# Filing Detail

Form DEF 14A - Other definitive proxy statements:
SEC Accession No. 0001193125-21-134521
Filing Date
2021-04-27
Accepted
2021-04-27 17:28:02
Documents
123
Period of Report
2021-06-15

Document Format Files

Seq | Description | Document | Type | Size
--- | --- | --- | --- | ---
1 | DEF 14A | d15723ddef14a.htm | DEF 14A | 1648706
2 | COURTESY COPY | d15723ddef14a1.pdf | DEF 14A | 28829390
3 | GRAPHIC | g157231sp0152.jpg | GRAPHIC | 256093
4 | GRAPHIC | g157231sp144aa.jpg | GRAPHIC | 1168
5 | GRAPHIC | g15723g0010a.jpg | GRAPHIC | 1012
6 | GRAPHIC | g15723g0010b.jpg | GRAPHIC | 978
7 | GRAPHIC | g15723g0010c.jpg | GRAPHIC | 1016
8 | GRAPHIC | g15723g0010d.jpg | GRAPHIC | 1147
9 | GRAPHIC | g15723g0010f.jpg | GRAPHIC | 2968
10 | GRAPHIC | g15723g0014a.jpg | GRAPHIC | 308163
11 | GRAPHIC | g15723g0015a.jpg | GRAPHIC | 2295
12 | GRAPHIC | g15723g0016a2.jpg | GRAPHIC | 86699
13 | GRAPHIC | g15723g0018a2.jpg | GRAPHIC | 43267
14 | GRAPHIC | g15723g0018b.jpg | GRAPHIC | 43548
15 | GRAPHIC | g15723g0018c.jpg | GRAPHIC | 15268
16 | GRAPHIC | g15723g001a.jpg | GRAPHIC | 318390
17 | GRAPHIC | g15723g0023a.jpg | GRAPHIC | 331219
18 | GRAPHIC | g15723g0024a.jpg | GRAPHIC | 1861
19 | GRAPHIC | g15723g0025a.jpg | GRAPHIC | 67642
20 | GRAPHIC | g15723g002a.jpg | GRAPHIC | 8059
21 | GRAPHIC | g15723g002b.jpg | GRAPHIC | 5335
22 | GRAPHIC | g15723g002c.jpg | GRAPHIC | 6051
23 | GRAPHIC | g15723g002d2.jpg | GRAPHIC | 7263
24 | GRAPHIC | g15723g002e.jpg | GRAPHIC | 4879
25 | GRAPHIC | g15723g003a.jpg | GRAPHIC | 18913
26 | GRAPHIC | g15723g004a.jpg | GRAPHIC | 17673
27 | GRAPHIC | g15723g006a.jpg | GRAPHIC | 404326
28 | GRAPHIC | g15723g007a.jpg | GRAPHIC | 7892
29 | GRAPHIC | g15723g009a.jpg | GRAPHIC | 1104
30 | GRAPHIC | g15723g009b.jpg | GRAPHIC | 1030
31 | GRAPHIC | g15723g009c.jpg | GRAPHIC | 938
32 | GRAPHIC | g15723g009d.jpg | GRAPHIC | 1033
33 | GRAPHIC | g15723g12b01.jpg | GRAPHIC | 191570
34 | GRAPHIC | g15723g25s15.jpg | GRAPHIC | 28783
35 | GRAPHIC | g15723g30a.jpg | GRAPHIC | 1101
36 | GRAPHIC | g15723g30c.jpg | GRAPHIC | 1255
37 | GRAPHIC | g15723g64t87.jpg | GRAPHIC | 26592
38 | GRAPHIC | g15723gra054.jpg | GRAPHIC | 58448
39 | GRAPHIC | g15723gra057b.jpg | GRAPHIC | 1125
40 | GRAPHIC | g15723gra26.jpg | GRAPHIC | 98442
41 | GRAPHIC | g15723gra27.jpg | GRAPHIC | 97554
42 | GRAPHIC | g15723pc11_page1.jpg | GRAPHIC | 154678
43 | GRAPHIC | g15723pc11_page2.jpg | GRAPHIC | 127602
44 | GRAPHIC | g15723pmr057c.jpg | GRAPHIC | 1034
45 | GRAPHIC | g15723pmr058.jpg | GRAPHIC | 148841
46 | GRAPHIC | g15723pmr068c.jpg | GRAPHIC | 6285
47 | GRAPHIC | g15723pmr073a.jpg | GRAPHIC | 2790
48 | GRAPHIC | g15723pmt056.jpg | GRAPHIC | 115653
49 | GRAPHIC | g15723pmt057a.jpg | GRAPHIC | 1069
50 | GRAPHIC | g15723pmt057d.jpg | GRAPHIC | 1027
51 | GRAPHIC | g15723pmt068a.jpg | GRAPHIC | 3955
52 | GRAPHIC | g15723pmt068b.jpg | GRAPHIC | 6949
53 | GRAPHIC | g15723pmt068d.jpg | GRAPHIC | 4611
54 | GRAPHIC | g15723pmt068e.jpg | GRAPHIC | 5938
55 | GRAPHIC | g15723pmt069.jpg | GRAPHIC | 17261
56 | GRAPHIC | g15723pmt072.jpg | GRAPHIC | 171353
57 | GRAPHIC | g15723pmt073b.jpg | GRAPHIC | 2760
58 | GRAPHIC | g15723pmt073c.jpg | GRAPHIC | 2525
59 | GRAPHIC | g15723pmt073d.jpg | GRAPHIC | 2879
60 | GRAPHIC | g15723pmt073e.jpg | GRAPHIC | 2725
61 | GRAPHIC | g15723snap0002.jpg | GRAPHIC | 3493
62 | GRAPHIC | g15723snap0003.jpg | GRAPHIC | 3761
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65 | GRAPHIC | g15723snap0006.jpg | GRAPHIC | 3763
66 | GRAPHIC | g15723snap0007.jpg | GRAPHIC | 3692
67 | GRAPHIC | g15723snap001.jpg | GRAPHIC | 3426
68 | GRAPHIC | g15723snap0010.jpg | GRAPHIC | 3803
69 | GRAPHIC | g15723snap0011.jpg | GRAPHIC | 3524
70 | GRAPHIC | g15723snap0012.jpg | GRAPHIC | 3926
71 | GRAPHIC | g15723snap0021.jpg | GRAPHIC | 37518
72 | GRAPHIC | g15723snap0711.jpg | GRAPHIC | 3664
73 | GRAPHIC | g15723sp014.jpg | GRAPHIC | 1058
74 | GRAPHIC | g15723sp104.jpg | GRAPHIC | 19211
75 | GRAPHIC | g15723sp116.jpg | GRAPHIC | 1055
76 | GRAPHIC | g15723sp116ka2.jpg | GRAPHIC | 23822
77 | GRAPHIC | g15723sp118.jpg | GRAPHIC | 75477
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80 | GRAPHIC | g15723sp124.jpg | GRAPHIC | 1782
81 | GRAPHIC | g15723sp124ka2.jpg | GRAPHIC | 4359
82 | GRAPHIC | g15723sp138a.jpg | GRAPHIC | 345857
83 | GRAPHIC | g15723sp144e.jpg | GRAPHIC | 1150
84 | GRAPHIC | g15723sp145a.jpg | GRAPHIC | 296773
85 | GRAPHIC | g15723sp14b.jpg | GRAPHIC | 1208
86 | GRAPHIC | g15723sp151a.jpg | GRAPHIC | 250898
87 | GRAPHIC | g15723sp31.jpg | GRAPHIC | 5474
88 | GRAPHIC | g15723sp32.jpg | GRAPHIC | 5878
89 | GRAPHIC | g15723sp33.jpg | GRAPHIC | 5071
90 | GRAPHIC | g15723sp34.jpg | GRAPHIC | 5300
91 | GRAPHIC | g15723sp35.jpg | GRAPHIC | 5411
92 | GRAPHIC | g15723sp36.jpg | GRAPHIC | 5201
93 | GRAPHIC | g15723sp37.jpg | GRAPHIC | 5322
94 | GRAPHIC | g15723sp38.jpg | GRAPHIC | 5362
95 | GRAPHIC | g15723sp39.jpg | GRAPHIC | 5237
96 | GRAPHIC | g15723sp40.jpg | GRAPHIC | 4944
97 | GRAPHIC | g15723sp41.jpg | GRAPHIC | 20129
98 | GRAPHIC | g15723sp43.jpg | GRAPHIC | 19083
99 | GRAPHIC | g15723sp44.jpg | GRAPHIC | 19692
100 | GRAPHIC | g15723sp45.jpg | GRAPHIC | 18980
101 | GRAPHIC | g15723sp49.jpg | GRAPHIC | 54943
102 | GRAPHIC | g15723sp79a.jpg | GRAPHIC | 1301
103 | GRAPHIC | g15723sp79b.jpg | GRAPHIC | 1441
104 | GRAPHIC | g15723sp79c.jpg | GRAPHIC | 1145
105 | GRAPHIC | g15723sp79d.jpg | GRAPHIC | 1138
106 | GRAPHIC | g15723sp79e.jpg | GRAPHIC | 1351
107 | GRAPHIC | g15723sp79f.jpg | GRAPHIC | 1540
108 | GRAPHIC | g15723sp79g.jpg | GRAPHIC | 1480
109 | GRAPHIC | g15723sp82.jpg | GRAPHIC | 17842
110 | GRAPHIC | g15723sp89a.jpg | GRAPHIC | 1436
111 | GRAPHIC | g15723sp89b.jpg | GRAPHIC | 14587
112 | GRAPHIC | g15723sp92a.jpg | GRAPHIC | 1418
113 | GRAPHIC | g15723sp92b.jpg | GRAPHIC | 14390
114 | GRAPHIC | g15723sp94a.jpg | GRAPHIC | 1347
115 | GRAPHIC | g15723sp94b.jpg | GRAPHIC | 14714
116 | GRAPHIC | g15723sp96a.jpg | GRAPHIC | 1472
117 | GRAPHIC | g15723sp96b.jpg | GRAPHIC | 14851
118 | GRAPHIC | g15723sp99a.jpg | GRAPHIC | 1518
119 | GRAPHIC | g15723sp99b.jpg | GRAPHIC | 13150
120 | GRAPHIC | g15723spb30.jpg | GRAPHIC | 1300
121 | GRAPHIC | g15723spd30.jpg | GRAPHIC | 1193
122 | GRAPHIC | g15723spe30.jpg | GRAPHIC | 1231
123 | GRAPHIC | g15723spf30.jpg | GRAPHIC | 1223
| Complete submission text file | 0001193125-21-134521.txt |  | 47844505

Mailing Address 151 W. 42ND STREET NEW YORK NY 10036
Business Address 151 W. 42ND STREET NEW YORK NY 10036 1 212 401 8700
NASDAQ, INC. (Filer) CIK: 0001120193 (see all company filings)

EIN.: 521165937 | State of Incorp.: DE | Fiscal Year End: 1231
Type: DEF 14A | Act: 34 | File No.: 001-38855 | Film No.: 21860217
SIC: 6200 Security & Commodity Brokers, Dealers, Exchanges & Services