical-align: bottom; border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt; text-align: center"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">Compliant</FONT></TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Tin</FONT></TD>
    <TD STYLE="border-top: black 1px solid; border-right: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">EM Vinto</FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">CID000438</FONT></TD>
    <TD STYLE="border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Bolivia (Plurinational State of)</FONT></TD>
    <TD STYLE="vertical-align: bottom; border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt; text-align: center"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">Compliant</FONT></TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Tin</FONT></TD>
    <TD NOWRAP STYLE="border-top: black 1px solid; border-right: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Malaysia Smelting Corporation (MSC)</FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">CID001105</FONT></TD>
    <TD NOWRAP STYLE="border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Malaysia</FONT></TD>
    <TD STYLE="vertical-align: bottom; border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt; text-align: center"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">Compliant</FONT></TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Tin</FONT></TD>
    <TD STYLE="border-top: black 1px solid; border-right: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">Metallo Belgium N.V.</FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">CID002773</FONT></TD>
    <TD NOWRAP STYLE="border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Belgium</FONT></TD>
    <TD STYLE="vertical-align: bottom; border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt; text-align: center"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">Compliant</FONT></TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Tin</FONT></TD>
    <TD NOWRAP STYLE="border-top: black 1px solid; border-right: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Minera&ccedil;&atilde;o Taboca S.A.</FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">CID001173</FONT></TD>
    <TD STYLE="border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Brazil</FONT></TD>
    <TD STYLE="vertical-align: bottom; border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt; text-align: center"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">Compliant</FONT></TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Tin</FONT></TD>
    <TD NOWRAP STYLE="border-top: black 1px solid; border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Minsur</FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">CID001182</FONT></TD>
    <TD NOWRAP STYLE="border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Peru</FONT></TD>
    <TD STYLE="vertical-align: bottom; border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt; text-align: center"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">Compliant</FONT></TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Tin</FONT></TD>
    <TD STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">Operaciones Metalurgical S.A.</FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">CID001337</FONT></TD>
    <TD STYLE="border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Bolivia (Plurinational State of)</FONT></TD>
    <TD STYLE="vertical-align: bottom; border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt; text-align: center"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">Compliant</FONT></TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Tin</FONT></TD>
    <TD STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">PT Inti Stania Prima</FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">CID002530</FONT></TD>
    <TD NOWRAP STYLE="border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Indonesia</FONT></TD>
    <TD STYLE="vertical-align: bottom; border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt; text-align: center"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">Compliant</FONT></TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Tin</FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">PT Mitra Stania Prima</FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">CID001453</FONT></TD>
    <TD NOWRAP STYLE="border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Indonesia</FONT></TD>
    <TD STYLE="vertical-align: bottom; border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt; text-align: center"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">Compliant</FONT></TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Tin</FONT></TD>
    <TD STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">PT Timah (Persero) Tbk Kundur</FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">CID001477</FONT></TD>
    <TD NOWRAP STYLE="border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Indonesia</FONT></TD>
    <TD STYLE="vertical-align: bottom; border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt; text-align: center"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">Compliant</FONT></TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Tin</FONT></TD>
    <TD STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">PT Timah (Persero) Tbk Mentok</FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">CID001482</FONT></TD>
    <TD NOWRAP STYLE="border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Indonesia</FONT></TD>
    <TD STYLE="vertical-align: bottom; border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt; text-align: center"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">Compliant</FONT></TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Tin</FONT></TD>
    <TD STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">PT Tommy Utama</FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">CID001493</FONT></TD>
    <TD NOWRAP STYLE="border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Indonesia</FONT></TD>
    <TD STYLE="vertical-align: bottom; border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt; text-align: center"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">Compliant</FONT></TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Tin</FONT></TD>
    <TD STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">PT Tinindo Inter Nusa</FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">CID001490</FONT></TD>
    <TD NOWRAP STYLE="border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Indonesia</FONT></TD>
    <TD STYLE="vertical-align: bottom; border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt; text-align: center"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">Compliant</FONT></TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Tin</FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Thaisarco</FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">CID001898</FONT></TD>
    <TD NOWRAP STYLE="border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Thailand</FONT></TD>
    <TD STYLE="vertical-align: bottom; border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt; text-align: center"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">Compliant</FONT></TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Tin</FONT></TD>
    <TD STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">White Solder Metalurgia e Minera&ccedil;&atilde;o Ltda.</FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">CID002036</FONT></TD>
    <TD NOWRAP STYLE="border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Brazil</FONT></TD>
    <TD STYLE="vertical-align: bottom; border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt; text-align: center"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">Compliant</FONT></TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Tin</FONT></TD>
    <TD STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Yunnan Chengfeng Non-ferrous Metals Co., Ltd.</FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">CID002158</FONT></TD>
    <TD NOWRAP STYLE="border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">China</FONT></TD>
    <TD STYLE="vertical-align: bottom; border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt; text-align: center"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">Compliant</FONT></TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Tin</FONT></TD>
    <TD STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Yunnan Tin Group (Holding) Company Limited</FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">CID002180</FONT></TD>
    <TD NOWRAP STYLE="border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">China</FONT></TD>
    <TD STYLE="vertical-align: bottom; border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt; text-align: center"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">Compliant</FONT></TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Tin</FONT></TD>
    <TD STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">CV Venus Inti Perkasa</FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">CID002455</FONT></TD>
    <TD NOWRAP STYLE="border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Indonesia</FONT></TD>
    <TD STYLE="vertical-align: bottom; border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt; text-align: center"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">Compliant</FONT></TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Tin</FONT></TD>
    <TD STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">PT Rajehan Ariq</FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">CID002593</FONT></TD>
    <TD NOWRAP STYLE="border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Indonesia</FONT></TD>
    <TD STYLE="vertical-align: bottom; border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt; text-align: center"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">Compliant</FONT></TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Tin</FONT></TD>
    <TD STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">PT Sukses Inti Makmur</FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">CID002816</FONT></TD>
    <TD NOWRAP STYLE="border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Indonesia</FONT></TD>
    <TD STYLE="vertical-align: bottom; border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt; text-align: center"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">Compliant</FONT></TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Tantalum</FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Global Advanced Metals Aizu</FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">CID002558</FONT></TD>
    <TD NOWRAP STYLE="border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">China</FONT></TD>
    <TD STYLE="vertical-align: bottom; border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt; text-align: center"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">Compliant</FONT></TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Tantalum</FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Ningxia Orient Tantalum Industry Co., Ltd.</FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">CID001277</FONT></TD>
    <TD NOWRAP STYLE="border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Kazakhstan</FONT></TD>
    <TD STYLE="vertical-align: bottom; border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt; text-align: center"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">Compliant</FONT></TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Tantalum</FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Ulba Metallurgical Plant JSC</FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">CID001969</FONT></TD>
    <TD NOWRAP STYLE="border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Japan</FONT></TD>
    <TD STYLE="vertical-align: bottom; border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt; text-align: center"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">Compliant</FONT></TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Tungsten</FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Xiamen Tungsten (H.C.) Co., Ltd.</FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">CID002320</FONT></TD>
    <TD NOWRAP STYLE="border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">China</FONT></TD>
    <TD STYLE="vertical-align: bottom; border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt; text-align: center"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">Compliant</FONT></TD></TR>
<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Tungsten</FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Xiamen Tungsten Co., Ltd.</FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">CID002082</FONT></TD>
    <TD NOWRAP STYLE="border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">China</FONT></TD>
    <TD STYLE="vertical-align: bottom; border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt; text-align: center"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">Compliant</FONT></TD></TR>


<TR STYLE="font: 10pt Times New Roman, Times, Serif">
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt; width: 12%"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">Gold</FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt; width: 52%"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">Gold Refinery of Zijin Mining Group Co., Ltd. </FONT></TD>
    <TD NOWRAP STYLE="border-right: black 1px solid; border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt; width: 12%"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">CID002243</FONT></TD>
    <TD NOWRAP STYLE="border-bottom: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt; width: 12%"><FONT STYLE="font: 10pt Times New Roman, Times, Serif">China</FONT></TD>
    <TD STYLE="vertical-align: bottom; border-right: black 1px solid; border-bottom: black 1px solid; border-left: black 1px solid; font: 10pt Times New Roman, Times, Serif; padding: 2pt 5.4pt; text-align: center; width: 12%"><FONT STYLE="font: 10pt Times New Roman, Times, Serif; color: black">Compliant</FONT></TD></TR>
</TABLE>
<P STYLE="text-align: center; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt">&nbsp;</P>
<TABLE CELLPADDING="0" CELLSPACING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; margin-top: 0pt; margin-bottom: 0pt"><TR STYLE="vertical-align: top; font: 10pt Times New Roman, Times, Serif">
<TD STYLE="width: 0; font: 10pt Times New Roman, Times, Serif"></TD><TD STYLE="width: 18pt; font: 10pt Times New Roman, Times, Serif"><SUP>(1)</SUP></TD><TD STYLE="font: 10pt Times New Roman, Times, Serif">Smelters identified as &ldquo;Compliant&rdquo; are compliant with the RMAP assessment protocols (as of May 15, 2018) and include
(i) smelters with currently valid audits and (ii) smelters with reaudits in progress.</TD></TR></TABLE>

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