6-K 1 tm222448d2_6k.htm FORM 6-K

 

 

 

United States

Securities and Exchange Commission

Washington, D.C. 20549

 

FORM 6-K

 

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

of the

Securities Exchange Act of 1934

 

For the month of

 

January 2022

 

Vale S.A.

 

Praia de Botafogo nº 186, 18º andar, Botafogo
22250-145 Rio de Janeiro, RJ, Brazil

(Address of principal executive office)

 

(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.)

 

(Check One) Form 20-F x Form 40-F ¨

 

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1))

 

(Check One) Yes ¨ No x

 

(Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7))

 

(Check One) Yes ¨ No x

 

(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.)

 

(Check One) Yes ¨ No x

 

(If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b). 82-   .)

 

 

 

   

 

 

Purchases of equity securities by the issuer and affiliated purchasers on December 31, 2021

 

Company: VALE S.A.
 
Beginning balance
 
          % 
Type of
security		  Characteristic of the security  Quantity   Same class of
shares		   Total capital 
Shares  VALE3   140,675,321    2.74%   2.74%

 

Movements
   
Type of
security		  Characteristic
of the security		  Intermediate  Operation  Date  Quantity  Average price
(Daily)		  Volume (R$)  
-  -  -  -  -  -  -  -  

 

Ending balance
 
          % 
Type of
security		  Characteristic of the security  Quantity   Same class of
shares		   Total capital 
Shares  VALE3   140,675,321    2.74%   2.74%

 

Company: VALE S.A.
 
Beginning balance
 
          % 
Type of
security		  Characteristic of the security  Quantity   Same class of
shares		   Total capital 
ADS  VALE   0    0.00%   0.00%

 

Movements  
   
Type of
security		  Characteristic
of the security		  Intermediate  Operation  Date  Quantity  Average price
(Daily)		  Volume (R$)  
-  -  -  -  -  -  -  -  

 

Ending balance
 
          % 
Type of
security		  Characteristic of the security  Quantity   Same class of
shares		   Total capital 
ADS  VALE   0    0.00%   0.00%

 

   

 

 

Purchases of equity securities by the issuer and affiliated purchasers on December 31, 2021

 

Company: MBR S.A.
 
Beginning balance
 
          % 
Type of
security		  Characteristic of the security  Quantity   Same class of
shares		   Total capital 
Shares  VALE3   81.021.683    1,58%   1,58%

 

Movements
 
Type of
security		  Characteristic of
the security		  Intermediate  Operation  Date  Quantity   Average price
(Daily)		   Volume (R$) 
Shares  VALE3  Citigroup Global Markets Brasil CCTVM S/A  Buy  12/13/21   222.000    78,13198    17.345.300,00 
Shares  VALE3  Citigroup Global Markets Brasil CCTVM S/A  Buy  12/15/21   325.600    77,05746    25.089.909,00 
Shares  VALE3  Citigroup Global Markets Brasil CCTVM S/A  Buy  12/17/21   279.400    79,67623    22.261.540,00 
Shares  VALE3  Citigroup Global Markets Brasil CCTVM S/A  Buy  12/20/21   294.500    78,06910    22.991.351,00 
Shares  VALE3  Citigroup Global Markets Brasil CCTVM S/A  Buy  12/21/21   271.800    79,79967    21.689.550,00 
Shares  VALE3  Citigroup Global Markets Brasil CCTVM S/A  Buy  12/22/21   304.800    79,56582    24.251.663,00 
Shares  VALE3  J.P. Morgan CCVM SA  Buy  12/27/21   258.000    78,96443    20.372.822,00 
Shares  VALE3  J.P. Morgan CCVM SA  Buy  12/28/21   476.500    77,10321    36.739.678,00 

 

Ending balance
 
          % 
Type of
security		  Characteristic of the security  Quantity   Same class of
shares		   Total capital 
Shares  VALE3   83.454.283    1,63%   1,63%

 

Company: MBR S.A.
 
Beginning balance
 
          % 
Type of
security		  Characteristic of the security  Quantity   Same class of
shares		   Total capital 
ADS  VALE   0    0,00%   0,00%

 

Movements
 
Type of
security		  Characteristic of
the security		  Intermediate  Operation  Date  Quantity  Average price
(Daily)		  Volume (R$)  
-  -  -  -  -  -  -  -  

 

Ending balance
 
          % 
Type of
security		  Characteristic of the security  Quantity   Same class of
shares		   Total capital 
ADS  VALE   0    0,00%   0,00%

 

   

 

 

Purchases of equity securities by the issuer and affiliated purchasers on December 31, 2021

 

Company: Vale Holdings B.V.
 
Beginning balance
 
          % 
Type of
security		  Characteristic of the security  Quantity   Same class of
shares		   Total capital 
Shares  VALE3   0    0,00%   0,00%

 

Movements
   
Type of
security		  Characteristic of
the security		  Intermediate  Operation  Date  Quantity  Average price
(Daily)		  Volume (R$)  
-  -  -  -  -  -  -  -  

 

Ending balance
 
          % 
Type of
security		  Characteristic of the security  Quantity   Same class of
shares		   Total capital 
Shares  VALE3   0    0,00%   0,00%

 

Company: Vale Holdings B.V.
 
Beginning balance
 
          % 
Type of
security		  Characteristic of the security  Quantity   Same class of
shares		   Total capital 
ADS  VALE   65.998.870    1,29%   1,29%

 

Movements
 
Type of
security		  Characteristic of
the security		  Intermediate  Operation  Date  Quantity   Average price
(Daily)		   Volume (R$) 
ADS  VALE  XP Investments US  Buy  12/13/21   375.000    13,82370    29.214.843,97 
ADS  VALE  XP Investments US  Buy  12/15/21   250.000    13,48217    19.254.905,17 
ADS  VALE  XP Investments US  Buy  12/17/21   250.000    14,02806    19.975.608,68 
ADS  VALE  Bradesco Securities Inc  Buy  12/20/21   288.300    13,66043    22.469.988,34 
ADS  VALE  Bradesco Securities Inc  Buy  12/21/21   220.100    13,92527    17.584.238,71 
ADS  VALE  Bradesco Securities Inc  Buy  12/22/21   305.000    13,97651    24.383.843,86 
ADS  VALE  XP Investments US  Buy  12/27/21   292.000    14,01494    23.183.238,52 
ADS  VALE  XP Investments US  Buy  12/28/21   312.600    13,64965    24.081.413,05 
ADS  VALE  XP Investments US  Buy  12/29/21   420.000    13,62537    32.401.096,41 

 

Ending balance
 
          % 
Type of
security		  Characteristic of the security  Quantity   Same class of
shares		   Total capital 
ADS  VALE   68.711.870    1,34%   1,34%

 

   

 

 

Signatures

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  Vale S.A.
  (Registrant)
     
  By: /s/ Ivan Fadel
Date: January 10, 2022   Head of Investor Relations