v2.4.0.8
Condensed Consolidated Balance Sheets (USD $)
In Millions, unless otherwise specified
Sep. 30, 2013
Dec. 31, 2012
Current assets:    
Cash and cash equivalents $ 300 $ 497
Restricted cash 81 85
Financial investments, at fair value 190 [1] 223 [1]
Receivables, net 372 333
Deferred tax assets 54 33
Default funds and margin deposits 1,934 209
Other current assets 141 112
Total current assets 3,072 1,492
Non-current restricted cash   25
Property and equipment, net 249 211
Non-current deferred tax assets 399 294
Goodwill 6,191 5,335
Intangible assets, net 2,409 1,650
Other non-current assets 166 125
Total assets 12,486 9,132
Current liabilities:    
Accounts payable and accrued expenses 255 172
Section 31 fees payable to SEC 19 97
Accrued personnel costs 115 111
Deferred revenue 187 139
Other current liabilities 114 119
Deferred tax liabilities 38 35
Default funds and margin deposits 1,934 209
Current portion of debt obligations 45 136
Total current liabilities 2,707 1,018
Debt obligations 2,673 1,840
Non-current deferred tax liabilities 716 713
Non-current deferred revenue 152 156
Other non-current liabilities 182 196
Total liabilities 6,430 3,923
Commitments and contingencies      
NASDAQ OMX stockholders' equity:    
Common stock, $0.01 par value, 300,000,000 shares authorized, shares issued: 213,426,908 at September 30, 2013 and December 31, 2012; shares outstanding: 167,221,434 at September 30, 2013 and 165,605,838 at December 31, 2012 2 2
Preferred stock, 30,000,000 shares authorized, series A convertible preferred stock: shares issued: 1,600,000 at September 30, 2013 and December 31, 2012; shares outstanding: none at September 30, 2013 and December 31, 2012      
Additional paid-in capital 4,270 3,771
Common stock in treasury, at cost: 46,205,474 shares at September 30, 2013 and 47,821,070 shares at December 31, 2012 (1,023) (1,058)
Accumulated other comprehensive loss (51) (185)
Retained earnings 2,857 2,678
Total NASDAQ OMX stockholders' equity 6,055 5,208
Noncontrolling interests 1 1
Total equity 6,056 5,209
Total liabilities and equity $ 12,486 $ 9,132
[1] Primarily comprised of trading securities, mainly Swedish government debt securities, of $145 million as of September 30, 2013 and $201 million as of December 31, 2012. Of these securities, $102 million as of September 30, 2013 and $134 million as of December 31, 2012 are assets utilized to meet regulatory capital requirements primarily for clearing operations at NASDAQ OMX Nordic Clearing. This balance also includes our available-for-sale investment security in DFM valued at $45 million as of September 30, 2013 and $22 million as of December 31, 2012. See Note 6, “Investments,” for further discussion of our trading investment securities and available-for-sale investment security.