6-K 1 tm2127219d1_6k.htm FORM 6-K

 

 

 

United States

Securities and Exchange Commission

Washington, D.C. 20549

 

FORM 6-K

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

of the

Securities Exchange Act of 1934

 

For the month of

 

September 2021

 

Vale S.A.

 

Praia de Botafogo nº 186, 18º andar, Botafogo
22250-145 Rio de Janeiro, RJ, Brazil

(Address of principal executive office)

 

(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)

 

(Check One) Form 20-F x Form 40-F ¨

 

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))

 

(Check One) Yes ¨ No x

 

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))

 

(Check One) Yes ¨ No x

 

(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)

 

(Check One) Yes ¨ No x

 

(If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b). 82-      .)

 

 

 

 

 

 

Purchases of equity securities by the issuer and affiliated purchasers on August 31, 2021

 

Company: VALE S.A.    
Beginning balance    
   
Type of
security		 Characteristic of the security Quantity %    
Same class of
shares		 Total capital    
Shares VALE3 208,479,547 3.95% 3.95%    
Movements    
   
Type of
security		 Characteristic of the security Intermediate Operation Date Quantity Average
price (Daily)		 Volume (R$)    
- - - - - - - -    
Ending balance    
   
Type of
security		 Characteristic of the security Quantity %    
Same class of
shares		 Total capital    
Shares VALE3 208,479,547 3.95% 3.95%    
                   
                   
                   
Company: VALE S.A.    
Beginning balance    
   
Type of
security		 Characteristic of the security Quantity %    
Same class of
shares		 Total capital    
ADS VALE 66,911,141 1.27% 1.27%    
Movements    
   
Type of
security		 Characteristic of the security Intermediate Operation Date Quantity Average
price (Daily)		 Volume (R$)    
ADS VALE XP Investments US Buy 08/03/21 3,502,908 21.42037 393,656,276.14    
ADS VALE XP Investments US Buy 08/04/21 3,627,600 21.67211 409,527,645.23    
ADS VALE XP Investments US Buy 08/05/21 3,663,300 21.11620 398,099,589.15    
ADS VALE XP Investments US Buy 08/06/21 2,395,900 21.08557 264,769,607.18    
ADS VALE Bradesco Securities Inc Buy 08/10/21 2,065,000 21.18330 228,415,509.66    
ADS VALE Bradesco Securities Inc Buy 08/12/21 2,046,297 20.94500 224,374,766.60    
Ending balance    
   
Type of
security		 Characteristic of the security Quantity %    
Same class of
shares		 Total capital    
ADS VALE 84,212,146 1.59% 1.59%    

 

 

 

 

Company: MBR S.A.    
Beginning balance    
   
Type of
security		 Characteristic of the security Quantity %    
Same class of
shares		 Total capital    
. VALE3 0 0.00% 0,00%    
Movements    
   
Type of
security		 Characteristic of
the security		 Intermediate Operation Date Quantity Average
price (Daily)		 Volume (R$)    
Shares VALE3 XP Investimentos CCTVM S/A Buy 08/02/21 3,155,700 110.36093 348,265,972.00    
Shares VALE3 XP Investimentos CCTVM S/A Buy 08/03/21 4,838,900 111.68824 540,448,235.00    
Shares VALE3 XP Investimentos CCTVM S/A Buy 08/04/21 2,378,600 112.68144 268,024,067.00    
Shares VALE3 XP Investimentos CCTVM S/A Buy 08/05/21 1,865,500 108.92416 203,198,022.00    
Shares VALE3 XP Investimentos CCTVM S/A Buy 08/06/21 2,707,200 110.23197 298,419,996.00    
Shares VALE3 Itaú Corretora de Valores S.A Buy 08/10/21 2,408,500 110.10689 265,192,435.02    
Shares VALE3 Itaú Corretora de Valores S.A Buy 08/12/21 1,967,300 109.45043 215,321,837.02    
Shares VALE3 J.P. Morgan CCVM SA Buy 08/16/21 2,807,800 107.50864 301,862,773.06    
Shares VALE3 J.P. Morgan CCVM SA Buy 08/18/21 4,676,700 104.34216 487,976,962.85    
Shares VALE3 J.P. Morgan CCVM SA Buy 08/20/21 3,826,000 98.29074 376,060,357.54    
Shares VALE3 Citigroup Global Markets Brasil CCTVM S/A Buy 08/24/21 2,407,300 100.23696 241,300,433.02    
Shares VALE3 Itaú Corretora de Valores S.A Buy 08/26/21 1,809,600 98.92115 179,007,710.97    
Ending balance    
   
Type of
security		 Characteristic of the security Quantity %    
Same class of
shares		 Total capital    
Shares VALE3 34,849,100 0.66% 0.66%    
                   
                   
                   
Company: MBR S.A.    
Beginning balance    
   
Type of
security		 Characteristic of the security Quantity %    
Same class of
shares		 Total capital    
ADS VALE 0 0.00% 0.00%    
Movements    
   
Type of
security		 Characteristic of
the security		 Intermediate Operation Date Quantity Average
price (Daily)		 Volume (R$)    
- - - - - - - -    
Ending balance    
   
Type of
security		 Characteristic of the security Quantity %    
Same class of
shares		 Total capital    
ADS VALE 0 0.00% 0.00%    

 

 

 

 

Company: Vale Holdings B.V.    
Beginning balance    
   
Type of
security		 Characteristic of the security Quantity %    
Same class of
shares		 Total capital    
Shares VALE3 0 0.00% 0.00%    
Movements    
   
Type of security Characteristic of
the security		 Intermediate Operation Date Quantity Average
price (Daily)		 Volume (R$)    
- - - - - - - -    
Ending balance    
   
Type of
security		 Characteristic of the security Quantity %    
Same class of
shares		 Total capital    
Shares VALE3 0 0.00% 0.00%    
                   
                   
                   
Company: Vale Holdings B.V.    
Beginning balance    
   
Type of
security		 Characteristic of the security Quantity %    
Same class of shares Total capital    
ADS VALE 0 0.00% 0.00%    
Movements    
   
Type of
security		 Characteristic of
the security		 Intermediate Operation Date Quantity Average
price (Daily)		 Volume (R$)    
ADS VALE Bradesco Securities Inc Buy 08/16/21 2,247,400 20.49560 241,801,479.15    
ADS VALE Bradesco Securities Inc Buy 08/18/21 4,856,900 19.58080 504,278,279.49    
ADS VALE Bradesco Securities Inc Buy 08/20/21 3,343,300 18.18810 330,030,830.27    
ADS VALE J.P. Morgan Securities Inc. Buy 08/24/21 3,698,908 19.01225 372,839,787.84    
ADS VALE J.P. Morgan Securities Inc. Buy 08/26/21 1,441,440 18.86590 142,575,752.36    
Ending balance    
   
Type of
security		 Characteristic of the security Quantity %    
Same class of
shares		 Total capital    
ADS VALE 15,587,948 0.29% 0.29%    

 

 

 

 

Signatures

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  Vale S.A.
  (Registrant)
   
  By: /s/ Ivan Fadel
    Head of Investor Relations
Date: September 08, 2021