6-K 1 tm2131523d4_6k.htm FORM 6-K

 

 

United States

Securities and Exchange Commission

Washington, D.C. 20549

 

FORM 6-K

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

of the

Securities Exchange Act of 1934

 

For the month of

 

November 2021

 

Vale S.A.

 

Praia de Botafogo nº 186, 18º andar, Botafogo
22250-145 Rio de Janeiro, RJ, Brazil

(Address of principal executive office)

 

(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)

 

(Check One) Form 20-F x Form 40-F ¨

 

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))

 

(Check One) Yes ¨ No  x 

 

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))

 

(Check One) Yes ¨ No  x 

 

(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)

 

(Check One) Yes ¨ No  x 

 

(If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b). 82-    .) 

 

 

 

 

 

Purchases of equity securities by the issuer and affiliated purchasers on September 30, 2021 

 

Company: VALE S.A.

Beginning balance

 

          % 
Type of security  Characteristic of the security  Quantity   Same class of
shares		   Total capital 
Shares  VALE3   208.479.547    3,95%   3,95%

 

Movements

 

Type of security  Characteristic of
the security		  Intermediate   Operation  Date  Quantity   Average price (Daily)   Volume (R$) 
Shares  VALE3   -   Cancellation of Shares as approved in Minutes of the Board of Directors´s Meeting held on September 16, 2021  09/21/2021  152.016.372    -    - 

 

Ending balance

 

          % 
Type of security  Characteristic of the security  Quantity   Same class of
shares		   Total capital 
Shares  VALE3  56.463.175    1,10%   1,10%

 

Company: VALE S.A.

Beginning balance

 

          % 
Type of security  Characteristic of the security  Quantity   Same class of
shares		   Total capital 
ADS  VALE  84.212.146    1,59%   1,59%

 

Movements

 

Type of security   Characteristic of
the security		   Intermediate   Operation   Date   Quantity   Average price
(Daily)		   Volume (R$) 
-   -   -   -   -   -   -   - 

 

Ending balance

 

          % 
Type of security  Characteristic of the security  Quantity   Same class of
shares		   Total capital 
ADS  VALE  84.212.146    1,64%   1,64%

 

 

 

 

Purchases of equity securities by the issuer and affiliated purchasers on September 30, 2021

 

Beginning balance
          % 
Type of
security		  Characteristic of the security  Quantity   Same class of
shares		   Total capital 
Shares  VALE3   34.849.100    0,66%   0,66%

 

Movements
Type of
security		  Characteristic of
the security		  Intermediate  Operation  Date   Quantity   Average
price (Daily)		   Volume (R$) 
Shares  VALE3  Itaú Corretora de Valores S.A  Buy  08/30/21   1.117.600    100,55413    112.379.296,00 
Shares  VALE3  Itaú Corretora de Valores S.A  Buy  08/31/21   1.467.900    98,18197    144.121.316,96 
Shares  VALE3  Citigroup Global Markets Brasil CCTVM S/A  Buy  09/02/21   1.433.600    98,96223    141.872.247,32 
Shares  VALE3  Citigroup Global Markets Brasil CCTVM S/A  Buy  09/08/21   1.628.200    95,43152    155.381.600,13 
Shares  VALE3  XP Investimentos CCTVM S/A  Buy  09/10/21   1.767.900    95,43445    168.718.560,00 
Shares  VALE3  Citigroup Global Markets Brasil CCTVM S/A  Buy  09/14/21   2.355.400    94,18645    221.846.770,07 
Shares  VALE3  Citigroup Global Markets Brasil CCTVM S/A  Buy  09/16/21   3.316.630    89,20414    295.857.124,60 
Shares  VALE3  Citigroup Global Markets Brasil CCTVM S/A  Buy  09/20/21   4.342.200    82,44626    357.998.139,00 
Shares  VALE3  Citigroup Global Markets Brasil CCTVM S/A  Buy  09/24/21   3.036.000    77,87923    236.441.339,00 
Shares  VALE3  Citigroup Global Markets Brasil CCTVM S/A  Buy  09/27/21   2.495.200    78,33014    195.449.362,00 

 

Ending balance
          % 
Type of
security		  Characteristic of the security  Quantity   Same class of
shares		   Total capital 
Shares  VALE3   57.809.730    1,13%   1,13%

 

Company: MBR S.A.
Beginning balance
          % 
Type of
security		  Characteristic of
the security		  Quantity   Same class of
shares		   Total capital 
ADS  VALE   0    0,00%   0,00%

 

Movements
 Type of
security		    Characteristic of
the security		    Intermediate    Operation    Date    Quantity    Average
price (Daily)		    Volume (R$) 
 -    -    -    -    -    -    -    - 

 

Ending balance
            %  
Type of
security		  Characteristic of the security   Quantity    Same class of
shares		    Total capital 
ADS  VALE   0    0,00%   0,00%

 

 

 

 

Purchases of equity securities by the issuer and affiliated purchasers on September 30, 2021

 

Company: Vale Holdings B.V.

Beginning balance

 

          % 
Type of security  Characteristic of the security  Quantity   Same class of
shares		   Total capital 
Shares  VALE3   0    0,00%   0,00%

 

Movements

 

Type of security   Characteristic of
the security		   Intermediate   Operation   Date   Quantity   Average price
(Daily)		   Volume (R$) 
-   -   -   -   -   -   -   - 

 

Ending balance

 

          % 
Type of security  Characteristic of the security  Quantity   Same class of
shares		   Total capital 
Shares  VALE3   0    0,00%   0,00%

 

Company: Vale Holdings B.V.

Beginning balance

 

          % 
Type of security  Characteristic of the security  Quantity   Same class of
shares		   Total capital 
ADS  VALE   15.587.948    0,29%   0,29%

 

Movements

 

Type of security  Characteristic of the security  Intermediate  Operation  Date  Quantity   Average price (Daily)   Volume (R$) 
ADS  VALE  J.P. Morgan Securities Inc.  Buy  08/30/21   1.206.099    19,37650    121.411.705,93 
ADS  VALE  J.P. Morgan Securities Inc.  Buy  08/31/21   1.700.000    19,05460    166.605.991,11 
ADS  VALE  J.P. Morgan Securities Inc.  Buy  09/02/21   1.202.555    19,11010    118.891.925,71 
ADS  VALE  J.P. Morgan Securities Inc.  Buy  09/08/21   2.500.000    18,06100    237.158.991,00 
ADS  VALE  J.P. Morgan Securities Inc.  Buy  09/10/21   2.524.609    18,25070    240.322.582,60 
ADS  VALE  J.P. Morgan Securities Inc.  Buy  09/14/21   2.337.707    17,94910    219.281.584,07 
ADS  VALE  J.P. Morgan Securities Inc.  Buy  09/16/21   3.099.903    16,93727    276.139.010,37 
ADS  VALE  J.P. Morgan Securities Inc.  Buy  09/20/21   5.255.735    15,43094    432.527.386,57 
ADS  VALE  J.P. Morgan Securities Inc.  Buy  09/24/21   2.670.614    14,56787    207.889.694,46 
ADS  VALE  Bradesco Securities Inc  Buy  09/27/21   3.947.700    14,58737    307.961.353,29 

 

Ending balance

 

          % 
Type of security  Characteristic of the security  Quantity   Same class of
shares		   Total capital 
ADS  VALE   42.032.870    0,82%   0,82%

 

 

 

 

Signatures

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 
  Vale S.A.
  (Registrant)
   
  By: /s/ Ivan Fadel
    Head of Investor Relations
Date: November 08, 2021