6-K 1 tm2134317d1_6k.htm FORM 6-K

 

 

 

United States

Securities and Exchange Commission

Washington, D.C. 20549

 

FORM 6-K

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

of the

Securities Exchange Act of 1934

 

For the month of

 

December 2021

 

Vale S.A.

 

Praia de Botafogo nº 186, 18º andar, Botafogo
22250-145 Rio de Janeiro, RJ, Brazil

(Address of principal executive office)

 

 

(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)

 

(Check One) Form 20-F x Form 40-F ¨

 

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))

 

(Check One) Yes ¨ No x 

 

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))

 

(Check One) Yes  ¨ No x 

 

(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)

 

(Check One) Yes ¨ No x

 

(If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b). 82-__ .)

 

 

 

 

 

 

Purchases of equity securities by the issuer and affiliated purchasers on November 30, 2021

 

Company: VALE S.A.
Beginning balance
 
Type of
security		 Characteristic of the security Quantity %
Same class
of shares		 Total capital
Shares VALE3 140,675,321 2.74% 2.74%
Movements
Type of
security		 Characteristic
of the security		 Intermediate Operation Date Quantity Average
price
(Daily)		 Volume
(R$)
- - - - - - - -
Ending balance
Type of security Characteristic of the security Quantity %
Same class
of shares		 Total
capital
Shares VALE3 140,675,321 2.74% 2.74%

 

Company: VALE S.A.
Beginning balance
 
Type of
security		 Characteristic of the security Quantity %
Same class of
shares		 Total capital
ADS VALE 0 0.00% 0.00%
Movements
Type of
security		 Characteristic
of the security		 Intermediate Operation Date Quantity Average
price
(Daily)		 Volume
(R$)
- - - - - - - -
Ending balance
Type of security Characteristic of the security Quantity %
Same class
of shares		 Total
capital
ADS VALE 0 0.00% 0.00%

 

 

 

 

Purchases of equity securities by the issuer and affiliated purchasers on November 30, 2021

 

Company: MBR S.A.  
Beginning balance  
 
Type of security Characteristic of the security Quantity %
Same class of shares Total capital
Shares VALE3 72,521,783 1.41% 1.41%
Movements
Type of
security		 Characteristic of
the security		 Intermediate Operation Date Quantity Average price
(Daily)		 Volume (R$)
Shares VALE3 J.P. Morgan CCVM SA Buy 10/29/21 900,000 71.94557 64,751,016.00
Shares VALE3 J.P. Morgan CCVM SA Buy 11/03/21 3,000,000 67.61027 202,830,810.00
Shares VALE3 J.P. Morgan CCVM SA Buy 11/05/21 1,551,800 64.79988 100,556,448.00
Shares VALE3 XP Investimentos CCTVM S/A Buy 11/08/21 725,000 66.41070 48,147,758.00
Shares VALE3 XP Investimentos CCTVM S/A Buy 11/10/21 328,300 65.45170 21,487,793.00
Shares VALE3 XP Investimentos CCTVM S/A Buy 11/12/21 480,300 68.48792 32,894,749.00
Shares VALE4 J.P. Morgan CCVM SA Buy 11/16/21 565,200 66.87643 37,798,556.00
Shares VALE5 Citigroup Global Markets Brasil CCTVM S/A Buy 11/17/21 629,900 66.20059 41,699,750.50
Shares VALE6 Citigroup Global Markets Brasil CCTVM S/A Buy 11/19/21 319,400 63.92066 20,416,260.00
Ending balance
Type of
security		 Characteristic of the security Quantity %
Same class of
shares		 Total capital
Shares VALE3 81,021,683 1.58% 1.58%

 

Company: MBR S.A.
Beginning balance
Type of
security		 Characteristic of the security Quantity %
Same class of shares Total capital
ADS VALE 0 0.00% 0.00%
Movements
Type of
security		 Characteristic of
the security		 Intermediate Operation Date Quantity Average price
(Daily)		 Volume (R$)
- - - - - - - -
Ending balance
Type of
security		 Characteristic of the security Quantity %
Same class of
shares		 Total capital
ADS VALE 0 0.00% 0.00%

 

 

 

 

Purchases of equity securities by the issuer and affiliated purchasers on November 30, 2021

 

Company: Vale Holdings B.V.
Beginning balance
Type of
security		 Characteristic of the security Quantity %
Same class of shares Total capital

Shares

 VALE3 0 0.00% 0.00%
Movements
Type of
security		 Characteristic of
the security		 Intermediate Operation Date Quantity Average price
(Daily)		 Volume (R$)
- - - - - - - -
Ending balance
Type of
security		 Characteristic of the security Quantity %
Same class of
shares		 Total capital

Shares

 VALE3 0 0.00% 0.00%

 

Company: Vale Holdings B.V.
Beginning balance
Type of
security		 Characteristic of the security Quantity %
Same class of
shares		 Total capital
ADS VALE 57,032,870 1.11% 1.11%
Movements
Type of
security		 Characteristic of
the security		 Intermediate Operation Date Quantity Average price
(Daily)		 Volume (R$)
ADS VALE J.P. Morgan Securities Inc. Buy 10/29/21 1,727,000 12.82452 124,980,853.63
ADS VALE J.P. Morgan Securities Inc. Buy 11/03/21 2,000,000 12.03783 136,441,602.34
ADS VALE J.P. Morgan Securities Inc. Buy 11/05/21 1,600,000 11.73479 104,120,404.84
ADS VALE XP Investments US Buy 11/08/21 882,600 12.10090 59,411,033.41
ADS VALE XP Investments US Buy 11/10/21 650,000 12.00154 42,585,665.93
ADS VALE XP Investments US Buy 11/12/21 525,800 12.67353 36,116,806.57
ADS VALE Bradesco Securities Inc Buy 11/16/21 530,000 12.17741 35,350,009.31
ADS VALE XP Investments US Buy 11/17/21 670,000 12.01646 44,275,005.82
ADS VALE Bradesco Securities Inc Buy 11/19/21 380,600 11.54090 24,415,088.74
Ending balance
Type of
security		 Characteristic of the security Quantity %
Same class of
shares		 Total capital
ADS VALE 65,998,870 1.29% 1.29%

 

 

 

 

Signatures

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Vale S.A.

(Registrant) 

 

  By: /s/ Ivan Fadel
Date: December 10, 2021   Head of Investor Relations